American court hearing recordings and interviews - US Supreme Court oral argument in Trump v Anderson, 2/8/2024, Case Number 23-719
Episode Date: February 9, 2024Issue before the US Supreme Court on appeal: Whether the Colorado Supreme Court erred in ordering former President Donald Trump excluded from the 2024 presidential primary ballot. For links to the art...icles below, see the SCOTUSblog at https://www.scotusblog.com/case-files/cases/trump-v-anderson/: SCOTUSblog Coverage A packed courtroom for the Trump ballot case (Mark Walsh, February 8, 2024) Supreme Court appears unlikely to kick Trump off Colorado ballot (Amy Howe, February 8, 2024) Eric Olson on disqualifying Trump from the presidency (Nate Mowry, February 7, 2024) Supreme Court to decide whether insurrection provision keeps Trump off ballot (Amy Howe, February 2, 2024) Supreme Court agrees to hear Trump plea to remain on Colorado ballot (Amy Howe, January 5, 2024) Trump asks Supreme Court to keep him on 2024 Colorado ballot (Amy Howe, January 3, 2024)
Transcript
Discussion (0)
We'll hear argument this morning in case 23719, Trump v. Anderson. Mr. Mitchell.
Mr. Chief Justice, and may it please the Court. The Colorado Supreme Court held that President Donald
J. Trump is constitutionally disqualified from serving as President under Section 3 of the 14th Amendment.
The Colorado Supreme Court's decision is wrong and should be reversed for numerous independent reasons.
The first reason is that President Trump is not covered by Section 3.
because the President is not an officer of the United States, as that term is used throughout the Constitution.
Officer of the United States refers only to appointed officials, and it does not encompass elected individuals,
such as the President or members of Congress. This is clear from the Commission's Clause,
the impeachment clause, and the Appointments Clause, each of which uses officers of the United States
to refer only to appointed and not elected officials.
The second reason is that Section 3 cannot be used to exclude a presidential candidate from the ballot,
even if that candidate is disqualified from serving as president under Section 3,
because Congress can lift that disability after the candidate is elected, but before he takes office.
A state cannot exclude any candidate for federal office from the ballot on account of Section 3,
And any state that does so is violating the holding of term limits by altering the Constitution's
qualifications for federal office. The Colorado Supreme Court's decision is no different from a state
residency law that requires members of Congress to inhabit the state prior to election day
when the Constitution requires only that members of Congress inhabit the state that they represent
when elected. In both situations, a state is accelerating the debt.
deadline to meet a constitutionally imposed qualification and is thereby violating the holding
of term limits. And in this situation, a ruling from this Court that affirms the decision below
would not only violate term limits, but take away the votes of potentially tens of millions
of Americans. I welcome the Court's questions.
Mr. Mitchell, would you — you didn't spend much time on your argument with respect to
whether or not Section 3 is self-executing. So would you address that? And in doing that,
your argument is that it's not self-executing, but then in that case, what would the role of the
State be, or is it entirely up to Congress to implement the disqualification in Section 3?
It is entirely up to Congress, Justice Thomas, and our argument goes beyond
actually saying that Section 3 is non-self-executing. We need to say something more than that
because a non-self-executing treaty or a non-self-executing constitutional provision normally can still be
enforced by a state if it chooses to enact legislation. The holding of Griffin's case goes beyond
even that by saying that a state is not allowed to implement or enforce Section 3 of the 14th
Amendment unless and until Congress enacts implementing legislation allowing it to do so. So under
Griffin's case, which we believe is correctly decided,
the Anderson litigants disagree with us on that point.
But if this Court were to adhere to the holding of Griffin's case, there would not be any
role for the States in enforcing Section 3 unless Congress were to enact a statute that
gives them that authority.
Counsel, what if somebody came in to a State Secretary of State's office and said,
I took the oath specified in Section 3.
I participated in an insurrection, and I want to be on the ballot.
Does the Secretary of State have the authority in that situation to say no, you're disqualified?
No, the Secretary of State could not do that consistent with term limits, because even if the
candidate is an admitted insurrectionist, Section 3 still allows the candidate to run for office
and even win election to office and then see whether Congress lifts that disability after the
election.
This happened frequently in the wake of the 14th Amendment where Confederate insurrectionists were
elected to Congress, and sometimes they obtained a waiver, sometimes.
they did not, and each House would determine for itself whether to seat that elected
insurrectionist, because each House is the sole judge of the qualifications of its members.
So if a State banned, even it admitted insurrectionists from the ballot, it would be adding to
and altering the Constitution's qualifications for office, because under Section 3, the candidate
need only qualify during the time the candidate holds the office to which he's been elected.
And under Your Honor's hypothetical, the Secretary of State would be demanding, essentially, that
the candidate obtain a waiver from Congress earlier than the candidate needs to obtain that
waiver.
Well, even though it's pretty unlikely or at least would be difficult for an individual who says,
you know, I am an insurrectionist and I had taken the oath, that would require two-thirds
of votes in Congress, right?
Correct.
Well, this is a pretty unlikely scenario.
It may be unlikely, but no Secretary of State is permitted to predict the likelihood of a
waiver, because in doing so, they're adding a new qualification to the ability to run for Congress.
And the proper analogy, Mr. Chief Justice, is to state residency laws because the Constitution
says that a member of Congress must inhabit the state that he represents when elected.
And the lower courts have all held in reliance on term limits that a state election official
cannot move that deadline any earlier by requiring the candidate for Congress to inhabit the
state before the date of election.
So even if somebody comes in and says, I'm a resident of you.
The Secretary of State's office in Illinois, and says I'm a resident of Indiana. I have been all my life. I want to run for office in Illinois. The Secretary of State can't say, no, you can't?
Well, the question would be, is that person going to inhabit the State when the election is held? So if the candidate makes clear, perhaps through a sworn declaration or through his own statements, that he has no intention of relocating to that State before Election Day, then the candidate makes clear, perhaps through a sworn declaration or through his own statements, that he has no intention of relocating to that State before Election Day, then the
Secretary of State would be enforcing an extant constitutional qualification rather than enforcing
a new state-imposed qualification. And that's the key under-term limits. Is the state in any way
altering the criteria for a federal office, either for Congress or for the presidency? And in this
situation, the Colorado Supreme Court is going slightly beyond what Section 3 requires, because
Section 3, on its face, bans an insurrectionist only from holding on it.
Counsel, can I stop you a moment and back up a minute?
You admitted that the concept of self-executing does generally permit states to provide a cause of action
for breaches of a constitutional provision.
Correct.
In fact, they do it frequently for taking these clauses.
Here's there's no debate that Colorado has provided that cause of action.
You want to go a step further.
and say that this, like the treaty clause, requires implementing legislation to permit the
state to disqualify an insurrectionist.
That's correct.
Under Section 3.
That's right.
So history proves a lot to me and to my colleagues generally.
There's a whole lot of examples of states relying on Section 3 to disqualify insurrectionists.
for state offices.
And you're basically telling us that you want us to go two steps further.
You want to, maybe three.
You want us to say that self-execution.
Over two centuries ago, it was England that taxed our tea.
Now it's Brussels trying to regulate our companies.
Under new European regulations,
American businesses face crushing fines,
forced disclosures,
and foreign red tape that kills jobs here at home.
America's laws should be written in America,
not Brussels, reject European regulatory overreach and uphold Trump's trade deal, paid for by
Americans for limited government.
Does it mean what it generally means? You want us now to say it means that Congress must
permit states or require states to stop insurrectionists from taking state office.
And so this is a complete preemption in a way that's very rare.
isn't it? Well, that's the only thing I would disagree. It's rare under the 14th Amendment.
Oh, of course it's rare. This is a one-off situation. And, Your Honor, the only thing I would —
Well, it is one-off. I don't disagree with you. But it's not with respect to how we've defined
self-executing. We're not asking this Court to redefine the concept of non-self-execution.
We were careful in our brief not to rely on that phrase. And Griffin's case —
Right. You are because it's not.
That's right. And Griffin's —
So now the question is a very different one in my mind. I understand what you're relying on.
on Griffin, let's just be very clear.
Right.
Griffin was not a
precedential Supreme Court decision.
That's correct.
All right.
It was a circuit court decision.
By a justice, who when he
becomes a justice, writes
in the Davies case,
he assumed
that Jefferson Davies would be
ineligible to hold any office,
particularly the presidency,
and treated, and this is
his words, section
three, as executing itself,
needing no legislation on the part of Congress to give it effect.
So you're relying on a non-presidential case by a justice who later takes back what he said.
But the key point with Griffin's case and why it's an important precedent,
despite everything Your Honor said, it is not a precedent of this Court.
But Griffin's case provided the backdrop against which Congress legislated the Enforcement Act of 1870
when it first provided an enforcement mechanism for —
Then it did away with it later.
It did away with it later.
But that has nothing to say with respect to what Section 3 means.
Can we get to the issue, which is, I think, one that I go back to that I started with, and very briefly,
what sense does it say that States can't enforce Section 3 against their own officials?
I mean, I think logically, those are two separate issues in my mind.
Can states enforce the insurrection clause against their own office holders,
or can they enforce it against federal officials,
or can they enforce it against the president?
Those are all three different questions in my mind.
And the answer to all three of those questions turns
on whether this Court agrees with the holding of Griffin.
If Griffin's case, if Griffin's case is the proper enunciation of the law, then a state cannot do
any of the things Your Honor suggested unless Congress gives it authority to do so.
So a non-precedential decision that relies on policy doesn't look at the language, doesn't
look at the history, doesn't analyze anything than the disruption that such a suit would bring,
you want us to credit as presidential.
Because Congress relied on Griffin's case.
when it enacted the Enforcement Act of 1870 and established —
So, Mr. Mitchell, if I may interrupt, but just to clarify, I mean, this sounds like your reply brief,
where it sounds like you're not making a constitutional argument, you're really making a statutory preemption argument.
And is that what you're doing here?
You're not saying that the Constitution gives you this rule.
It's the kind of combination of Griffin's case plus the way Congress acted after Griffin's case.
that gives you the rule? That's exactly right, Justice Kagan. Because we have
implementing legislation, Congress took up the invitation provided by Griffin's case and
established Ritz of Quoeranto in the 1870 Enforcement Act. Later repealed them. The only
enforcement legislation that's currently on the books is the insurrection criminal statute,
Section 2383. And when Congress made all of these decisions, the initial enactment of the
Enforcement Act in 1870, the repeal of the Quareranto provisions in 1948, all of those
were made with Griffin's case as the backdrop. The underst-
Please.
Well, the understanding was that these
congressionally established remedies would be exclusive
of state court remedies.
So there's not an express statement of preemption
in these statutes, but there didn't need to be
because Griffin's case provided the back.
And if I could just understand the argument
a little bit better, suppose that we took all of that away.
You know, suppose there were no Griffin's case
and there were no subsequent congressional enactment.
What do you then think the rule would be?
So in just as a matter of first principles without Griffin's case,
it's a much harder argument for us to make
because normally, I mean, every other provision of the 14th Amendment has been treated as self-executing.
What we would argue, and that's hypothetical that Your Honor has suggested,
is that there are practical considerations unique to Section 3,
that counsel in favor of a rule similar to what Chief Justice Chase spelled out in Griffin's case.
And it goes to, I think, the policy concerns he talks about,
where this was a case, Griffin's case involved a convicted criminal who was seeking a writ of habeas corpus
on the ground that the judge who tried his case was an insurrectionist disqualified under Section 3.
And Chief Justice Chase realizes that if he enforces Section 3 in this situation,
it would nullify every official act taken not only by this particular judge,
but by anyone who is an insurrectionist or arguably an insurrectionist under Section 3.
Why do you need those consequential concerns, though?
I mean, it kind of seems to me that what Justice Kagan is getting at is,
why don't you have an argument that the Constitution of its own force,
that Section 3 of its own force, preempts the state's ability,
not necessarily, I think not, to enforce Section 3 against its own officers, but against
federal officers, like in a Tarbles case kind of way.
So there could also be an argument that's more limited.
You're suggesting there may be a barrier under the Constitution to a state legislating
an enforcing mechanism for Section 3 specific to federal officers.
We could rely on precedents such as McClong that says that state courts lack the authority
to issue mandamus relief against federal officials.
Well, why aren't you making those arguments?
Because that doesn't get us.
That only gets you out of state court, doesn't get you out of federal court.
Right. And also the holding of Griffin's case went well beyond that, because Chief Justice
Chase said in this opinion, which again provided the backdrop for the congressional
enforcement legislation, that states had no role in enforcing Section 3 unless Congress
was to give them that authority through a statute that they passed, presuming to their seven-
But your arguments—
I was just going to add one last thing. I think your argument's a little broader than that
because I think if we accept your position that disqualifying someone,
from the ballot is adding a qualification. Really your position is that Congress can't enact a statute
that would allow Colorado to do what it's done either, because then Congress would be adding
a qualification, which it can't do either. No, I don't agree with that, Justice Barrett. Congress is
not bound by the holding of term limits. Term limits only prohibits the states from adding additional
qualifications or altering the Constitution's qualifications for federal office. It does not
purport to restrain Congress. So if Congress were to enact implementing legislation that authorized the
to exclude insurrectionists from the ballot, we believe that would be valid enforcement
legislation under Section 3, with an important caveat.
There has to be congruence in proportionality under this Court's precedence.
Why would that be permissible?
Because Section 3 refers to the holding of office, not running for office.
And so if a State or Congress were to go further and say that you can't run for the office,
you can't compete in a primary, wouldn't that be adding an additional?
additional qualification for serving for President. You must have been free from this
disqualification at an earlier point in time than Section 3 specifies.
I think the answer to your question, Justice Alito, depends on how you interpret the word
enforce in Section 5. And some members of this Court, such as Justice Scalia, thought that
enforced means you can do nothing more than an Act legislation that mirrors the 14th Amendment's
self-executing requirements, and you can't go an inch beyond that. That's not the current
jurisprudence of this Court. Well, you have to decide whether it's congruent and proportional,
and we would get into the question of whether that would be congruent and proportional.
Let me shift gear a little bit. I take you to argue, and I think this is right, that the term
self-executing is a misnomer, as applied here. Very often, when we use the term, what we're
referring to is the proposition that a particular provision of the Constitution or a statute in and of
itself creates a private right of action. That's not what the issue.
is here. No, that's not the issue here. And sometimes the phrase self-executing is used
that way. The only thing I would add is sometimes it's used in a different sense. With
self-executing treaties or non-self-executing treaties, the issue is whether that treaty has any
force as domestic law whatsoever. Right, right. Well, I don't see what is gained by using this
term, which is used in different context, rather than directly addressing what's involved
here, which is the question of who can enforce Section 3 with respect to a presidential
candidate. The consequences of what the Colorado Supreme Court did, some people claim, would be
quite severe. Would it not permit — would it not lead to the possibility that other states
would say, using their choice of law rules and their rules on collateral estoppel, that there's
non-mutual collateral estoppel against former President Trump. And so the decision of the Colorado
Supreme Court could effectively decide this question for many other states, perhaps all other states.
Could it not lead to that consequence?
I don't think so because Colorado law does not recognize non-mutual collateral estoppel.
And I believe the preclusive effect of the decision would be determined by Colorado law rather
than the law of another state. But I think your question, Justice Alito, gives rise to
an even greater concern. Because if this decision does not have preclusive effect in other lawsuits,
it opens the possibility that a different factual record could be developed in some of the
litigation that occurs in other States. And different factual findings could be entered by
state trial court judges. They might conclude that, as a matter of fact, that President
Trump did not have any intent to engage in incitement or make some other finding that differs
from what this trial court judge found.
Yeah, exactly. So in this decision, the trial court in Colorado,
thought that it was proper to admit the January 6th report, and it also admitted the testimony
of an expert who testified about the meaning of certain words and phrases to people who communicate
with and among extremists, right?
Another State Court could reach an opposite conclusion on both of those questions.
Certainly. Other States could conclude that the January 6th report is it admissible hearsay.
They might also conclude that statements within the —
the January 6th report were here say, even if the report itself is not, and they could certainly
reach a different conclusion with respect to the expert testimony of Professor Semi.
Perhaps in another state we would have time to produce our own sociology expert who would
contradict Professor Semi.
Should these considerations be dismissed as simply consequentialist arguments, or do they
support a structural argument that supports the position that you're taking here?
I think they all mutually reinforce each other. We have an argument, we believe, that is
sufficient to dispose of this case, just.
based on the meaning of officer of the United States, as well as the argument we're making based
on term limits. But all of the consequentialist considerations that Your Honor has suggested are
additional reasons to reverse the Colorado Supreme Court, although we don't think it's
necessary to get into consequences because the law is clearly on our side.
Can I like you keep saying term limits? There are other presidential qualifications in the
Constitution, age, citizenship. There's a separate amendment, the 22nd Amendment, that doesn't
permits anyone to run for a second term. We have a history of states disqualifying,
not all, but some, of disqualifying candidates who won't be of age if elected. We have a history
of at least one state disqualifying someone who wasn't a U.S. citizen.
Right.
Are your arguments limited to Section 3?
Not quite. The question, Justice Sotomayor, is whether the state is violating term limits
by adding to or altering the extant qualifications for the presidency and the Constitution.
Now, the hype.
So you want us to say, I'm wondering why the term limits qualification is important to you.
Because —
Are you setting up so that if some president runs for a third term, that a stake can't
disqualify him from the ballot?
Of course, a stake can disqualify him from the ballot.
Because that is a qualification that is categorical.
It's not the feasible by Congress.
Congress. So a State is enforcing the Constitution when it says you can't appear on our ballot
if you've already served two terms as President. The same —
The same if they're underage when elected and the same if they're not a U.S.
citizen.
The same if they're not — well, the same if they're not a U.S. citizen for sure.
The age is a little more nuanced because you can imagine a scenario where the person is
34 years old at the time of the election, but he turns 35 before an inauguration.
Well, then that would come up — that would probably come up to us at some point.
The state would make a decision and say he's ineligible, and we would have to decide that question then.
But my point is, so adding qualifications to what term limit?
Is your argument based on?
I'm just confused.
Okay.
With respect to the — maybe I'll start with the age example.
If a state, like Colorado says, you can't appear on our presidential ballot unless you are 35 years old on the day of the election, that would be a violation of term limits.
because there could be a 34-year-old on the day of the election who turns 35 before
inauguration day. What Colorado has done here, what their Supreme Court has done, is similar
because under Section 3, President Trump needs to qualify during the time that he would hold office.
And the Colorado Supreme Court is saying to President Trump, you have to show that you would
qualify under Section 3 now at the time of the election or at the time that we, the State Supreme Court.
Now I understand.
Now I just — just a point of clarification, so we're all on the same page.
When you say term limits, you mean our decision in the term limits case.
Yes, I'm sorry.
The constitutional provision governing term limits.
Yes, U.S. term limits against Thornton.
Maybe I should call it Thornton instead of term limits.
I'm sorry.
Does it have something to do with the fact that the particular circumstance that you're talking about can change?
Is that what you mean?
I'm trying to understand the distinction between the provision in the Constitution that relates to disqualification on the basis of insurrection.
behavior and these other provisions that Justice Sotomayor points out. They all seem to me to be
extant constitutional requirements. But you're drawing a distinction. Right. I'm drawing a distinction
because some of them are categorical. What do you mean by categorical? Whether or not you are
an insurrectionist is or is not categorical? It is not categorical because Congress can lift the
disability by a two-thirds vote. But why does that change the initial determination
of whether or not you fall into the category. I don't understand the fact that you can be excused
from having been in the category. Why does that not make it a categorical determination?
Because we don't know whether President Trump will be excused before he's sworn in,
if he wins the election, on January 20th, 2025. And a court that is saying that President Trump
has to show now today that he would qualify under Section 3 is accelerating the deadline that the
Constitution provides for him to obtain a waiver from Congress. But that's by virtue of the hold,
right? Hold office. Correct. Yeah. Section 3 bans him only from holding office.
All right. Can I ask you, I'm just, now that I have the floor,
can I ask you to address your first argument, which is the office officer point?
Oh, sorry. Why don't we? Can we, um, oh, is that okay if we do this and then we go to that?
Sure, sure, sure. Go ahead. Will there be an opportunity to do officers,
or should we?
Absolutely.
Absolutely.
I just want to understand.
So on this theory, what is the sum total of ways that Section 3 can be enforced?
That somebody out there can say, yes, there's been a former president who engaged or led or participated in an insurrection,
and so should be disqualified from office, putting aside the officer argument.
what is the sum total of ways that that enforcement can happen?
So the answer to that question is going to depend on what Your Honor thinks of Griffin's case.
So if this court were to affirm the rationale of Griffin's case,
then the only way Section 3 could be enforced is through congressional legislation that creates a remedy.
So Congress could reinstate the quo warranto provisions that they initially had in the 1870.
Is that your position?
Yes, because we believe Griffin's case is correctly decided and should be followed.
And how does that fit with a lot of the answers to the questions?
that we've been given, you said, well, Congress has to have the ability by a two-thirds
vote to lift the disqualification. But so, too, I would think that that provision would
be in some tension with what you just said. Because if Congress has the ability to lift the
vote by a two-thirds majority, then surely it can't be right that one House of Congress can do
the exact same thing by a simple majority. Yeah, there certainly is some tension.
Justice Kagan, and some commentators have pointed this out. Professor Bode and Professor Paulson
criticized Griffin's case very sharply. Well, we don't think this problem is fatal because to us,
the two-thirds provision that allows Congress to lift a disability is something akin to a pardon power,
where Congress, through enforcement legislation, creates a mechanism by which the insurrectionist
issue is to be determined. By some entity, it could be the legislature in the case of an elected
member of Congress. Each House has the ability to judge the qualifications of their members,
or if it's outside the situation of Congress, it would be whatever Congress enacts. So when it was
the rits of quo warranto, each federal prosecutor had the authority to bring a quo warrento
writ against an incumbent official and seek his ouster from office under Section 3. But it was
still subject to that amnesty provision in Section 3 of the 14th Amendment. So we do acknowledge
the tension, but we don't think that's an insurmountable obstacle.
I don't even see why there's a tension. If you and
analogize the lifting by Congress of the disqualification by a two-thirds vote to a pardon,
then surely one would not argue that the fact that the president or governor can pardon someone
from a criminal conviction or a criminal offense means that the person couldn't be
prosecuted in the first place for the criminal offense.
That's right, right?
Yes.
So I don't see what the tension is.
There are two separate things.
Did the person engage in this activity, which is prohibited?
And second, even if the person did engage in the activity, are there reasons why the
disqualification should be lifted or the pardon should be granted?
That's right.
I mean, if, again, if the Court accepts the holding of Griffin's case, that's exactly
the regime that we would have.
Yeah, I don't see there's a, but also there's a limit on what one can infer from the
mere fact that Congress can lift the disqualification.
You can't infer from that that it is impermissible to have a prior determination that
the person did engage in the insurrection.
You can't make that inference.
It's not watching.
yet isn't that what you're doing?
What's intention is that you would have the exact same actor and say, look, that actor can lift the
disqualification by a two-thirds vote.
But you're saying only that actor can put the disqualification into effect in the first place,
and it can do that by far less than two-thirds.
It can do that just by a simple majority of one house.
Or it could do that by doing nothing at all, if the holding of Griffin's case is correct,
because just congressional in action would effectively act.
The only thing it takes to have no action is, you know, is, you know, half plus one saying we don't feel like it.
But that's why we tried to characterize our Griffin's case argument the way we did, where we rely on preemption doctrines as well.
So we have —
Don't you think Griffin's case is also relevant to trying to figure out what the original public meaning of Section 3 of the 14th Amendment is?
It's by the Chief Justice of the United States a year after the 14th Amendment.
that seems to me highly probative of what the meaning or understanding of that language,
otherwise elusive language is.
I do think it's probative, Justice Kavanaugh.
We didn't rely too heavily on the point that you're making,
partly because we have this other opinion from Justice Chase in the Jefferson Davis case.
So that argument could potentially boomerang on us,
which is why we didn't push it very hard in our briefing.
But I think Your Honor is right.
This is —
Why don't you finish your sentence?
It is relevant and probative for sure.
But I think there is other —
evidence, too, that might perhaps undercut the usefulness of trying to characterize Griffin's
case is completely emblematic of the original understanding.
Now, why don't we move on to the officer point?
Certainly.
And Justice Jackson, I think you —
Yes, so I had a question about it, because you're making a textualist argument, and as I look
at Section 3, I see two parts of the first sentence of Section 3.
The first is a list of offices that a disqualified person is barred from holding, and the second
are specific circumstances that give rise to disqualification. So first, am I right about seeing
that there are two different things happening in the first sentence?
Yes.
Okay.
So are you arguing both in this case, or just one? Are you arguing both that the office of
the presidency should not be considered one of the barred offices?
and that a person who previously took the presidential oath is not subject to disqualification?
We are arguing both, Your Honor.
I don't see that in your brief.
I see a lot of focus on the second, but not on the first.
There is definitely more focus on the second,
and we acknowledge that we have a somewhat heavier lift on the first point.
Why?
It seems to me that you have a list, and president is not on it.
That's certainly an argument in our favor,
but they're also — with respect to officer of the United States,
that's used repeatedly in the constitutional.
institution in the Commission's clause and the Appointments Clause and also in the
impeachment clause. And every time it appears, it's used in a way that clearly excludes the
argument. No, I understand, but that's the second argument. So the first argument is we have a list
of offices that a person is barred from holding, right, under your theory or under the language
of — and we see it begins with Senator, representative, elector of the President and Vice
President and all other civil or military officers.
Offices under the United States.
Offices under the United States.
But the word president or vice president does not appear specifically in that list.
So I guess I'm trying to understand, are you giving up that argument?
And if so, why?
No, we're not giving it up at all.
You're right.
The President and the Vice President are not specifically listed.
But the Anderson litigants claim that they are encompassed within the meaning of the phrase,
office under the United States.
And do you agree that the framers would have put such a high and significant and important office,
sort of smuggled it in through that catch-all phrase?
We don't agree at all.
That's why we're still making the argument that the President C is excluded from the covered offices
that are listed at the beginning of second grade.
I'm sorry.
Your brief says you didn't take a position on that point.
I'm sorry.
And your brief said, I don't have the site.
I apologize.
You don't affirmatively argue that point, I think, is what your brief said.
In the blue brief?
Yes.
Well, we certainly argued it in the reply brief, and I'll have to look at how we phrased it.
But we did point out in our opening brief that there are potential issues if this
court were to rule on office under because that phrase appears in other parts of the
Constitution, including the emoluments clause, the impeachment disqualification clause.
Would we necessarily have to say, I mean, I thought the point was that Section 3 was
unique, that there was something happening with Section 3 that could explain why certain
offices were left off or whatnot? Perhaps, but there are also implications from other parts of the
Constitution, which really help us on the officer of the United States argument in that second part
of Section 3, but somewhat cut against us when it comes to office under the United States.
And the Anderson litigants point this out in footnote 9 in the red brief, where they say,
if this court were to say the presidency is an excluded office under the United States, that
could imply, for example, the President is not covered by the emoluments.
Mr. Mitchell, is stepping back on this, a lot hinges on the difference between, in your argument,
between the term office and officer.
Yes.
And I guess I'm wondering, what theory do you have from an original understanding or a textualist perspective,
why those two terms so closely related would carry such different weight?
Because it's clear from the constitutional text that there are officer.
that do not hold offices under the United States.
For example, the Speaker of the House and the President pro tempore,
they're described as officers in Article 1, who are chosen by the legislature.
They also have to be officers if they're able to be covered by the Presidential Succession Act,
because under the Constitution only officers can serve when there's a vacancy in both the presidency
and the vice presidency.
So they're officers, but they're not offices under the United States because of the incompatibility clause,
which says that if you're a member of Congress, you cannot simultaneously hold an office under the United States.
So that provision of the Constitution clearly demonstrates that members of Congress can't hold offices.
I appreciate that response. Is there anything in the original drafting, history, discussion that you think illuminates why that distinction would carry such profound weight?
Not of which we're aware. So these are textual inferences that we're drawing from constitutional structure, intrastualist analysis.
But we aren't relying necessarily on the thought processes of the people who drafted these provisions because they're unknowable, but even if they were knowable, we're not sure they would be relevant in any event.
Because this language, especially in Section 3, was enacted as a compromise.
There were certainly radical Republicans who wanted to go much further.
If you look at some of the earlier drafts that were proposed, some people wanted to ban all insurrectionists from holding office, regardless of whether they previously swore an oath.
Some people wanted to go further and ban them even from voting.
Thank you. Thank you, Counsel. I just have one very technical question. The statute in 1870, if it were still in effect, would require you to modify your arguments slightly. It was repealed, as you say, in 1948. I tried to find it, but I couldn't. Do you know why it was repealed?
No, we don't know why. It looks like it was done as part of a reorganization of the U.S. Code.
So it doesn't appear there was any policy motivation behind that decision. I think a lot of things got repealed during this 1948 decisions that were made.
Justice Thomas, anything further? Mr. Salino.
Is there any history of states using Section 3 as a way to bar federal office holders?
Not that I'm aware, Justice Alito, because of Griffin's case. I mean, Griffin's case has been the law.
I shouldn't say that it's been the law because it was just a circuit court decision, but that has been the,
settled understanding of Section 3 since 1870 when it was decided.
Thank you.
Justice Sotomayor?
I just want to pin down your principal argument on Section 3.
You argue that even though the President may or may not qualify,
presidency may or may not qualify as an office under the United States,
your principal argument is that the President is not an officer of the United States, correct?
I would say it a little more forcefully than what Your Honor just described.
We believe the presidency is excluded from office under the United States,
but the argument we have that he's excluded the president as an officer of the United States
is the stronger of the two textually and has fewer implications for other constitutions.
A bit of a gerrymandered rule, isn't it designed to benefit only your client?
I certainly wouldn't call it gerrymander. That implies nefarious.
Well, you didn't make it up. I know some scholars have been discussing it,
but just so we're clear, under that reading only,
only the petitioner is disqualified because virtually every other president except Washington
has taken an oath to support the Constitution, correct?
That's right.
To our knowledge, every other president.
John Adams might also be excluded because he took the oath as a vice president, which is not an
officer.
Yes, President Biden would certainly be covered.
He took the oath as a member of Congress, and that's true of every previous president.
Would that be true if we were to hold more narrowly?
in a reversal, that it's not Section 3 that's at issue, but Thornton and others as to whether
Section 3 can be enforced by states against the President.
That would extend to every presidential candidate.
Exactly, not just yours.
Yes.
Okay. Thank you.
Justice Kagan?
And if I could just understand, I mean, given that you say you don't have a lot of evidence
that the founding or the generation that we're looking at is really thinking about office
versus officer of the United States.
I mean, it would suggest that we should ask,
but is that a rule a sensible one?
You know, if they had thought about it,
what reason would they have given for that rule?
And it does seem as though there's no particular reason,
and you can think of lots of reasons for the contrary,
to say that the only people who have engaged in insurrection,
who are not disqualified from office,
are presidents who have not held high office.
before, why would that rule exist?
I don't think there is a good rationale
given that this was compromised legislation.
And sometimes this happens with statutory compromises
and even constitutional compromises.
There's an agreed-upon set of words
that can pass both houses of Congress.
But different legislators may have had goals and motivations.
They didn't all get their way,
and a compromise everyone goes away miserable.
But this was the text that was settled upon.
And it does seem odd that President Trump
would fall through the cracks in a sense.
But if officer of the United States means appointed
officials. There's just no way he can be covered under Section 3. The court would have to reject
our officer argument to get to that point. And is there any better reason, if he go to the office
argument that Justice Jackson was suggesting, is there any better reason for saying that an
insurrectionist cannot hold the whole panoply of offices in the United States, but we're perfectly
fine with that insurrectionist being president? I think that's an even tougher argument for us to make
as a policy matter, because one would think of all offices, the presidency would be a
the one you'd want to keep out the Confederate insurrectionist. That's the commander-in-chief of the Army.
So, again, that's why we're leaning more on the officer-of-argument than the office under.
We're not conceding office under, but we definitely have the stronger textual case and structural case on
officer of the United States. Thank you. Thanks.
Justice Sorsuch?
Respond to some of the specific textual arguments on the officer of with respect to the
Appointments Clause, and some of the others.
Yeah, so the way, let's start with — well, I'll start with the Commission.
ball has been bouncing on that back and forth, and I wanted to see where you landed today.
Three different textual inferences that could be drawn from each of those provisions Your Honor just mentioned.
But the Commission's clause, I think, is the strongest because it says the President shall, you know, commission all the officers of the United States.
Shall is mandatory. All is all encompassing. And the President doesn't commission himself, and he can't commission himself.
So that's one of the first problems. I think the Anderson litigants are trying to say, you know, there's somehow an implied exception there because the President,
obviously can't commission himself, so we should construe that to mean all officers of the United
States besides the President. But you also have members of Congress who are not commissioned by the
President, and that's because they're not officers of the United States. So the only sensible distinction
that we can see, given the language of the Commission's clause, is that officers of the United
States are appointed officials and elected officials, such as members of Congress, and the President
and the Vice President are not. And the impeachment clause reinforces that, the President, the Vice President,
officers of the United States shall be removed from office upon impeachment for and conviction
of all high crimes and misdemeanors. The President and the Vice President are listed separately
from officers of the United States. And then, of course, the Appointments Clause, we know the
President is not appointed pursuant to Article 2, neither is the Vice President, neither are
members of Congress, so they can't be officers either. And how does Article 1, Section 6,
fit into this discussion? And this is about officers being in the line of succession?
Yes, exactly. Right. So you have to be an officer to be in the
line of succession. We have a federal statute that puts the Speaker and the President
protemporary in the line of succession. They are officers, but they're not officers of the United
States because they're not subject to impeachment. They're not commissioned by the President,
and they're not appointed pursuant to Article 2. So there is this gap between the term officer
and the phrase, officers of the United States, reinforcing the idea that officers of the United
States is a term of art that doesn't refer just to federal office holders, which is what the
Anderson litigants are claiming, but refers only to those who are appointed
not to those who are elected.
Thank you.
Justice Kavanaugh.
And just make sure I understand
how you're using Griffin's case again.
Section 3 refers
to insurrection
and raises questions about who decides,
what processes are to be used.
That's ratified in 1868.
The next year, Chief Justice Chase
opines that states
do not have the authority,
that only Congress has the authority
to enforce that.
That could be evident
as you say, of the original public meaning, at least some evidence. It's a precedent,
although not binding. But your point then is it's reinforced because Congress itself relies on that
precedent in the Enforcement Act of 1870 informs the backdrop against which Congress does legislate.
And then as Justice Alito says, the historical practice for 155 years has been that that's
the way it's gone. There hasn't been state attempts to enforce disqualification.
under Section 3 against Federal officers in the years since.
So whether that's a Federalist 37 liquidation argument,
it all reinforces what happened back in 1868, 1869, and 1870.
Right.
You want to add to that, alter that?
No, I think that's exactly right.
And the last part you mentioned, Your Honor,
is crucial to our argument,
that Congress relied on Griffin's case.
It provided the backdrop against which they legislated,
which is why we should read these extant enforcement mechanisms.
and right now the only one left is the federal insurrection statute, 2383, as exclusive of state court remedies.
It's a form of implied preemption, almost C-clamers implicit preemption of other remedies, because Congress made these decisions in explicit reliance on Griffin's case.
And if we agree with you on Griffin's case and what you've elaborated on there, that's the end of the case, right?
It should be, yes, unless Congress decides to enact a statute, which we can't allow the public.
A new statute in addition to 2383, and just to be clear, under.
2383, you agree that someone could be prosecuted for insurrection by federal prosecutors,
and if convicted, could be or shall be disqualified, then from office?
Yes, but the only caveat that I would add is that our client is arguing that he has
presidential immunity, so we would not concede that he can be prosecuted for what he did
on January 6th, under 2380.
Understood, asking the question about the theory of 2383. Thank you.
Thank you.
Justice Barrett?
So Griffin's case was a collateral proceeding, so it's habeas relief.
Yes.
Could Griffin have, so even if Section 3 is not a basis for collateral relief in habeas,
which was new at the time, could Griffin have raised at his trial or in direct appeal
the argument that Sheffey, Judge Sheffey, you know, you can't legitimately sit
or constitutionally sit on my case because you're an insurrectionist and you're disqualified.
Could he have won then?
No.
Why?
Not if Griffin's case is correct.
So a court would have to reject the rationale of Griffin's case to accept what your honor is suggested.
Well, why?
Like I said, Griffin's case, I mean, I think there's some language that might be a little bit broad.
But at bottom, Griffin's case is about a collateral habeas proceeding.
And Griffin had brought his case after the fact.
He needed a cause of action.
Why wouldn't it work in a trial for him to challenge Sheffey's constitution
ability to adjudicate this case?
What Griffin's case holds is that only Congress can provide the means of enforcing Section
3. And under Your Honor's hypothetical, Congress has not enacted any such statute that would
give Mr. Griffin the right to raise those types of arguments at his trial. So he would have to
await legislation from Congress. Okay, let's assume that I disagree with you about the officer
argument. So Section 3 covers President Trump. Let's say that Congress enacts a quoerranto
provision that would allow a state, or I guess it doesn't really matter for this purpose, even
a federal prosecutor, to bring such an action against him to remove him from office in the
quo warranto way. Wouldn't that be in some tension with impeachment? He would be extracted from office
outside of the process of impeachment. Couldn't then President Trump simply say, well, the only way
to get me out of office is the impeachment process?
and not this quo
warranto action?
So I don't know how that would play out
because the quo warranto
actions that were brought
that I'm aware of
under the 1870 enforcement
act were brought against state officials.
And Your Honor's impeachment hypothetical
would apply not only to the president
but any federal officer
of the United States.
So I don't know how that played out
in the courts and whether anyone ever
tried to argue that impeachment was the
exclusive remedy for a legal.
Well, I don't think anybody did argue it.
I guess what I'm asking is, you know,
you said it's Congress's exclusive
of province. You also said that it has to apply, you know, after one is holding office is elected.
And I'm asking whether then the implication of your argument is that Congress could not enact such
provision that applied against federal office holders that were covered by Section 3 as opposed
to state ones. I believe they could. And the impeachment clause says that the president, the vice
president, and all civil officers of the United States shall be removed from office upon impeachment
and conviction. But it doesn't say that's the only way you can remove them. I mean, Congress can
defund a position and effectively it's not quite the same as formal removal. But the other relevant
precedent is Stewart against Laird when the Jeffersonians repealed the Midnight Judges Act and
abolished all of these positions for federal judges. And some people thought that was
unconstitutional because they thought the only way you could eliminate federal judges was through
impeachment. But Chief Justice Marshall upheld that statute. So that, to me, is a relevant precedent
showing that impeachment is not the only way to get rid of a federal official.
Okay, let me just ask one question, and this is just a point of clarification.
Does President Trump have any kind of due process right here?
I mean, I'm wondering, this kind of goes not to the cause of action point or the preemption
point, but more to the question of what procedures he might have been entitled to.
You don't make the argument that he was entitled to any, nor did I see the argument
that he had any kind of constitutionally protected right to ballot access so that
he was constitutionally entitled to an opportunity to be heard? Is that right? He had no due process
right? We made that argument below. We did not make that in a briefs to this court for several reasons.
Your Honor, I think suggesting, and this is correct, that the proceedings below, to put it,
charitably, were highly irregular. Well, I wasn't suggesting that. I was just asking.
I'm sorry. The question seems to suggest that there might be due process issues, but we didn't develop
that argument in this court for several reasons. Winning on due process doesn't really do as much for our client
as the other arguments that we've made, because that would be a ruling specific to this particular
proceeding in the state of Colorado and would leave the door open for Colorado to continue on remand
to exclude him from the ballot. Okay. Thank you. Justice Jackson.
I'm going back to whether the presidency is one of the barred offices. I guess I'm a little surprised
at your response to Justice Kagan because I thought that the history of the 14th Amendment
actually provides the reason for why the presidency may not.
be included. And by that I mean, I didn't see any evidence that the presidency was top of
mind for the framers when they were drafting Section 3 because they were actually dealing with
a different issue. The pressing concern, at least as I see the historical record, was actually
what was going on at lower levels of the government. The possible infiltration and embedding
of insurrectionist into the state government apparatus and the real risk that former Confederates
might return to power in the South via state-level elections, either in local offices or as
representatives of the states in Congress. And that's a very different lens. If your concern is
trying to make sure that these people don't come back through the state apparatus and control
the government in that direction, seems to me very different than the worry.
that an insurrectionist will seize control of the entire national government through the presidency.
And so I just am surprised that you would, given the text of the provision and the historical
context that seems to demonstrate that their concern or their focus was not about the presidency,
I just don't understand why you're giving that argument.
There is some evidence to suggest that.
Is there any evidence to suggest that the presidency was what they were focused on?
There is some evidence of that. There were people saying we don't want Jefferson Davis to be elected president.
And there was also one of the drafts of Section 3 specifically mentioned the presidency and the vice presidency.
But it wasn't the final enactments.
It wasn't the final enactment. Yes, I'm sorry. It wasn't the final enactment.
But it does show that there was some concern by some people about Confederate insurrectionists ascending to the presidency.
And we didn't want to make a law office history type argument where we just look at the historical evidence and pick the evidence that we like and interpret it tendentiously.
because the other side can get back with us and throw this counter-out-vailing evidence back in our face.
So we wanted to focus more on the text of the Constitution because this was ultimately a compromise
provision that was enacted in Section 3.
All right.
Let me ask you another question about the States, because you have forcefully made an argument
about the States not being able to enforce Section 3.
So if we agree with you on that, what happens next?
I mean, I thought you also wanted us to end the litigation.
So is there a possibility that this case continues in federal court if that's our conclusion?
I don't see how it could unless Congress were to enact a statute in response to this Court's decision.
So your point is that we would have to say congressional enacting legislation is necessary for either state or federal enforcement.
That's correct.
All right.
Final question.
The Colorado Supreme Court concluded that the violent attempts of the petitioner supporters
in this case to halt the count on January 6th qualified as an insurrection, as defined by Section
3. And I read your opening brief to accept that those events counted as an interruption.
But then your reply seemed to suggest that they were not. So what is your position as to that?
We never accepted or conceded in our opening brief that this was an insurrection. What we said in
her opening brief was President Trump did not engage in any act that can
plausibly be characterized as insurrection.
So why would this not be an insured? What is your argument that it's not?
Your reply brief says that it wasn't because I think you say it did not involve an organized
attempt to overthrow the government.
That's one of many reasons. But for an insurrection, there needs to be an organized,
concerted effort to overthrow the government of the United States through violence.
And this —
So the point, is that a chaotic effort to overthrow the government is not an insurrection?
No, we didn't concede that it's an effort to overthrow the government either, Justice Jackson,
None of these criteria were met. This was a riot. It was not an insurrection. The events were shameful, criminal, violent, all of those things, but it did not qualify as insurrection as that term is used in Section 3.
Thank you.
Thanks. Thank you, counsel.
Thank you.
Mr. Murray.
Mr. Chief Justice, and may it please the Court, we are here because for the first time since the war of 1812, our nation's capital came under violent assault.
For the first time in history, the attack was incited by a sitting president of the United States
to disrupt the peaceful transfer of presidential power.
By engaging in insurrection against the Constitution, President Trump disqualified himself from public office.
As we heard earlier, President Trump's main argument is that this court should create a special exemption to Section 3 that would apply to him and to him alone.
He says Section 3 disqualifies all oath-breaking insurrectionists, except a former president
who never before held other state or federal office. There is no possible rationale for such
an exemption, and the Court should reject the claim that the framers made an extraordinary
mistake. Section 3 uses deliberately broad language to cover all positions of federal power
requiring an oath to the Constitution. My friend relies on a very question. My friend relies on a lot of the Constitution.
on a claimed difference between an office under and an officer of the United States,
but this case does not come down to mere prepositions. The two phrases are two sides of the same
coin, referring to any federal office or to anyone who holds one. President Trump's other
arguments for reversal ignore the constitutional role of the states in running presidential elections.
Under Article 2 and the 10th Amendment, states have the power.
to ensure that their citizens' electoral votes are not wasted on a candidate who has
constitutionally barred from holding office. States are allowed to safeguard their ballots by
excluding those who are underage, foreign-born, running for a third presidential term, or, as here,
those who have engaged in insurrection against the Constitution in violation of their oath.
I welcome the Court's questions.
Do you have contemporaneous examples, and by contemporaneous, I mean, shortly after the adoption of the 14th Amendment, where the states disqualified national candidates, not its own candidates, but national candidates.
The only example I can think of, Justice Thomas, is the example of Congressman Christie, who was elected in Georgia in, I believe 1868.
and the governor of Georgia refused or declined to certify the results of that election because Mr. Christie was disqualified.
But I think it's not surprising that there are few examples because we didn't have ballots in the same way back then.
Candidates were either right in or they were party ballots.
So the states didn't run the ballots in the same way.
And there wouldn't have been a process for determining before an election whether a candidate was qualified,
unlike the processes that we have now that states have created under their Article 1 and Article 2 powers to run elections.
But it would seem that particularly after reconstruction and after the compromise of 1877 and during the period of redeemers,
that you would have that kind of conflict. There were a plethora of confederates still around.
There were any number of people who would continue to either run for state offices or national,
offices. So it seemed that that would suggest that there would at least be a few examples of
national candidates being disqualified, if your reading is correct. Well, there were certainly
national candidates who were disqualified by Congress refusing to seat them. I understand that,
but that's not this case. Did states disqualify them? That's what we're talking about here.
I understand Congress would not seat them. Other than the example I gave,
no, but again, Your Honor, that's not surprising because there wouldn't have been, states
certainly wouldn't have the authority to remove a sitting. So what's the purpose of the,
what was the purpose of Section 3? States were sending people. The concern was that the
former Confederate states would continue being bad actors. And the effort was to prevent them from
doing this. And you're saying that, well, this also authorized states to disqualify candidates. So
what I'm asking you for, if you are right, what are the examples?
Well, Your Honor, the examples are states excluded many candidates for state office,
individuals holding state offices. We have a number of published cases of states
considering that. I understand that. I understand the states controlling state elections and
state positions. What we are talking about here are national candidates. I understand. You
look at Foner or Fulett or
McPherson, they all talk about, of course, the conflict
after the Civil War. And there were people who felt very strongly
about retaliating against the South,
the radical Republicans. But they did not think about
authorizing the South to disqualify national candidates.
And that's the argument you're making. And what I would like to know
is do you have any examples of this?
Many of those historians have filed briefs in our support in this case,
making the point that the idea of the 14th Amendment was that both states
and the federal government would ensure rights,
and that if states failed to do so, the federal government certainly would also step in.
But I think the reason why there aren't examples of states doing this
is an idiosyncratic one of the fact that elections worked differently back then.
States have a background power under Article 2 and the 10th Amendment to run presidential elections.
They didn't use that power to police ballot access until about the 1890s.
And by the 1890s, everyone had received amnesty and these issues had become moot.
So I don't think the history tells us —
So look at Justice Thomas' questions sort of from the 30,000-foot level.
I mean, the whole point of the 14th Amendment was to restrict state power, right?
States shall not abridge privilege as immunity.
They won't deprive people of property without due process.
They won't deny equal protection.
And on the other hand, it augmented federal power under Section 5.
Congress has the power to enforce it.
So wouldn't that be the last place that you'd look for authorization for the states,
including Confederate states, to enforce implicitly authorized, to enforce the presidential
election process, that seems to be a position that is at war with the whole thrust of the
14th Amendment and very ahistorical?
No, Your Honor.
First, we would locate the State's authority to run presidential elections, not in the
14th Amendment, but in Article 2.
And that power is nearly plenary to determine the means.
Yeah, but you're relying on — you have no reliance on Section 3.
Is that what you're saying?
No, Your Honor.
Certainly we have reliance on Section 3.
insofar as Article 2 gives states this broad power to determine how their electors are selected,
and that broad power implies the narrower power to enforce federal constitutional qualifications.
Well, but the narrower power you're looking for is the power of disqualification, right?
That is a very specific power in the 14th Amendment.
And you're saying that was implicitly extended to the states under a clause that doesn't address that at all.
We would say that nothing in the 14th Amendment takes away from the states,
their broad and nearly plenary power to determine the manner of selecting their electors in the
manner that they see fit. As this Court said in Chiophalo, that power is nearly plenary unless something
in the Constitution tells states they can't do it. And the structure of the 14th Amendment certainly
was intended to expand federal power and certainly to restrict state power in some ways. But states are
bound to enforce and apply, for example, Section 1 of the 14th Amendment. And so it's hard to see why
states wouldn't be similarly bound or at least authorize. That's not greater, includes the lesser argument.
The states have the power, the legislature has the power to choose electors granted. But just because
there's one authorized means in the Constitution to a particular end does not mean that there's
any means to that end. And so I think you're taking that electors argument and bringing it into
Section 3, where, as the Chief Justice says, there's just no, and Justice Thomas, there's no
historical evidence to support the theory of Section 3, nor the overall, to explain the overall
structure of the 14th Amendment. We certainly have a long history in this country of states
using their power to determine the manner of selecting presidential electors to enforce other
qualifications in the Constitution. I don't take it there's a great debate about whether or not
states are allowed to exclude underage or foreign-born candidates or if President Bush or Obama wanted
to run for a third term, that they could be excluded under that broad Article 2 power.
I don't see why Section 3 should be treated any differently. Section 3 speaks in the same
Well, when you look at Section 3, the term insurrection jumps out, and the question is,
the questions are, what does that mean? How do you define it? Who decides? Who decides whether someone
engaged in it. What processes, as Justice Barrett alluded to, what processes are appropriate for
figuring out whether someone did engage in that. And that's all of what Chief Justice Chase focused
on a year after the 14th Amendment to say these are difficult questions, and you look right
at Section 5 of the 14th Amendment, as the Chief Justice said, and that tells you Congress has
the primary role here. I think what's different is the processes that
the definition, who decides questions really jump out at you when you look at Section 3?
Your response to that?
Well, certainly, Justice Kavanaugh, there has to be some process for determining those
questions.
And then the question becomes, does anything in the 14th Amendment say that only Congress can
create that process?
And Section 5 very clearly is not an exclusive provision.
It says Congress shall have power.
But maybe put most boldly, I think that the question that you have to confront is
why a single state should decide who gets to be president of the United States. In other words,
you know, this question of whether a former president is disqualified for insurrection to be
president again is, you know, just say it. It sounds awfully national to me. So whatever
means there are to enforce it would suggest that they have to be federal national means.
Why does, you know, if you weren't from Colorado when you were from Wisconsin or you were from Michigan,
And it really, you know, what the Michigan Secretary of State did is going to make the difference between, you know, whether candidate A is elected or candidate B is elected, I mean, that seems quite extraordinary, doesn't it?
No, Your Honor, because ultimately it's this court that's going to decide that question of federal constitutional eligibility and settle the issue for the nation.
And certainly it's not unusual that questions of national importance come up.
Well, I suppose this court would be saying something along the lines of that a state has.
has the power to do it. But I guess I was asking you to go a little bit further and saying,
why should that be the right rule? Why should a single state have the ability to make this
determination not only for their own citizens but for the rest of the nation?
Because Article 2 gives them the power to appoint their own electors as they see fit,
but if they're going to use a federal constitutional qualification as a ballot access determinant,
then it's creating a federal constitutional question.
that then this court decides, and other courts, other states, if this court affirms the decision
below determining that President Trump is ineligible to be president, other states would still
have to determine what effect that would have on their own state's law and state procedure in terms
of ballot access.
Well, I mean, if we affirmed and we said he was ineligible to be president, yes, maybe some
states would say, well, you know, we're going to keep him on the ballot anyway.
But, I mean, really, it's going to have, as Justice Kagan said, the effect of Colorado deciding
And it's true, I just want to push back a little bit on, well, it's a national thing because this court will decide it.
You say that we have to review Colorado's factual record with clear error as the standard of review.
So we would be stuck, the first mover state here, Colorado.
We're stuck with that record.
And, you know, I don't want to get into whether the record, I mean, maybe the record is great.
But what if the record wasn't?
I mean, what if it wasn't a fulsome record?
What if, you know, the hearsay rules are, you know, one-offs, or what if this is just made by the Secretary of State without much process at all?
How do we review those factual findings?
Why should clear error review apply?
And doesn't that just kind of buckle back into this point that Justice Kagan was making, you know, that we made with Mr. Mitchell, too, that it just doesn't seem like a state call?
Three points, Your Honor.
The first is that ordinarily, of course, this Court reviews factual findings for clear error.
but President Trump made the point in his reply brief that sometimes on constitutional questions
that require a uniform resolution. This court can do something more like a Bose Corp-style
independent review of the factual record. And we would have no objection to that given that the
record here, really the facts that are disputed here are incredibly narrow. The essence of our
case is President Trump's own statements that he made in public view for all to see.
But then that's saying that in this context, which is very high stakes,
If we review the facts, essentially de novo, you want us all to just watch the video of the ellipse
and then make a decision without any deference to or guidance from lower court fact-finding?
That's unusual.
Well, ultimately, President Trump himself urges this court to decide the merits of his eligibility
on the factual record here at page two of his brief.
He's never at any point in this proceeding suggested there was something else that needed to be in the factual record,
any other witnesses that he wanted to call to present his case.
And again, the essence of our case is his own statements, and in particular, his own videotaped statements on the ellipse.
Mr. Murray, just to circle back to, I'm sorry to interrupt, but I wanted to, before we left it, wanted to circle back to where Justice Kagan was.
Do you agree that the state's powers here over its ballot for a federal officer election have to come from some constitutional authority?
members of this court have disagreed about that.
I'm asking you.
The majority of this court has said that those powers come from Article 2, but we think that the result is the same, whether the court locates it in Article 2 or in a reserved power under the 10th Amendment.
But you accept that this court has held.
You're not contesting this or asking us to revisit that decision in Thornton or term limits or whatever you want to call it, that it has to come from some federal constitutional authority.
No, we are not, Your Honor.
And here we're not talking about the qualifications clause, right?
Nobody's talking about whether he's 35 years old or a natural born, whatever, right?
Not an issue, okay.
We're talking about something under the 14th Amendment in Section 3.
So that's where you have to find your authority, right?
We find our authority in Article 2 in states' plenary power to run their elections.
Federal election, but this is for a federal office.
It has to come from the Constitution, and you're seeking to enforce.
Section 3.
We're suggesting that in their
broad power to determine them,
to select presidential electors in
any manner they see fit, they can
take account of Section 3 and apply
Section 3. Could they do it without Section 3?
Could they disqualify somebody
for, you know,
on whatever basis they wanted outside
of the Qualifications Clause?
That would run into term limits, I think.
So it has to come back to
Section 3. And if that's true,
how does that work
given that Section 3 speaks about
holding office, not who may run
for office? It was a point Mr. Mitchell
was making earlier, and I just wanted to give you a chance to
respond to it, because it seems to me that
you're asking to enforce
in an election
context,
a provision of the Constitution that speaks
to holding office. So it's
different than the qualifications clause,
which is all about who can run
and then serve, yeah. I don't know
that it is different. Other qualifications for
office, similarly talk about eligibility for the office. There's nothing unconstitutional about a 30-year-old
trying to get on the back. Except for this disability can be removed, right, under Section 3. That's
what's different about it. So thoughts on that? Well, the fact that there's an extraordinary
provision for removing the disability does not negate the fact that the disability exists today,
and it's existed since January 6, 2021 when President Trump engaged in insurrection against the
Constitution. So were his actions after that date before he left office ultra-a-vira's? Is that,
is that where your theory leads? Well, that would raise the separate question of whether one can
collaterally attack the actions of a de facto officer. And that may be the one place in Griffin's
case at the very end where we would agree, which is when Justice Chase said, I've talked to my
Supreme Court colleagues and we unanimously agree that you can't collaterally attack all official
actions of an officer who's holding, who's in fact holding the position.
But just circle back to where we started, right? That this is Section 3. Your authority
has to come from there, and it's about holding office, and it's a particular kind of
disability that can be removed by Congress, and it's the only one like that. They can't
remove age or citizenship. How should that inform our thoughts about a state's efforts to
regulate the ballot for a federal office.
The colloquy that my friend had with Justice Alito earlier, I think is illustrative here.
The fact that Congress has an extraordinary removal power does not negate that the disability
exists today and exists indefinitely into the future, much like the fact that the president
can pardon somebody for a criminal conviction doesn't make that conviction somehow contingent.
And I would note that if President Trump were appointed to an office today, if he were appointed
as a state judge. He could not hold that office, which shows that the disability exists now.
And the fact that Congress has a power to remove the disability doesn't negate the present
qualification, nor does it implicitly bestow on President Trump a constitutional right to run for
offices that he cannot hold in violation of state law and state procedure under Article 2.
In fact, there was a congressional action to permit Confederate officers
or people who supported the Confederacy to hold office before the 14th Amendment, correct?
So there must have been a thought that there was an pre-existing disqualification.
That's absolutely right. There were a flood of amnesty requests even before Section 3 went into effect
because everybody understood at the time that those people would be disqualified the moment that Section 3 was enacted forever unless they received amnesty.
So what do you do with the, what I would see?
to me to be plain consequences of your position. If Colorado's position is upheld, surely
there will be disqualification proceedings on the other side, and some of those will succeed.
Some of them will have different standards of proof. Some of them will have different rules
about evidence. Maybe the Senate report won't be accepted in others because it's hearsay.
Maybe it's beyond a reasonable doubt, whatever. In very quick order, I
I would expect, although my predictions have never been correct, I would expect that a goodly
number of states will say whoever the Democratic candidate is, you're off the ballot, and others
for the Republican candidate, you're off the ballot, and it'll come down to just a handful of
states that are going to decide the presidential election. That's a pretty daunting consequence.
Well, certainly, Your Honor, the fact that there are potential frivolous applications of a
constitutional provision isn't a reason —
Well, no, hold on.
I mean, you might think you're frivolous, but the people who are bringing them may not
think they're frivolous.
Insurrection is a broad term.
And if there's some debate about it, I suppose that will go into the decision and then
eventually what we would be deciding, whether there was an insurrection when one
president did something as opposed to when somebody else did something else.
And what do we do?
Do we wait until near the time of counting the ballots and sort of go through the
through which states are valid and which states aren't? There's a reason Section 3 has been
dormant for 150 years, and it's because we haven't seen anything like January 6th since
reconstruction. Insurrection against the Constitution is something extraordinary. It seems to me
you're avoiding the question, which is other states may have different views about what constitutes
insurrection. And now you're saying, well, it's all right because somebody, presumably us, are
going to decide, well, they said they thought that was an insurrection, but they were wrong. And
maybe they thought it was right, and we'd have to develop rules for what constitutes an insurrection.
Yes, Your Honor, just like this Court interprets other constitutional provisions, this Court can make
clear that an insurrection against the Constitution is something extraordinary. And in particular,
it really requires a concerted group effort to resist through violence, not some ordinary
application of state or federal law, but the functions mandated by the Constitution itself.
On your point that it's been dormant for 155 years, I think the other side would say the reason for
that is Chief Justice Chase's opinion in 1869 in Griffin's case to start, which says that
Congress has the authority here, not the States. That's followed up by the Enforcement Act of 1870
in which Congress acts upon that understanding, which is followed, and there's no history
contrary in that period, as Justice Thomas pointed out. There's no history contrary in all the years
leading up to this of states exercising such authority. I think the reason it's been
dormant is because there's been a settled understanding that Chief Justice Chase, even if not right
in every detail, was essentially right and the branches of the government have acted under that
settled understanding for 155 years. And Congress can change that. And Congress does have Section 2383,
of course, the Insurrection Act criminal statute. But Congress could change it, but they have not
in 155 years in relevant respects for what you want here today, at least.
Mrs. Kavanaugh, the reason why it's been dormant is because by 1876, essentially all former
Confederates had received amnesty, and we haven't seen anything like an insurrection since then.
I'd like to address your point.
Can I go to that point?
I don't know how much we can infer from the fact that we haven't seen anything like this before
and therefore conclude that we're not going to see something in the future.
from the time of the impeachment of President Johnson until the impeachment of President Clinton,
more than 100 years later, there were no impeachments of presidents.
And in fairly short order, over the last couple of decades, we've had three.
So I don't know how much you can infer from that.
Certainly, but if this Court affirms, this Court can write an opinion that emphasizes
how extraordinary insurrection against the Constitution is and how rare that is, because it
requires an assault not just on the application of law, but on constitutionally mandated
functions themselves, like we saw on January 6th, a coordinated attempt to disrupt a function
mandated by the 12th Amendment and essential to constitutional transfer.
Let me ask you a question about whether the power that you've described as plenary really
is plenary. Suppose that the outcome of an election for president comes down to the vote of a single
state, how the electors of the vote of a single state are going to vote.
And suppose that candidate A gets a majority of the votes in that state, but the legislature
really doesn't like candidate A, thinks candidate A is an insurrectionist, so the legislature
then passes a law ordering its electors to vote for the other candidate.
Do you think the state has that power?
I think there may be principles that come.
into play in terms of after the people have voted, that Congress, that the state can't change
the rules midstream. I'm not sure because I'm not aware of this court addressing it.
And certainly as —
Well, let's change it so that it's not after the election. It's three days before the
election based on the fact that the polls in that state look bad. Can they do it?
I think they probably could under this Court's decision in Chaffalo, where this Court
emphasized that for much of American history, state legislatures picked their own electors and
assigned their own electors themselves. But of course, that would be much more extraordinary
than what we have here, which is simple application of normal state ballot access principles
to say that we're only going to put on the ballot an individual who is qualified to assume the office.
Could I ask you again the question that Justice Gorsuch asked, and you, to which you
responded by citing the de facto officer doctrine? But suppose we look at that going forward,
rather than judging the validity of an act committed between the time when
a president allegedly engages in an insurrection on the time when the president leaves office.
During that interim period, would it be lawful for military commanders and other officers to disobey orders of the president in question?
I'm not sure that anything gives military officers the authority to adjudicate effectively the legality of the presidency.
Why not? Because you say he's disqualified from the moment it happened.
Now, I understand that de facto officer doctrine might be used to prohibit people from seeking judicial remedies for decisions that take place after the date he was disqualified.
But if he is, in fact, disqualified from that moment, why would anybody have to obey a direction from him?
Well, ultimately, there still has to be some kind of procedure in place to adjudicate the disqualification.
Certainly Congress could impeach a sitting president.
but that's the only remedy I'm aware of that exists for removal or otherwise negating the authority of a sitting president.
Why?
On what theory?
Because Section 3 speaks about disqualification from holding office.
You say he is disqualified from holding office from the moment it happens.
Correct.
So it operates.
You say there's no legislation necessary.
I thought that was the whole theory of your case and no procedure necessary.
it happens automatically.
Well, certainly you need a procedure in order to have any remedy to enforce the
disqualification, which is different.
That's a whole separate question.
That's the de facto doctor.
It doesn't work here.
Okay, put that aside.
He's disqualified from the moment, self-executing, done.
And I would think that a person who would receive a direction from that president,
former president in your view, would be free to act as he or she wishes without
regard to that individual. I don't think so because I think, again, the
De facto officer doctrine would nevertheless come into play to say this is
No, de facto, that doesn't work, Mr. Murray, because de facto officer is to ratify the
conduct that's done afterwards and insulate it from judicial review. Put that aside. I'm not
going to say it again. Put it aside. Okay. I think Justice Leader is asking a very
different question, a more pointed one and more difficult one for you. I understand, but I
think it deserves an answer. On your theory, would anything compel a lower official to obey an
order from, in your view, the former president?
I'm imagining a situation where, for example, a former president was — you know,
a president was elected and they were 25 and they were ineligible to the law office,
but nevertheless they were put into that office.
No, no. We're talking about Section 3. Please don't change the hypothetical, okay?
Please don't change the hypothetical. I know I like doing it, too, but please don't do
The point I'm trying to make is that...
He's disqualified from the moment he committed an insurrection.
Whoever it is, whichever party, that happens.
Boom. It happened.
What would compel...
I'm not going to say it again, so just try and answer the question.
If you don't have an answer, fair enough, we'll move on.
What would compel a lower official to obey an order from that individual?
Because ultimately we have statutes and rules requiring chains of command.
The person is in the office, and even...
if they don't have the authority to hold the office, the only way to get someone out of the office
of the presidency is impeachment. And so I think if you interpreted Section 3 in light of other
provisions in the Constitution like impeachment, while they hold office, impeachment's the only way
to validate that they don't have the ability to hold that office and should be removed.
Mr. Murray, can I just ask you about something Justice Kagan brought up earlier, which is
the concern about uniform.
and the lack thereof if states are permitted to enforce Section 3 in presidential elections.
And I guess I didn't really understand your argument or your response to her about that.
Well, certainly, if Congress is concerned about uniformity, they can provide for legislation
and they can preempt state legislation.
Yes, but you say that's not necessary.
But it's not necessary. In the absence of federal enforcement legislation,
these questions come up to this court in the same way that other federal questions come up to
court, which is that a state adjudicates them. If the state hasn't provided sufficient process
to comport with due process, a notice and opportunity to be heard, one can make those challenges.
But assuming as here, we have a full evidentiary record, an opportunity to present evidence.
I understand that we could resolve it so that we have a uniform, ultimate ruling on it.
I guess my question is why the framers would have designed a system that could result
in interim disuniformity in this way, where we have elections pending and different states
suddenly saying, you're eligible, you're not on the basis of this kind of thing.
Well, what they were concerned most about was ensuring that insurrectionists and rebels don't
hold office. And so once one understands the sort of imperative that they had to ensure that
oathbreakers wouldn't take office, it would be a little bit odd to say that states can't
enforce it, that only the federal government can enforce it,
and that Congress can essentially rip the heart out of Section 3 by a simple majority
just by failing to pass enforcement legislation.
Federalism creates redundancy.
And here, the fact that states have the ability to enforce it as well, absent federal preemption,
provides an additional layer of safeguards around what really Section 3 —
Yeah, and I'll ask you about the history when I get a chance again.
Thank you.
Thank you, Counsel.
Justice Thomas.
Justice Alito.
Suppose there's a country that proclaims again and again and again that the United States is its biggest enemy.
And suppose that the President of the United States, for diplomatic reasons, think that it's in the best interests of the United States to provide funds or release funds so that they can be used by that country.
Could a state determine that that person has given aid and comfort to the enemy and therefore
keep that person off the ballot?
No, Your Honor.
This Court has never interpreted the aid and comfort language, which also is present in the
treason clause.
But commentators have suggested it's been rarely applied because treasoned prosecutions are so rare.
But commentators have suggested that, first of all, that aid and comfort really only
applies in the context of a declared war, or at least an adverse situation.
territorial relationship where there is, in fact, a war between two countries. And second, the intent
standard would do a lot of work there, because under Section 3, whatever the underlying conduct is,
engaging in insurrection or aid in comfort, has to be done with the intent to further the
unlawful purpose of the insurrection or to aid the enemies in their pursuit of war against the
United States. Now, let me come back to the question of what we would do if we were, if different states
had adjudicated the question of whether former President Trump is an insurrectionist
using a different record, different rulings on the admissibility of evidence,
perhaps different standards of proof. Then what would we do?
Ultimately, this court would, first of all, if there were deficiencies in the record,
the court could either refuse to hear the case or it could decide on the basis of deficiencies
of the record. Well, would we have to decide what is the appropriate
rule of evidence that should be applied in this case? Would we have to decide what is the
appropriate standard of proof? Would we give any deference to these findings by state court judges,
some of whom may be elected? Would we have to have our own trial?
No, Your Honor. This Court takes the evidentiary record as it's given, and here we have an
evidentiary record that all the parties agree is sufficient for a decision in this case. And
then, as I discussed earlier, there's a possibility of a Bose Corp independent review of the
facts. But ultimately, what we have here is an insurrection that was incited in plain-sight
rules. You're really not answering my question. It's not helpful if you don't do that.
We have — suppose we have two different records, two different bodies of evidence, two different
rulings on questions of admissibility, two different standards of proof, two different
sets of fact findings, by two different judges, or maybe multiple —
judges in multiple states, then what do we do?
First, this Court would set the legal standard, and then it would decide which view of the
record was correct, I think, under that.
If this Court had two cases —
Which view of what record?
Of which record?
If this Court had two cases before it, and both of the records were sufficient insofar as both
sides had the opportunity to present their case and the essential facts in the record that
everyone agreed was sufficient for decision, then this Court would have to look at the
evidence presented and decide.
which holding was correct and then decide that issue for the country.
And certainly here, when there is a complete record, lower courts then will be applying that
decision.
And I think it's unlikely that any court would say we're going to reach a different decision
than the U.S. Supreme Court did, particularly if the court relies on the facts, the indisputable
facts of what President Trump said on video and in his Twitter feed, which is really the
essence of our case here.
Well, you had an expert.
Let's just take that example.
and an expert testify about the meaning of what President Trump said.
But do you think it's possible that a different state court would apply Daubert differently
and say that this person should not be allowed to express an expert opinion on that question?
Do you think that's beyond the realm of imagination?
Not at all, Your Honor.
Two points on that.
Number one, President Trump didn't appeal the admission of that evidence in this case.
But number two, the second point is that Professor Sini really, he didn't opine on the meaning of President Trump's words.
He opined on the effect that those words had on violent extremists.
And the essence of his testimony was built around videotaped statements of President Trump himself,
encouraging, inciting, and praising political violence.
Well, I'm not taking a position one way or the other about whether the expert's testimony should have been admitted or anything like that,
or the meaning of President Trump's words.
trying to get you to grapple with what some people have seen as the consequences of the
argument that you're advancing, which is that there will be conflicts and decisions among
the states, that different states will disqualify different candidates. But I'm not getting
a whole lot of help from you about how this would not be an unmanageable situation.
If this Court writes an opinion affirming on the basis of the indisputable facts of what
President Trump said on January 6th and in the weeks leading up to it and his virtual confession
on Twitter after the fact, then it would be reversible error for any other state to conclude
otherwise on that question of federal law, or at the very least this court could address that
when those issues come up, but it seems unlikely.
Justice Sotomayor?
There's two sides to the other side's position.
The first is that it's not self-executing.
I want to put that aside.
deal with if we were to hold that states don't have the right to enforce or create a cause of
action in this situation. They want the flip to say that no, but even Congress can't do it
because they need implementing legislation. Address that argument. Because assume we rule
that states don't have it, what would you have us say for the other side of the argument?
One of my colleagues says you need, or what not then Chief Justice, but Circuit Court Justice,
Chase said, which is that somehow you need implementing legislation, like the 1870 Act.
You seem to say that's not true because they could decide not to seat the –
seat a candidate, etc. So I don't know that legislation is necessary.
And certainly there are historical examples of members of Congress under Congress's
Article 1 power to judge the qualifications of its members, of members of Congress refusing
to seat ineligible candidates under Section 3 who have won election. In the context of
the presidency, I think it would create a number of really difficult issues if the court
says there's no procedure for determining President Trump's eligibility.
until after the election.
And then what happens when members of Congress on January 6th when they count the electoral votes
say we're not going to count electoral votes cast for President Trump
because he's disqualified under Section 3 under the Electoral Count Reform Act?
A number of the amicus briefs, such as those of Professor Ginsburg, Hassan, and Foley
have made the point that that is kind of a disenfranchisement and constitutional crisis in the making
and is all the more reason to address those issues now in a judicial process on a full evidentiary record
so that everybody can have certainty on those issues before they go to the polls.
Mrs. Kagan?
Mr. Mary, you talked, you relied on the state's extensive powers under the electors' cause.
You talked about the states having a role in enacting, you know,
typical ballot access provisions.
I guess, you know, it strikes me that we've put some limits on that.
And I'll just give you Anderson versus Celebrasi as an example of that,
where we said, in fact, states are limited in who they can take off a ballot.
And that was a case about minor party candidates.
But the reason was that one state's decision to take a candidate off the ballot
affects everybody else's rights.
And we talked about the pervasive national interest and the selection of candidates for national office.
We talked about how an individual state's decision would have an impact beyond its own borders.
So if that goes for minor political party candidates, why doesn't it go for Chiorari for the situation in this case?
Well, certainly constitutional principles like Section 3 apply to everybody.
But in Calabrasi, the issue there was a First Amendment question.
And certainly there's no doubt that states' exercise of their power under Article 2 is constrained by First Amendment principles.
And in that case, the state law deadlines for when a minor party candidate got on the ballot just,
came too soon to be reactive to what major parties had done and therefore risk disenfranchising
people who were disillusioned with who the major parties had picked. And it raised First Amendment
problems. Here there's no real First Amendment problem and a state is just trying to enforce
an existing qualification that's baked into our constitutional fabric. Yeah, I guess, you know,
it did come up in the First Amendment, but there's a broader principle there and it's a broader
principle about who has power over certain things in our federal system. And
you know, within our federal system, states have great power over many different areas,
but that there's some broader principle about that there are certain national questions
that's that, you know, state where states are not the repository of authority.
And I took a lot, First Amendment, not First Amendment, a lot of Anderson's reasoning is really
about that. Like, what's a state doing deciding who gets to, who, who,
other citizens get to vote for for president?
Colorado is not deciding who other states get to vote for for president. It's deciding how to
assign its own electors under its Article 2 power. And the Constitution grants them that broad power
is- But the effect of that is obvious, yes?
No, Your Honor, because different states can have different procedures. Some states may allow
insurrectionists to be on the ballot. They may say, we're not looking past the papers. We're not
going to look into federal constitutional questions. It's the sort of, even in this election cycle,
there are candidates who are on the ballot in some states, even though they're not natural-born
citizens, and off the ballot in other states. And that's just a function of state's power to
enforce, to preserve their own electors and avoid disenfranchisement of their own citizens.
Thank you.
Justice Gorsuch.
I haven't had a chance to talk about the officer point, and I just want to give you an
opportunity to do that. Mr. Mitchell makes the argument that, particularly in the
Commission's clause, for example, all —
officers are to be commissioned by the president seems to be all-encompassing that language.
And I'm curious to your response to that. And along the way, if you would, I poked a little bit at
the difference between office and officer in the earlier discussion you may recall. But I think
one point your friends on the other side would make is, well, that's just how the Constitution
uses those terms. So, for example, we know that the
the President, pro tem, of the Senate, and the Speaker of the House are officers of the United States
because the Constitution says they are.
But we also know that they don't hold an office under the United States
because of the incompatibility clause that says they can't.
So maybe the Constitution, to us today, to a lay reader, might look a little odd
in distinction between office and officer, not prepositions, nouns, but distinction.
but maybe that's exactly how it works.
Thoughts?
Well, I'd start with the idea that the meaning of officer in the 1780s
was the same meaning that it has today,
which is a person who holds an office.
And certainly in particular context, like the commissions clause,
it appears that that's referring, you know,
that that is referring to a narrower class of officers
because we know that there are...
Except it says all.
We know that there are classes of officers,
like the President Pro Tem,
who don't get their commissions from the president.
Well, that's because the Constitution elsewhere says that.
We know that the Appointments Clause refers to a class of officers who get their appointment
from the Constitution itself rather than from presidential appointment.
People who get their commissions from the President himself are not commissioned by the President.
And so if you read the Appointments Clause in line with the Commission's Clause,
then the Commission's Clause is really talking about the President's power.
If one needs a commission, it's the President who grants it.
But I think it's important to bring us back to Section 3 in particular, because that was 80 years.
Before we get to that, though, just the distinction between office and officer.
Do you agree that the Constitution does make that distinction, particularly with respect to the Speaker and President Pro Tem?
The Constitution makes that distinction, but at least in Section 3, an officer of the United States is a person who swears an oath and holds an office.
Now, the President Pro Tem and the Speaker of the House, they don't swear a constitutional oath in that capacity.
They swear a constitutional oath if they are a senator or representative in Congress in that separate non-official capacity.
But I think that narrow-
You agree they are officers who don't hold an office.
They're officers who may hold an office but don't swear an oath under Article 6 in that official capacity.
Well, how can they hold an office under the incompatibility clause?
It says they can't.
Well, I think that's a fair point.
And I think that that may be an exception to the general rule.
And one might consider them perhaps officers of the House and,
Senate because they are appointed by those bodies and preside over those bodies.
Well, no, the Constitution says they're officers in the United States. So there are some instances
when you have an officer, but not an office. Those may be an exceptional circumstance.
But I would — Thank you. You're welcome. Justice Kavanaugh. The concerns of some question
have been how the states having such power over a national office, other questions about
the different states having different standards of proof. And they seem unconstitutional. And they seem
underscored by this case, at least the dissenting opinion below, Justice Samor said,
I've been involved, quote, I've been involved in the justice system for 33 years now,
and what took place here doesn't resemble anything I've seen in a courtroom, end quote,
and then added, quote, what transpired in this litigation fell woefully short of what due process demands,
end quote. Now, I don't know whether I agree or not, I'm not going to take a position on that,
but the fact that someone's complaining not about the bottom line conclusion, but about the very
processes that were used in the state would seem to, and that that would be permitted, seems to
underscore the concerns that have been raised about state power. Just wanted to give you a chance
to address that, because that was powerful language. Again, not disagreeing about the conclusion,
but about the very fairness of the process. Yes, Your Honor, but that language was, with respect
to Justice Samor, just not correct. The President Trump has,
a five-day trial in this case. He had the opportunity to call any witnesses that he wanted.
He had the opportunity to cross-examine our witnesses. He had the opportunity to testify if he wanted
to testify. And of course the process was expedited because ballot access decisions are always
on a fast schedule. But in this whole case from the trial court all the way up to this court,
President Trump has never identified a single process other than expert depositions that he wanted
to have that he didn't get. He had the opportunity for fact witness depositions. He had the opportunity
for fact witness depositions. He had the opportunity to call witnesses remotely. He didn't use
all of his time at trial. There was ample process here, and this is how ballot access determinations
in election cases are decided all the time. Okay. Second question. Some of the rhetoric of your position,
I don't think it is your position, but some of the rhetoric of your position seems to suggest
unless the states can do this, no one can prevent insurrectionists from holding federal office.
but obviously Congress has enacted statutes, including one still in effect, Section 2383 of Title 18,
prohibits insurrection. It's a federal criminal statute. And if you're convicted of that,
you are, it says, shall be disqualified from holding any office. And so there is a federal statute
on the books, but President Trump has not been charged with that. So what are we to make of that?
Two things, Your Honor. Section 2383 was initially enacted about six years before Section
3. It wasn't meant as implementing legislation related to Section 3. And I would emphasize
that by the time that Section 3 was ratified, most Confederates had already received criminal
pardon. I guess the question is a little bit different, which is if the concern you have,
which I understand is that insurrectionist should not be able to hold federal office,
there is a tool to ensure that that does not happen, namely federal prosecution of insurrectionists.
And if convicted, Congress made clear you are automatically barred from holding a federal office.
That tool exists, you agree, and could be used, but could be used against someone who committed insurrection.
You agree with that.
That's absolutely right, Your Honor.
But I would just make the point that the framers of Section 3 clearly understood that criminal prosecutions weren't sufficient.
efficient because oftentimes insurrectionists go unpunished, as was the case in the civil
war, and that the least we can do is impose a civil disqualification penalty so that even if we
don't have the stomach to throw someone in jail.
Well, they had the Clow warranto provision that was in effect then from 1870 until
1948, but then obviously that dropped out and hasn't been seen as necessary since then.
Last question, in trying to figure out what Section 3 means, to the extent it's a
language or vague language. What about the idea that we should think about democracy,
think about the right of the people to elect candidates of their choice, of letting the people
decide, because your position has the effect of disenfranchising voters to a significant
degree. And should that be something, does that come in when we think about should we read
Section 3 this way or read it that way? What about the background
principle, if you agree, of democracy. I'd like to make three points on that, Justice Kavanaugh.
The first is that constitutional safeguards are for the purpose of safeguarding our democracy,
not just for the next election cycle, but for generations to come. And second, Section 3 is
designed to protect our democracy in that very way. The framers of Section 3 knew from
painful experience that those who had violently broken their oaths to the Constitution
couldn't be trusted to hold power again because they could dismantle our Constitution.
democracy from within. And so they created a democratic safety valve. President Trump can go
ask Congress to give him amnesty by a two-thirds vote. But unless he does that, our Constitution
protects us from insurrectionists. And third, this case illustrates the danger of refusing to
apply Section 3 as written, because the reason we're here is that President Trump tried to
disenfranchise 80 million Americans who voted against him, and the Constitution doesn't require
that he be given another chance. Thank you. Justice Barrett?
So the general rule is that absent rare circumstances, state courts and federal courts share authority.
State courts have authority to enforce the Constitution.
But there are certain limits to that, certain situations in which the Constitution itself preempts the state's ability to resolve constitutional questions.
And, you know, Tarbal's case is one.
And you said earlier that once a president is elected, you accepted that a state couldn't do anything about that.
Like you couldn't, Colorado couldn't enact its own, say, quorrento provision and then use it to get the
Secretary of State or the President or anyone else out of office. And I assume that's because of this
principle of structural preemption. Am I right? Yes, Your Honor. Okay. So I just want to clarify what
that means for your argument. That means that your eggs are really in the basket of the
Electors Clause, really in the Article 1 basket, because you're saying that even though all
of the questions that people have been asking have suggested that there's a problem
with giving a single state the authority to render a decision that would have an effect on a national
election. But you're saying that those structural concerns, which might otherwise lead to the kind of
result that you would accept after someone is in office are overcome by the electors clause.
Absolutely. States run presidential elections. That's very clear from Article 2.
Once states have selected the electors and the electors have voted, states have no more power.
over the candidate who has been then nominated for president.
But until then, the states do have the power to adjudicate those issues.
Thank you.
Justice Jackson?
So when I asked you earlier about the uniformity concern
and the troubling potential disuniformity of having different states
enforce Section 3 with respect to presidential elections,
you seem to point to history in a certain way.
you said, I think, that the framers actually envisioned states enforcing Section 3, at least in some
circumstances where there were insurgents and Confederates. And I guess in my view of the history,
I'm wondering really whether presidential elections were such a circumstance, that the framers
actually envisioned states enforcing Section 3 with respect to presidential elections as opposed to
senatorial elections, representatives, the sort of more local concerns. So can you speak to the
argument that really Section 3 was about preventing the South from rising again in the context of
these sort of local elections as opposed to focusing on the presidency?
Well, two points on that, Justice Jackson. First is that, as I discussed earlier,
there isn't the same history of states regulating ballot access at this time.
So ballot access rules to restrict presidential candidates wouldn't have existed.
They wouldn't have been raised one way or another.
Right, but I'm not making a distinction between ballot access and anything else.
Understood.
But the more broad point I want to make is that what is very clear from the history is that the
framers were concerned about charismatic rebels who might rise through the ranks up to
and including the presidency of the United States.
But then why didn't they put the word president in the very enumerated list in Section 3?
The thing that really is troubling to me is I totally understand your argument, but they were listing people that were barred and president is not there.
And so I guess that just makes me worry that maybe they weren't focusing on the president.
And, for example, the fact that electors of vice president and president are there suggests that really what they thought was if we're worried about the charismatic person, we're going to bar insurrectionist.
electors, and therefore that person is never going to rise.
This came up in the debates in Congress over Section 3, where Reverty Johnson said,
why haven't you included president and vice president in the language?
And Senator Morrill responds, we have.
Look at the language, any office under the United States.
Yes, but doesn't that at least suggest ambiguity?
And this sort of ties into Justice Kavanaugh's point.
In other words, we had a person right there at the time saying what I'm saying.
The language here doesn't seem to include president. Why is that? And so if there's an ambiguity,
why would we construe it to, as Justice Kavanaugh pointed out, against democracy?
Well, Reverty Johnson came back and agreed with that reading. Any office is clear. The Constitution
says about 20 times. No, I'm not going to that. So let me just say. So your point is that
that there's no ambiguity. With having a list and not having president in it, with having a
history that suggests that they were really focused on local concerns in the South,
with this conversation where the legislators actually discussed what looked like in ambiguity.
You're saying there is no ambiguity in Section 3?
Let me take the point specifically about electors and senators, if I might, because I think
that's important. Presidential electors were not covered because they don't hold an office.
They vote.
No, I'm talking about the barred office part of this.
Exactly.
So the barred offices, if you want to include everybody,
first you have to specify presidential electors because they're not offices,
so they wouldn't fall under any office.
Second of all, senators and representatives don't hold office either.
The Constitution tells us that under the incompatibility clause
and refers to them as holding seats, not offices.
And so you want to make sure that there's no doubt that senators and representatives are covered,
given that the Constitution suggests otherwise, you have to include them. The Constitution says the
presidency holds an office, as do members of this court. And so other high offices, the President,
vice president, members of this court. All right, let me ask you, I appreciate that argument.
If we think that the states can't enforce this provision for whatever reason in this context,
in the presidential context, what happens next in this case? I mean, are, is it a
done? If this court concludes that Colorado did not have the authority to exclude President
Trump from the presidential ballot on procedural grounds, I think this case would be done,
but I think it could come back with a vengeance because ultimately members of Congress may
have to make the determination after a presidential election if President Trump wins about
whether or not he's disqualified from office and whether to count votes cast for him under
the Electoral Count Reform Act. So President Trump himself urges this court,
in the first few pages of his brief to resolve the issues on the merits, and we think that
the Court should do so as well. And there's no federal litigation, you would say? Well, that's correct,
because there is no federal procedure for deciding these issues, short of a criminal prosecution.
Thank you. Thank you, Counsel. Ms. Stevenson?
Mr. Chief Justice.
Mr. Chief Justice. No, Stevenson. That's what I'm sorry.
Mr. Chief Justice, and may it please the Court.
Exercising its far-reaching powers under the Elector's Clause, Colorado's legislature specifically
directed Colorado's courts to resolve any challenges to the listing of any candidate on the
presidential primary ballot before Coloradoans cast their votes. Despite this law, Petitioner
contends that Colorado must put him on the ballot because of the possibility there would be a
supermajority act of Congress to remove his legal disability. Under this theory, Colorado and every
other state would have to indulge this possibility, not just for the primary, but through the general
election and up to the moment that an ineligible candidate was sworn into office.
Nothing in the Constitution strips the states of their power to direct presidential elections in
this way. This case was handled capably and efficiently by the Colorado courts under a process
that we've used to decide ballot challenges for more than a century. And as everyone agrees,
the court now has the record that it needs to resolve these important issues. I welcome
your questions.
Is there an express provision with respect to, that defines
what a qualified candidate is?
No, Your Honor.
There's not an express provision when the Colorado Supreme Court looked at this.
They looked at the need to be qualified, plus the fact that this part was —
So what does it say, then?
If it's not expressed, how do we get to this issue of qualified candidate?
What the Court, the Colorado Supreme Court did.
And I — let me — if I could have a standing objection, I do want to make the argument
that you shouldn't review the Court's statutory interpretation.
No, I'm just looking at the statute.
What the court did was to say that we have three important provisions in this section that show that candidates have to be qualified.
First, it requires that under 1203-2A that a political party that wants to participate has to have a qualified candidate.
It also looked at the fact that the comparable right-in candidates also had to be qualified.
No, but this isn't a right-in candidate, so we're actually talking about the participation of a political party, right?
we're not talking about the participation of a candidate.
Sure. I think that the fact that the right-in candidate also had to be qualified
was confirmatory of the fact that the political party candidate also had to be qualified,
and it would be otherwise incongruous to read those things differently.
So how is Section 3 a qualification?
Under the reasoning of the Colorado Supreme Court.
No, just on its face.
A candidate must meet all the criteria for eligibility,
and I don't perceive any distinction between meeting the eligible.
eligibility criteria and not being disqualified, I just don't see any meaningful difference between
those two things.
Thank you.
You represent the Secretary of State, right?
That's correct.
If you're the Secretary of State somewhere and someone comes in and says, I think this
candidate should be disqualified, what do you do next?
Administratively, and what the Deputy Elections Director testified to at the hearing, is that
if they obtain objective, knowable information, the Secretary can act on that and inform
So the Secretary at first decides whether that's objective, knowable information.
In some instances. In this case, the challenge was actually brought before the candidate's
paperwork had even been submitted, and because there had already been a challenge asserted
and put into the proper court procedure, the Secretary didn't even make that determination
because she didn't have the paperwork.
Well, in another case where that wasn't the procedure that was filed, somebody could say,
maybe they've got a stack of paper saying here's why I think this person is guilty of
insurrection. It's not a big insurrection, something that
that, you know, happened down the street, but they say this is still an insurrection. I don't
know what the standard is for when it arises to that. I think anything that even presented
that level of controversy about one person having a set of facts that they said prove this
would send this case to the 113 procedure that we use to resolve ballot challenge issues
like that. And if another elector or the individual who brought the information didn't want
to bring it, the Secretary herself could bring that action.
Is there a provision for judicial review of the Secretary of State's action, both in Colorado and perhaps what you know about other states?
Well, certainly in Colorado, any action that the Secretary takes that anyone wants to challenge, they can use the 113 process to do so.
I think states have varying degrees of that.
There are certainly other states that allow versions of that.
And then I don't know whether there are others that are don't.
I certainly know that there are some that do.
I think we're told that there are states that do not provide for any judicial review of a secretary's state's determination.
Is that incorrect?
No, no, I think that's right.
And I think there are some states that actually have no mechanism to come to, I think, Justice Kagan's point.
There are some states that don't have any mechanism to exclude a disqualified candidate from the ballot at all.
And I do want to speak to that for just a minute about the actual impact.
Would that be constitutional if the Secretary of State's determination was final?
I think so under Article 2, the Electress Clause, Your Honor, that that would be constitutional.
States get very broad authority to determine how to run their presidential elections.
Could a State enact a statute that provides different rules of evidence and different rules of procedure
and different standards of proof for this type of proceeding that,
and for other civil proceedings?
Yes, Your Honor, I believe it could, under the same Elector's Clause power.
That issue would be determined under perhaps a different constitutional provision like the
due process clause, correct?
Correct.
The bounds of the Elector's Clause are other constitutional constraints, which would
include due process, equal protection, First Amendment.
What's the due process right?
Does the candidate have a due process right?
What's the liberty interest?
I think it's not very precisely defined in the case.
case law, but I think there is a recognition that there is a liberty interest of a candidate,
and there is some due process interest in being able to access the ballot.
I thought that was for voters.
You think for the candidate, too, that it would be taking something away from the candidate?
Certainly, yes, and I think a lot of times you see that in the First Amendment context
where candidates can have an issue about being on the ballot, but it's sort of a hybrid,
oftentimes, First Amendment, 14th Amendment, qualifications clause, all to see.
discuss together. Let me ask you a question about just follow-up to Justice Alito.
You know, these decisions might be made different ways in different states. Maybe a
Secretary of State makes it in one state with very little process or a process more like
Colorado's could be followed by others. What our standard of review of the record vary depending
on the procedure employed by the state? I think this Court has tremendous discretion to decide its
standard of review and it might be based on the process that was employed by an individual
state. I think you could exercise the independent review of Bois Corp that Mr. Murray talked about,
or you could give deference where you have a full-blown proceeding, like the one here that had all
the protections of rules of evidence and cross-examination and things like that.
I'm sorry? You think we should give deference in reviewing the factual record, the legal
conclusions, what — in other words, we shouldn't undertake a de novo review?
I don't think the review should be de novo.
However, I am amenable to the suggestion that the Court would do the BOSCorp-type independent review
that might provide greater certainty to states around the country as to what the Court's position is on the factual record in this case.
Of course, if it were not de novo review, we could reach disparate results even on the same record, right?
I think that's possible.
I take it your position is that this disqualification is really the same as any other disqualification, age or residents or
what have you. That's correct. And what if I were to push back on that and say, well, this
disqualification, number one, it's in the 14th Amendment and the point of the 14th Amendment was to
take away certain powers from the states. Number two, Section 3 itself gives Congress a very
definite role, which Mr. Mitchell says is interfered with by the ability of states to take
somebody off the ballot. And maybe number three, it's just more complicated and more
contested and if you want more political. And why don't all of those things make a difference in our
thinking about this qualification as opposed to any other? And so, Your Honor, I think the trouble
with the categorizing the insurrection issue as necessarily more difficult. It's just an assumption
that's coming up, I think, because of this case. And again, back to the Chief Justice's point,
we could have a very easy case under the 14th Amendment with an avowed insurrectionist who, you know,
came in and wrote on his paperwork. I engaged in an insurrection.
and violation of the 14th Amendment. And it would be an open and shut case as to whether or not
that person would meet the qualifications to be on the Colorado ballot. With respect to your
other questions about the 14th Amendment, my positions are based on the assumption that under the
14th Amendment the states have the power to enforce Section 3, just like to do other
presidential qualifications. And I would defer to the elector's arguments on those points.
Suppose a state that does recognize non-mutual collateral estoppel makes a determination using whatever procedures it decides to adopt that a particular candidate is an insurrectionist.
Could that have a cascading effect?
And so the decision by a court in one state, the decision by a single judge whose factual findings are given deference, maybe an elected trial judge,
would have potentially an enormous effect on the candidates who run for president across the country.
Is that something we should be concerned about?
I think you should be concerned about it, Your Honor,
but I think the concern is not as high as maybe it's made out to be in particularly some of the amicus briefs.
And again, under Article 2, there is a huge amount of disparity in candidates that end up on the ballot
in different states in every election.
Just this election, there's a candidate who, Colorado excluded from the primary ballot,
who is on the ballot in other states, even though he is not a natural-born citizen.
And that's just a feature of our process.
It's not a bug.
And then I think with respect to the decision-making, and, you know, we're here so that
this court can give us nationwide guidance on some of the legal principles that are involved.
I think that reduces the potential amount of disparity that would arise between the states.
And then with respect to the factual record and how that gets issued and implemented,
States have processes for this, and I think we need to let that play out and accept that there may be some messiness of federalism here because that's what the Elector's Clause assumes will happen.
And if different states apply their principles of collateral estoppel and come to different results, that's okay.
And Congress can act at any time if it thinks that it's truly federalism run them up.
Justice Thomas, anything further?
Justice Alito?
Well, just one further question, and it's along the same lines of a lot of other questions.
We've been told that if what Colorado did here is sustained, other states are going to retaliate,
and they're going to potentially exclude another candidate from the ballot.
What about that situation?
Your Honor, I think we have to have faith in our system that people will follow their election proceeds.
processes appropriately, that they will take realistic views of what insurrection is under the
14th Amendment. Courts will review those decisions. This Court may review some of them. But I don't
think that this Court should take those threats too seriously in its resolution of this case.
You don't think that's a serious threat?
I think we have processes. We should proceed on the assumption that it's not a serious threat.
I think we have institutions in place to handle those.
types of allegations.
What are those institutions?
Our States, their own electoral rules, the administrators who enforce those rules, the
courts that will review those decisions, and up to this Court to ultimately review that
decision.
Justice Sotomayor, Justice Kagan, Justice Kagan, Justice Kavanaugh.
Justice Jackson, anything further?
Thank you, counsel.
Thank you.
Rebuttal, Mr. Mitchell.
Both Mr. Murray and Ms. Stevenson rely heavily on the electors clause and the authority that it gives the legislature of each state to direct the manner of appointing presidential electors.
But that prerogative under Article 2 must be exercised in a manner consistent with other constitutional provisions and restrictions.
And Justice Kagan alluded to one of those restrictions that might be imposed by the First Amendment.
But there are others.
A state cannot use its power under Article 2's electors clause.
to instruct its presidential electors only to vote for white candidates that would violate the
Equal Protection Clause. But nor can it exercise its power in a manner that would violate
the constitutional holding of U.S. term limits against Thornton. And they cannot use the
Elector's Clause as an excuse to impose additional qualifications for the presidency
that go beyond what the Constitution enumerates in Article 2. And the problem with what the
Colorado Supreme Court has done is they have, in a way, changed the
criteria in Section 3 by making it a requirement that must be met before the candidate who is
seeking office actually holds the office effectively moving forward in time the deadline that
the candidate has for obtaining a congressional waiver. There has still been no answer from the
Anderson litigants on how to distinguish the congressional residency cases, where the courts
of appeals, not decisions from this court, but the courts of appeals in applying this court's
holding in U.S. term limits have unanimously disapproved state laws requiring congressional
candidates to show that they inhabit the state from which they seek election prior to
election day. And there still, in our view, is no possible way to distinguish those from the
situation below in the Colorado Supreme Court. Mr. Murray also invoked the de facto officer
doctrine as a possible way to mitigate the dramatic consequences that would follow from the
decision of this court that rejects the rationale of Griffin's case and that also agrees with
Mr. Murray's contingents that President Trump is disqualified from holding office on account of the
events of January 6th and that he's covered by Section 3 as an officer of the United States.
This Court's recent decisions in Lucia and Arthrex held that officers who were unconstitutionally
appointed under Article 2 and that made decisions under the APA that were attacked as invalid.
Those decisions were still vacated and this Court did not use any verily.
of the de facto officer doctrine to salvage the decisions that were made by these unconstitutionally
appointed officers. There is no way to escape the conclusion that if this court rejects Griffin's
case and also agrees with Mr. Murray's construction of Section 3 that every executive action
taken by the Trump administration during its last two weeks in office is vulnerable to attack
under the APA, and further that if President Trump is re-elected and sworn in as the next president,
that any executive action that he takes could be attacked in federal court by anyone who continues to believe
the President Trump is barred from office under Section 3. I'm happy to answer any other questions that the court may have.
Thank you, counsel. Thank you. The case is submitted.
