Huberman Lab - How Placebo Effects Work to Change Our Biology & Psychology
Episode Date: March 4, 2024In this episode, I discuss placebo and belief and mindset effects — all of which exert a powerful and real influence on our biology and psychology. I discuss how your beliefs and expectation that a ...certain outcome will occur after taking a substance (or any intervention cause genuine changes in brain and bodily function. I discuss how placebos can change neurotransmitter and hormone release, pain levels, whether the stress response is beneficial or detrimental and more. I also explain how placebo effects can work with traditional drug or behavioral treatments to help improve health outcomes and why some people are more susceptible to placebo effects. By the end of the episode, listeners will understand the placebo effect, how it works, and how beliefs and mindsets can be leveraged toward mental health, physical health, and performance goals. For show notes, including referenced articles and additional resources, please visit hubermanlab.com. Thank you to our sponsors AG1: https://drinkag1.com/huberman Eight Sleep: https://www.eightsleep.com/huberman AeroPress: https://aeropress.com/huberman Levels: https://levels.link/huberman InsideTracker: https://insidetracker.com/huberman Momentous: https://livemomentous.com/huberman Timestamps (00:00:00) Placebo Effects (00:02:40) Sponsors: Eight Sleep, AeroPress & Levels (00:07:24) Placebo, Nocebo vs. Belief Effect, Prefrontal Cortex (00:14:03) Dopamine, Placebo & Parkinson’s Disease; Placebo Controls (00:21:36) Hormone Release & Placebo Effect, Paired Associations (00:28:52) Conditioning Effect & Insulin; Pavlovian Response (00:32:50) Sponsor: AG1 (00:34:17) Context & Expectations; Placebo Effect & Brain (00:40:51) Cancer, Mind-Body Practices; Placebo Effects & Limits (00:44:54) Asthma, Specificity & Placebo Effects (00:48:01) Sponsor: InsideTracker (00:49:03) Nicotine & Dose-Dependent Placebo Effects (00:55:31) Placebo Effects vs. Belief Effects, Food & Mindset (01:01:02) Exercise & Belief Effects (01:04:08) Placebo Effect, Brain & Stress Response (01:11:18) Individual Variation, Genetics & Placebo Effect (01:16:11) Zero-Cost Support, Spotify & Apple Reviews, YouTube Feedback, Sponsors, Momentous, Social Media, Neural Network Newsletter Disclaimer
Transcript
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Welcome to the Huberman Lab Podcast, where we discuss science and science-based tools
for everyday life.
I'm Andrew Huberman, and I'm a professor of neurobiology and ophthalmology at Stanford
School of Medicine.
Today we are discussing placebo effects.
We will also be discussing what are called nocebo effects, as well as belief effects.
All three of these, placebo, no SIBO and belief effects,
are all related to our brain's incredible ability
to place an expectation on what is about to happen
and actually change what is about to happen
independent of the physical and chemical properties
of a drug or some sort of other treatment solution
for things like pain, Parkinson's disease,
irritable bowel syndrome, asthma, stress,
and on and on and on.
Now, one of the most incredible things about these effects
is that despite the fact that it would appear
that they are simply psychological
or the power of the mind over matter,
it's not that at all.
Placebo no SIBO and belief effects
actually change the way your biology,
your physiology works.
In fact, you have neural circuits within your brain
that are dedicated to how your expectation
of what will happen actually changes
some of the most core biological functions
within your brain and body. Modifying,
for instance, heart rate, blood pressure, the release of specific neuromodulators such as dopamine
and adrenaline, and so powerfully so that these types of effects can actually work along with
traditional drug treatments or behavioral treatments in order to vastly change the way that your
brain and body work. So if you think of the word placebo
as an inert substance or treatment
that is merely a control,
it's merely something introduced to an experiment
or a clinical trial to try and figure out,
you know, what's happening normally
in somebody's brain or body as a comparison
to some drug or other type of treatment.
Well, while that can be true
and placebo controls are vital for certain
clinical studies, it's also the case that placebos, nocebos and belief effects have
powerful impact on our physiology entirely separate from all of that. So much so that
several highly esteemed researchers in the medical community around the world believe
that placebo, nocebo and belief effects should actually be leveraged in the treatment of various diseases as their own unique treatment. So by the end of today's episode, you are going to
have a clear understanding of what placebo, nocebo, and belief effects are, their biological underpinnings,
and the way that you can leverage them toward your mental health, physical health, and performance.
Before we begin, I'd like to emphasize that this podcast is separate from my teaching and
research roles at Stanford. It is, however, part of my desire and effort
to bring zero cost to consumer information about science and science-related tools to
the general public. In keeping with that theme, I'd like to thank the sponsors of today's
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Okay, let's talk about placebo effects.
I will also be talking about nocebo effects.
And let's just establish the difference between those.
Placebo effects are when an inert substance
or behavioral treatment, that is a substance
or behavioral treatment that is not going to have
any kind of direct biological or psychological activity.
It shouldn't do anything on its own,
somehow does in the direction of improving symptoms
or performance.
Now let's contrast that with no SIBO.
No SIBO is when a drug or behavioral intervention
which is inert, it should have no impact on symptoms
or performance of any kind.
But with no SIBO, it turns out these substances
or behavioral interventions
actually worsen symptoms or performance.
Now, oftentimes people will just say a placebo effect.
It's a little bit more rare for people to distinguish
between placebo and no SIBO effects,
but I do think it's important to know their difference.
Going forward, I'll mostly just refer to these
as placebo effects, but I'll talk about no SIBO effects
a little bit later.
I'll also talk about belief effects. So let's just establish what belief effects are.
Belief effects are when you or somebody else learn specific knowledge that changes your expectation
about what is going to happen in reference to, say, stress or consuming a given food or taking
a given drug or doing a specific behavioral protocol
and the specific information you learn or assimilate actually leads to that specific outcome.
So in many ways, belief effects and placebo effects are similar. It's just that the word placebo or
placebo effects is commonly used to refer to drugs and behavioral interventions. Belief effects
are more specific language used to describe
when information of any kind changes the outcome
of some physiological or psychological process.
Now what's common to placebo, nocebo, and belief effects
is that they all work by changing expectation.
And anytime we talk about expectation,
we're talking about the function of the nervous system
and specifically the brain
and specifically the prefrontal cortex within the brain.
The prefrontal cortex is neural real estate,
which is just fancy nerd speak for the neurons
and their connections that reside just behind your forehead,
just in the front of your skull.
Now, the prefrontal cortex has a lot of different
subdivisions or regions.
The overall function of the prefrontal cortex has a lot of different subdivisions or regions. The overall function of the prefrontal cortex
can be described as having the ability to either activate
or suppress other neural circuits deeper in the brain.
Some people, in fact, a previous guest
on the Huberman Lab podcast, a neurosurgeon said,
the prefrontal cortex can generally be described
as the structure in the brain that controls other structures
in the brain by saying shh or suppressing their function.
So for instance, if you have the impulse to move
or to shout, the prefrontal cortex suppresses that movement
or suppresses that desire to shout or that shouting.
If you've ever had the experience of going to the edge
of a cliff or being on a high bridge and thinking,
oh my goodness, you just have this spontaneous thought,
which please don't do this in action, but one will have this thought like, oh my
goodness, like what if I just jumped off and people think, oh my goodness, do I have some
sort of death wish?
Well, no, the prefrontal cortex being largely a context evaluating and prediction machine
is essentially looking at that landscape and predicting what would happen, indeed how bad
it would be if you were to jump off
that bridge or jump off that cliff.
And then you feel that, oh my goodness,
like what's wrong with me?
Why would I think this?
But the fact that you think it even for a moment,
but you don't do it and the fact that you recognize
that it's sort of a dangerous thought,
certainly a dangerous action, again,
please don't engage in the action,
tells you that your prefrontal cortex is working properly.
Again, the prefrontal cortex is involved
in suppressing certain types of behaviors
and what sorts of behaviors.
Well, the larger theme of the prefrontal cortex
that we need to consider today
is that it is an expectation or prediction-making machine.
It is a bunch of neurons that release chemicals
and have electrical activity that are speaking with
and receiving information from other areas of the brain.
And it's evaluating a number of things like context,
like what's going on in this room,
what's going on in this scene,
what's supposed to happen here, what might I do,
what should I do, what should I not do, et cetera, et cetera.
Now, the other thing about the prefrontal cortex,
given that it has all these different subdivisions,
is that some of those subdivisions have a unique,
what we call labeled line communication,
like a unique highway that leads to specific brain areas
that control specific bodily functions,
including heart rate, blood pressure, et cetera.
And a little bit later in the episode,
I'll talk about a specific paper,
it's one of my favorite papers,
in which a specific prefrontal cortical region
is identified as controlling very primitive aspects
of our physiology, such as body temperature and heart rate
in reference to beliefs or what's happening
in a social scene.
And this is very different from the way that say,
getting into cold water
or experiencing some other sort of stressor
causes increase in heart rate or vasoconstriction.
What we're talking about here when we talk about placebo,
nocebo and belief effects are the way in which
you learn information or you are told information like,
hey, this pill is going to do blank.
Maybe because the label says it,
maybe because the scientist or the doctor tells you
that this pill does blank or this injection will do blank,
or maybe you learn some information
about what some specific drug or supplement
or behavioral protocol will do.
And in that learning,
you come to expect a specific set of effects
and certain neural circuits in the prefrontal cortex
become active and start to activate certain neural circuits
deeper in the brain in areas like the hypothalamus.
These are ancient, very well conserved
across animals, areas of the brain
that control very primitive functions.
They exist in essentially all mammals and even in reptiles.
The prefrontal cortex also communicates
with areas of your brainstem,
controlling things like breathing, et cetera.
So the prefrontal cortex is a sophisticated area
of your brain that takes into account context,
both in the present as well as memories from the past.
It can take into consideration goals about the future and then combines all of that into
neural signals to areas of the brain that control basic physiological functions related
to the immune system, the stress system, the reward system, the pleasure system, and on
and on.
So when we talk about placebo, nocebo and belief effects,
what we're really talking about is the ability
for information and specific experiences
to lead to expectations within us
about what's going to happen
and then our physiology of our brain and body
fundamentally changes such that those things happen.
So let's talk about some specific examples
of placebo effects from the research literature.
And today we're gonna cover a lot of different examples
from different systems, but as we do that,
I will specifically be selecting examples
that illustrate different types of placebo effects
and illustrate what those different types
of placebo effects are.
Now I should mention that if you're interested
in placebo effects, there's a wonderful book
that describes many, many different placebo effects
and their biological underpinnings
in cases where those biological underpinnings are understood.
And the book I'm referring to is one
that I used prominently in researching this episode.
It's called, none other than placebo effects,
understanding the other side of medical care.
And the book is by Fabrizio Benedetti.
I hope I pronounced that right, Fabrizio.
And to your Italians out there,
if I didn't do it correctly, I apologize.
It's an absolutely wonderful book.
I confess I've never met Fabrizio Benedetti.
I confess I have no relation to the publisher
or to the book itself, except that I absolutely love the book.
So highly recommend this book. I'll be pulling from a number of different examples described in this book today.
To my mind, one of the most interesting examples of placebo effect is where placebo is given and
can profoundly change levels of dopamine release in the brain. Now, the study I'm about to describe
was done in Parkinson's patients. People with Parkinson's have degeneration of neurons
in an area of the brain called the substantia nigra,
which is an area of the brain
in the kind of bottom back part of the brain.
For U of Focionados, it's the ventral tegmental area,
but you don't need to know that name.
These neurons contain dopamine and are essential
for the generation of smooth movement patterns,
including walking and reaching and moving one's hand to right, et cetera.
And of course, dopamine is involved
in a bunch of other things too,
including motivation and reward.
In people with Parkinson's,
depending on how severe and advanced the Parkinson's is,
they suffer deficits in the ability
to generate smooth movements
and often deficits in motivation and reward pathways as well.
Now there are many different treatments for Parkinson's,
some more successful than others.
Unfortunately, it's still not completely curable,
at least not at this time,
but most of the drugs that are successful
in treating Parkinson's to some degree or another
are drugs that increase levels of dopamine within the brain.
For obvious reasons, as I just mentioned,
Parkinson's is a degeneration of the dopaminergic,
meaning dopamine containing and releasing neurons
in the brain.
So people with Parkinson's will often be given L-dopa,
which is a precursor to dopamine,
or other types of drugs that increase dopamine
within the brain.
Now there have been a number of studies
that have compared certain drugs known to increase dopamine,
such as L as Aldopa,
things like Apomorphine, Bromocryptine, et cetera, to placebo control drugs. And one of the interesting
takeaways from those studies is that, yes, drugs like Aldopa, Bromocryptine, et cetera,
increase dopamine and at least can partially or transiently improve symptoms of Parkinson's in
many, not all patients with Parkinson's.
The placebo drugs given in many of those studies,
which were simply a sugar pill or some other inert pill,
it doesn't contain any chemicals
that are known to directly bind to
or increase dopamine in the brain.
And yet nonetheless, when the brains
of certain patients were imaged, it was clear
that not only was there an improvement
in symptomology, but there were increases
in dopamine release within those patients' brains,
which on the face of it should make no sense.
However, when people with Parkinson's,
or people who even don't have Parkinson's,
are told a given drug can increase dopamine,
and then they put these people into a brain imaging device.
It's called a PET device, has nothing to do with animals,
is the positron emission tomography device,
and these people had been injected with or consumed
something called a raclopride.
It sounds really weird and dangerous,
but actually raclopride looks a little bit
like dopamine itself chemically,
and it has a little tag or label on it,
and it can bind to certain receptors in the brain where dopamine would normally bind. What was observed is that the placebo itself
was causing reduced binding of this wrackle pride to areas of the brain that have dopamine
receptors which meant unequivocally that there was more dopamine released in the brain because
if more dopamine is released in the brain
and parks in those receptors,
well then the wrackle pride,
which looks a lot like dopamine,
can't also park or bind to those receptors.
Simply put, a placebo drug,
again, a drug that has no direct action
on the dopaminergic system,
if it's given to somebody who has Parkinson's
or who doesn't and they are told,
this drug is going to increase levels of dopamine in your brain and potentially improve your symptoms
of Parkinson's or have some other effect, well, it succeeded in increasing dopamine
levels within the brain, which basically should make us all sit back and say, okay, what are
we to think of drugs like Aldopa and Aprimorphine, Bromocryptine as compared to placebo. Why isn't
everyone just taking placebo? Why aren't we just telling people, hey, this sugar pill is going to
increase dopamine? Well, two important points to answer that. First of all, the increases in dopamine
that are observed from placebo plus information about what that placebo ought to do for increasing
dopamine are not as robust, or I should say generally not as robust,
as the increases in dopamine observed from an actual drug
known to increase dopamine transmission
or release within the brain.
The second point is that the structure of the information
given to somebody and the belief that they form
about what ought to happen, that is the expectation effect,
which you'll start to realize more and more
across today's episode, that expectation effect really is the underpinning of the placebo effect, which you'll start to realize more and more across today's episode,
that expectation effect really is the underpinning of the placebo effect.
Well, the strength of that expectation is really hard to anchor across individuals.
And in fact, if people realize they're taking a placebo, the magnitude of the dopamine increase
is actually decreased.
So this is why we use placebo controls in clinical trials.
We want to establish the real difference
between the effect of a given drug on a biological system,
in this case increasing dopamine,
from the belief or the expectation
of what that drug will do.
So in that sense, the placebo is really a measure
of expectation of what a drug treatment will do,
at least in the context of a drug trial.
So I mentioned this somewhat complicated example because,
first of all, many people are interested in dopamine.
We all make dopamine.
It's involved in motivation, drive, and focus, and reward,
all sorts of things that we hear a lot about these days.
Second of all, it really illustrates that placebo,
that is expectation about what will happen,
is impacting, of course, placebo effects, you realize that placebo, that is expectation about what will happen, is impacting, of course, placebo effects,
you realize that now, but it then also has to be the case
that placebo effects are playing into any effect
that we might observe from taking a given drug or supplement
based on our expectation of what that drug
or supplement will do.
And miraculously, or at least what I find miraculous,
is that placebo
effects, these expectations based on knowledge and beliefs are highly
specific, which raises all sorts of questions about, for instance, if you were
given a drug that increases dopamine levels, but you weren't told that it
increases dopamine levels, that perhaps you were told, you were lied to and told
that increases the activity of a different neuromodulator like serotonin, would it? Well, let's explore that because as wild as that seems,
it turns out that what we believe about a given drug treatment or behavioral treatment
actually has a high degree of specificity. So to illustrate the incredible specificity of placebo
effects, I want to describe a study related to hormone function. Hormones come in many different
forms. We have testosterone, estrogen, growth hormone, cortisol, etc. There's a study that
was carried out in humans in which subjects were informed about growth hormone release
and cortisol release. Growth hormone is a hormone released from a gland in the brain
called the pituitary. The pituitary has different parts.
The anterior pituitary releases growth hormone
each night when you go to sleep.
It's involved in protein synthesis, tissue repair,
bodily growth, appendage growth, and many other things.
Cortisol is a hormone that's released from the adrenals.
It can also be synthesized and released a couple other places
in the brain and body.
And it's involved in immune system function
and anti-inflammatory action.
A lot of people think cortisol is bad,
but it's actually an important hormone for our daily health,
our alertness and waking up in the morning, et cetera.
In any event, subjects in this study learned
about growth hormone and cortisol and their release,
where they're released from, what they do, just as you did.
And then their growth hormone and cortisol levels
were measured, and not surprisingly, they didn't change.
Just learning about growth hormone and cortisol
did not change growth hormone or cortisol levels
in these human subjects.
Now, on days two and three of this experiment,
subjects received an injection of a drug.
The drug is called Sumitriptan,
and Sumitriptan is known to increase levels of growth
hormone and reduce levels of cortisol.
And indeed that's what they observed.
When people receive these injections
and then their blood was drawn, growth hormone levels went up,
cortisol levels went down.
Now the interesting part of the study is a separate day.
So after the drug treatments, they come back
and they are injected with saline,
which has no specific biological effect.
It's simply salt water, okay?
They're injected with saline and they experience
increases in growth hormone and decreases in cortisol,
which on the face of it might seem like,
wow, that's incredible.
But based on what you've learned thus far in today's episode, you could imagine
that knowledge about growth hormone in cortisol
somehow combined with the injection
to lead to an expectation of increases in growth hormone
and decreases in cortisol,
which would be amazing in its own right.
After all, saline is inert.
It doesn't do anything directly and specifically
to the growth hormone or cortisol system, but get this.
It turns out that a saline injection,
which does nothing on its own,
on day four or five after people have received
this drug treatment, increases growth hormone
and decreases cortisol independent
of what people are told they are being injected with.
Even if they're told they are being injected with a drug
that has completely different effects than Sumitriptan.
So why would this be?
How could this be?
In fact, there was even a condition
in which subjects were told
on the day they received the placebo,
you're about to get an injection of something
that's going to decrease growth hormone.
But rather, they experience a genuine increase in growth hormone
and decrease in cortisol in the exact same way
they did when they received the active drug Sumitriptan.
Okay, so this wild type of scenario has to be explained.
And in order to explain it,
we need to zoom out from the experiment
and ask what's the similarity between day two and three
of the experiment, meaning the days in which the
people received the actual active drug, Sumitriptan, that increases growth hormone, reduces cortisol,
and the day in which they received the placebo. And the one thing that anchors both those days
together, meaning the one thing in common that can explain this effect, is that those were the
days in which people received an injection.
And in fact, through various control experiments
and a few other experiments that were done subsequent to this,
because this experiment has been more or less repeated
in different forms and different laboratories,
it became clear that the brain and body
somehow came to expect that receiving an injection
leads to increases in growth hormone and cortisol.
Now this is not an indefinite effect, right?
People will get injections of other things in the future,
presumably active drugs, not just saline,
that will change hormone levels
or change neurotransmitter levels.
But in this experiment, what happened is,
is that there was a pairing within the nervous system.
There was a somehow a binding of the notion
of getting an injection
with a syringe, which in the first case was of a drug that increases growth hormone decreases
cortisol. And then when subjects came back and were injected with a different syringe, presumably,
I would hope so, with a different syringe filled with saline, even though the saline should do
nothing, the body and brain had somehow formed a pairing, an association between
syringe injection and increased growth hormone, decreased cortisol, which is incredible given
that these systems, the anterior pituitary, the adrenal glands, I mean, these are ancient
systems that to our knowledge, we can't directly control with our mind.
I can't simply close my eyes and grip my teeth and cause the release of growth hormone.
I can't simply decide to deploy cortisol from my adrenals, although if
I thought about something very, very stressful for a long time, there'd probably be some cortisol
secretion. But to our knowledge, there is no way to use thoughts, to use beliefs, to use understanding
of knowledge to cause changes in our endocrine glands, right? Our hormone glands, the pituitary, the adrenals.
But here we have a case where a drug that increases certain hormones and decreases other hormones,
simply by virtue of the fact that it was injected into somebody leads to a case where subsequent
injections, at least in the short run, lead to the exact same hormone changes simply because in the mind and or body of
these individuals injection comes to equal increase in growth hormone, decrease in cortisol,
independent of what's being injected.
Now a key point is that had on the final day of the experiment the subject's been injected
with a different drug that for instance increases serotonin or reduces epinephrine, I doubt
that they would have instead experienced increases in growth hormone and reductions in cortisol.
That's simply not the case.
The fact that there was only saline in there meant that there was an opportunity for the
syringe and the injection, we don't know which, to lead to some sort of paired association
in the brain and body that led to increased growth hormone decrease cortisol which mimic the drug effect.
But the whole scenario here as wild as it is really speaks to the fact that oftentimes
we think a given treatment is causing a given effect only because of the action of the drug
or the action of a given behavioral protocol.
But in fact, the drug and the protocol exist in a big context of different things that
the brain and body are integrating
and trying to make sense of,
and that often gets lumped together.
I often say that your brain is yes, a prediction machine,
but it's also trying to simplify things
in those predictions.
It's not taking into account all the information.
It's often lumping information together
and coming up with ideas about what's going to happen
and why, and doing this subconsciously,
in a way that, as you just learned learned can have profound effects on what happens within us
even at the level of something as basic as hormone release.
Now what I just described is a pretty extreme example and it's a very experimental condition
type example.
I mean it's rare that people are undergoing these kinds of organized receivable of information
followed by specific drug treatments
and placebo injections, et cetera.
But you've all experienced the placebo effect in action by way of what's called classical
conditioning simply by virtue of the fact that the smells of certain foods and your
past experience of certain foods can lead to the release of a hormone called insulin.
Insulin is a hormone that is involved in regulating blood glucose, blood sugar.
And typically when insulin levels go up in the bloodstream,
glucose levels are going to go down
because of the way the insulin controls blood sugar levels.
Now, if you've ever had the experience
of walking past a bakery or a pizza shop
where a delicious smell is wafting out into the environment,
you may notice that it quote quote unquote, makes you hungry.
And indeed, it does make you hungry
because presumably you've had the experience
of certain smells being associated
with the consuming of certain foods,
maybe bakery foods, maybe pizza, maybe steak,
whatever it is.
And the consumption of those foods actually leads
to increases in insulin in your bloodstream.
Well, there's the so-called conditioning effect
whereby the smell of the food itself
starts to lead to increases in insulin.
But the conditioning effects of different stimuli,
different things in the context of eating and specific foods
leading to increases in insulin
is actually highly, highly modifiable.
So much so that experiments have been done
where for instance, somebody eats a particular food
or in some cases it's just directly injected with insulin
but more often consumes a particular food.
And just prior to consuming or during consuming that food,
there's a bell ringing or a buzzer
in the background going off.
And they do that a few times.
And then I'm sure you're anticipating what's coming.
Somebody can just hear the buzzer
or the bell can simply ring
and that person will experience an increase in insulin.
So what I'm describing is a conditioned insulin response.
A stimulus such as a bell or a buzzer
that on its own should have zero effect on insulin release
has been paired with a food
that genuinely increases
insulin within the bloodstream.
And then even if the food isn't present,
the stimulus, the buzzer, the bell, et cetera,
can evoke the insulin response.
Now this is an important example to understand
because it's a common one that we've presumably all experienced
and that exists within the wiring of our brain right now.
But it's different than the smell evoking
the insulin response because delicious food
which evokes an insulin response,
having a particular odor,
that makes sense in the context of food.
But here we're talking about something completely
unrelated to the food, not the odor, not the taste,
not the appearance, just something that happened
to be in the environment in which you ate the food,
leading to an increase in insulin.
And it just screams placebo effect,
but it also screams that the placebo effect
is strongly modifiable according to context.
Again, the prefrontal cortex being the seat
of the anticipation or placebo effect,
and the prefrontal cortex taking into account
lots of things in the environment,
trying to understand what's here,
what sounds, what smells, what colors,
and then lumping all of that together
and eventually through the activation
of specific neural circuits,
leading to a very basic hormonal response,
in this case, the release of insulin.
And of course, what I just described
is classical conditioning a la Pavlov.
Pavlov won the Nobel Prize for his description
of classical conditioning in which dogs could be induced
to salivate in anticipation of food by way of a stimulus,
completely unrelated to food itself, not the smell,
not the look, not the taste, rather just a bell rung
before the consumption of food in a dog eventually led
to a situation where the mere ringing of a bell
could evoke salivation from those dogs. So are we all just like salivating dogs? I guess we are.
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Okay, so given that context is a powerful modifier
of the placebo effect and in fact,
maybe central to the placebo effect. I just want to rattle off a few of the placebo effect. And in fact, may be central to the placebo effect.
I just want to rattle off a few of the known placebo effects
that have been demonstrated,
which show the extent to which your brain and my brain
are coming up with ideas about what given drugs
or given behavioral treatments ought to do,
and in that way, shaping what happens
when you take a placebo.
Or, and this is an idea that we'll go into in a bit more detail in a few minutes, perhaps
context is also changing the way that active drugs, not placebos, but active drugs are
impacting your brain and body.
The examples I'd like to give are from laboratory studies about the placebo effect, but that
relate to very common at home and normal life scenarios.
Okay, they are not unique to the laboratory. And they are the following. But that relate to very common at home and normal life scenarios, okay?
They are not unique to the laboratory.
And they are the following.
First of all, placebo effects are strongly modifiable
by the expectation of the quality of a given treatment.
For instance, if you are given a placebo
that has a brand name on it,
or a name of a drug, it could even be a made up name.
You don't know what the drug does,
but it has trademark TM there in the corner of the name.
So brand name as opposed to generic placebo.
The brand name placebo has a stronger effect.
Moreover, if a placebo is placed into a package,
not just put in front of you on a little tray
or in a little dish, but rather in a package
where you have to push it through that little foil wrapping or you have to take it out of
a bottle and especially if that wrapping or bottle has a label on it or it looks as if
it's a quote unquote real drug, well then the placebo has an even greater placebo effect.
The color of a given drug can even have an effect based on our association or expectation
of what different colors relate to in terms of our physiology.
For instance, if subjects are given pills that they are told will help them fall and
stay asleep and some subjects are given blue pills, other subjects are given red pills,
other subjects are given yellow pills, The subjects that take the blue pills
tend to sleep better even though all the pills,
regardless of color, are placebo.
They contain no active substance.
Okay, so for some reason,
most people associate the color blue with sleep,
whereas, or I should say by contrast,
if people are given a blue, a red, or a yellow pill and they are told it's a stimulant,
the subject's taking the red pill.
Here I mean the actual literal red pill.
I'm not talking about any kind of cultural red pill.
I haven't seen the matrix yet.
People tell me I need to see it,
but I'm not talking about taking the red pill,
quote unquote, I'm talking about taking a pill
that is the color red in an experiment.
The people that take that pill
experience a greater placebo induced stimulant effect
as opposed to when subjects take a blue or a yellow pill.
For some reason, the color red is associated
with a quote unquote upper effect or stimulant effect.
Moreover, if subjects are given a blue, a red,
or a yellow pill and they are told that the pill will have an anti-depressant effect,
the subjects that took the yellow placebo get the biggest anti-depressant effect.
So color of a given pill even impacts the direction,
or in this case, the magnitude of the placebo effect.
And I should mention then, every one of those studies,
yes, there was information about what the given pill should do.
It was not the case that if people took the red pill,
they felt a stimulant effect.
If they took a blue pill, they felt a sleepy effect.
And if they took the yellow pill,
they felt an antidepressant effect.
These were three separate experiments,
one on sleep where subjects were given
one of the three colors of pills.
Blue had the strongest effect.
Or a study of stimulant effects, they were told
it's a study of pills that will increase alertnessant effects. They were told it's a study
pills that will increase alertness and attention. They were given one of three different colors,
the red pills had the biggest effect. And the third experiment subjects were told this is a
pill that will alleviate to some degree your symptoms of depression. The people who took
the yellow pill experienced the greatest relief of depressive symptoms. Now that's pretty wild, but what perhaps is even wilder
is the more invasive a placebo intervention is,
the greater the placebo effect.
So capsules have a bigger effect than tablets.
I don't know if that's more invasive,
but I guess it looks more medicinal
to have a capsule versus a tablet.
Who knows why, but that's what's been observed.
An injection of a placebo has a greater effect
than a consumption of a capsule or a tablet, of course.
And if people are placed into a medical device or machine,
especially in cases where one of their limbs
or both of their limbs or even their whole body
is placed into a device,
even though the device is doing absolutely nothing,
specifically to our biological
system, it is inert, right? A bunch of buttons and a bunch of noises and a bunch of humming as if
something were happening, but nothing is happening that directly relates to any one specific biological
system except, and now you know what I'm about to say, except expectation of what the machine is doing.
Well, that has the greatest
placebo effect of all.
So for some reason, as the level of invasiveness or the, let's just say the complexity of a
given treatment is increased, well, then the magnitude of the placebo effect is also increased.
And what this tells us is that the human brain has come to associate level of invasiveness,
level of complexity of a given treatment or machine to equate to bigger outcomes.
And in some sense, that's completely logical.
But again, we have to remember in absolutely zero of these conditions, whether or not it's
a tablet, a capsule, an injection or a medical device, is there anything being done to these human subjects
that impacts a specific biological function except one?
And that one, again, is the activation
of specific neural circuits in the prefrontal cortex
that then are able to communicate
with other areas of the brain and body
through bona fide biological mechanisms
of neurotransmitter release and electrical activity
in neurons.
This is what the brain does.
And of course, the prefrontal cortex being part of the brain,
those are the mechanisms as employees
to change the activity of hormone releasing glands,
to change the activity of other neurons.
In other words, the belief effects,
the expectations are real.
They are having effects through true biological circuitry.
It's just that the pills and the treatments
and the machines are not doing anything specific
at all except activating expectation.
So we've been talking about the placebo effect
and I've been giving examples of strong placebo effects.
And while all of what I told you is substantiated by data,
I do not wanna give you the impression
that the placebo effect is limitless
because it is not limitless. For instance, placebos have been used to help in the treatment of cancer, but
their effects within the treatment of cancer are limited to a very specific set of symptoms and
contexts. So for instance, people who are told a given drug will help them with their cancer by
reducing their symptoms of chemotherapy or radiation therapy,
often experience reductions in the negative symptoms
of chemotherapy or radiation therapy,
reduced pain, reduced nausea,
and by consequence, improved feelings of well-being,
compared to people who do not receive the placebo
and who are not told,
hey, this drug, which in reality is a placebo,
is going to help you with your treatment.
It's going to make it less uncomfortable.
Okay, so in the context of cancer treatment,
placebo can reduce the discomfort
of various cancer treatments.
However, placebos cannot reduce the size
or eliminate tumors.
If people who unfortunately have tumors, okay cancer, are given a placebo and told this
drug which actually is a placebo, unbeknownst to them, is going to reduce the size of your
tumors or eliminate your tumors, that placebo is not effective in reducing the size or eliminating
those tumors.
This is very important to understand
because as you recall, placebo effects
are expectation effects.
Expectation effects are driven in large part
by the prefrontal cortex and its connectivity
to other areas of the brain and thereby to the body.
But the outputs of the prefrontal cortex are limited.
There are a certain number of them
and indeed there are many of them,
but those connections do not extend to tumors themselves
or biological systems or circuitries
that allow one's beliefs to reduce the size of
or eliminate tumors.
And this is very important
because unfortunately there are many sufferers of cancer
and there are many theories about accelerating the treatment
of or improving the treatment of or even curing cancer using so-called mind-body techniques or mind-body
tools.
And we need to be fair to the data which have conclusively shown that reductions in stress,
improvements in sleep, social support, a number of things can improve cancer treatment
outcomes.
Now, those are not placebo effects. Those are all practices for which we know
there are reductions in inflammation,
reductions in stress hormones that lead
to improved outcomes in the context of radiation therapy,
in the context of immunotherapy,
in the context of any bona fide treatments
known to reduce tumor size.
So what we need to do is separate out three things here.
Behavioral practices such as meditation, sleep,
social support known to reduce inflammation and stress,
and that can improve cancer outcomes.
Those are not placebo effects, those are real effects.
There are also drugs, radiation, chemotherapy,
immunotherapy and devices known to reduce tumor size and hopefully
eliminate cancerous tumors.
That would be the hope.
Those are real effects.
And then there are the placebo effects.
The knowledge and belief and expectation about what a given treatment will do, in some
cases it's knowledge about what a given drug will do that improves the outcome achieved
with that drug.
In some cases it's people being given
a completely inert substance or solution
like saline solution, but being told
this is going to help with your nausea symptoms,
this is going to help with your pain
during your immunotherapy radiation, et cetera.
And those are real effects,
but they can only be explained by virtue
of expectation and knowledge, AKA placebo effects.
And I want to emphasize that those placebo effects
are not acting directly on tumors
to reduce their size or eliminate them.
Another example of how placebo effects can be very powerful
and yet still have limits to them
is yet another study from Dr. Ted Kaptchuk's lab
at Harvard Medical School.
And by the way, many, not all of the studies
that I've been describing today
have been done by the Kaptrick lab.
He's done beautiful work on placebo effects
for a very long time now.
He's considered a real pioneer
and a leader in the study of placebo.
And he's also been a big proponent
of exploring the placebo effect,
not simply as a contrast to drug effects
or device effects, but as their own specific effect that perhaps can be leveraged in the context
of treating disease. So hats off, literally plural hats off because they've had oh so many
discoveries in the context of placebo and their powerful effects and their possible uses from
the CAPTCLAB and
their colleagues there at Harvard Medical School.
Just incredible work.
And one of my favorite studies from the CAPTCLAB is one published in the New England Journal
of Medicine some years ago in which they took people who had asthma.
So these are people diagnosed with asthma.
These are people who have challenges breathing and they experience a lot of discomfort in
trying to breathe normally
unless they are taking their asthma medication.
In this study, they took people off of their asthma medication,
of course not indefinitely,
but for a short period of time and as expected,
those people experienced challenges in breathing
and discomfort associated with the challenges in breathing.
One group received no treatment.
They were just taken off their asthma meds and evaluated.
And then of course put back on their asthma meds.
Another group received a placebo treatment.
And another group received a drug known to improve
the symptoms of asthma.
Now, what was interesting is that the people
who received the drug for the treatment of asthma,
not surprisingly, had improvements in breathing and less discomfort.
Exactly what you'd expect.
However, the people with placebo also experienced less discomfort in breathing, but their patterns
of breathing didn't change.
So again, this really speaks to the fact that placebo effects can be very powerful, but
that they're very specific.
They are not simply wiping out a condition like asthma
or completely eliminating all symptomology
of a given condition like cancer.
This study illustrates very clearly
that placebo is effective in reducing the discomfort
associated with the challenges of breathing,
but not eliminating challenges with breathing per se.
Whereas as I mentioned before, there are drugs,
bona fide prescription drug treatments
that can both restore normal patterns of breathing
and relieve the discomfort.
So what this really speaks to is the fact
that the prefrontal cortex and its involvement
and expectation can have powerful effects
on things like pain, powerful effects on things like pain, powerful effects on things
like dopamine, powerful effects on any number of different brain and body systems, but not
all of them. Our beliefs and expectations are powerful as evidenced by the placebo effect
itself, but they are not what we call omnipotent. They can't do anything and everything.
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One of my all-time favorite studies
in the context of placebo
is a paper that was published pretty recently.
And the title of this paper is,
Nicotine-Related Beliefs Induced Dose-Dependent Responses
in the Human Brain.
And if ever there was a paper that pointed to the fact
that our belief systems can really shape the way
that different drugs, different supplements,
different behavioral protocols
can impact the way that our physiology and our brain work.
It's this paper.
It's a pretty straightforward study.
It was of course carried out in humans.
And what they did is they had people vape nicotine.
Nicotine is a known cognitive enhancer.
Nicotine, so named because it binds to nicotinic
acetylcholine receptors in the brain,
which is just fancy nerd speak for the receptors,
the little parking spots for acetylcholine,
a neuromodulator that's involved in attention.
And by virtue of being involved in attention,
is critical for the performance of certain focused tasks.
So most people associate nicotine
with smoking, vaping, dipping or snuffing.
Here we're talking about nicotine that's vaped.
However, I wanna be very clear.
I am not encouraging people to vape nicotine.
Yes, vaping is probably healthier for you than smoking,
but vaping is not good for you.
It would be better to not vape than to vape at all.
I did an entire episode about nicotine.
So I wanna leave aside the issue of whether or not
you decide to use nicotine.
Okay, that's all covered in the episode on nicotine.
I'll provide a link to that in the show note captions.
There's a lot of considerations there.
It does increase blood pressure
and it increases vasoconstriction and on and on.
But as I mentioned, nicotine is a cognitive enhancer.
It can increase focus and attention and in doing so, it can allow your brain
to do certain things better, like task squishing,
like focusing in the context of a lot of distraction,
et cetera, et cetera.
So in this study, nicotine-related beliefs induced
those dependent responses in the human brain.
Subjects used a vape to ingest nicotine
and they were told that they were either ingesting
a low, medium, or high concentration of nicotine.
And a really nice thing about this study
is that they actually measured how much nicotine people
vape, so they were able to measure how much nicotine
made it into the bloodstreams of these people.
And they were also able to evaluate brain activity
in areas of the brain known to have these nicotinic receptors
and to also be involved in certain cognitive tasks.
So just to get to the grand conclusion of the study,
what they found is that people who were told
that they ingested a high concentration
or a medium concentration of nicotine
performed better on a cognitive task that we know
is dependent on or can be modified
by the amount of acetylcholine transmission
in a certain area of the brain,
then did individuals who were told
that they ingested a small concentration of nicotine.
Now, the interesting part of the study
is that everybody consumed the same amount of nicotine.
So here we have a situation
where there is a so-called
dose-dependent placebo effect.
Everyone gets the same amount of nicotine,
but people are either told,
meaning they were lied to in some cases,
that they got a small, medium,
or high concentration of nicotine.
And for the group that was told that they received
a medium concentration of nicotine,
they performed better on a cognitive task,
then did the people who were told they received a smaller concentration of nicotine, they performed better on a cognitive task than did the people who were told
they received a smaller concentration of nicotine.
Moreover, people who were told
that they received a high concentration of nicotine
performed better than either the individuals
who were told they received a medium
or small concentration of nicotine.
But as I mentioned before,
everyone received the same concentration of nicotine. So this I mentioned before, everyone received the same concentration of nicotine.
So this tells us that not only are placebo effects
related to expectation,
but that the expectation somebody has
of the degree of an effect they should experience
actually creates a different level of experience.
Put differently, if you're told
that you're getting a small amount of drug,
a medium amount of drug or a high amount of drug, or a high amount of drug,
and that the size of an effect gets bigger
as you go from small, medium to high,
well, then you will experience the small, medium,
or high effect, depending on which group you're in,
even if you all got the same dose of drug.
Now I need to be very clear,
everybody got actual nicotine.
The placebo effect here is related to what people believed
about the dose of nicotine they got,
but everyone got active nicotine.
Now here's where it gets really cool.
As I mentioned earlier in this study,
they imaged the brains of people
that were in either the group that was told they got a small
or medium or high concentration of nicotine.
And what they found is that in the specific area of the brain
that is known to respond to nicotine
and that is involved in cognitive functioning
related to the task that these subjects were given,
they saw increased levels of activity of the neurons
in that brain region that scaled up
according to whether or not people were told
they got a small, medium or high amount of nicotine.
Again, everyone got the same amount of nicotine.
They were simply told small, medium, or high,
and the brain area itself changed its level of activity,
which in turn changed the outcome on the cognitive task,
which basically puts everything in a really nice box,
wraps it up with wrapping paper beautifully,
puts it in a bow and says,
okay, placebo effects are real.
And placebo effects scale with the degree
of expectation that one has.
So anytime we are told that a small dose of something
is going to lead to a small effect,
a medium dose of something is going to lead
to a bigger effect,
and a high dose will lead to an even higher effect.
Well, whether or not that occurs is going to depend a lot on what sorts of quote-unquote effects we are expecting.
Again, you can't use placebo to eliminate tumors.
There's a limit to what placebo effects can occur.
But assuming that the effect that one is interested in is modifiable by knowledge and expectation. Well, the size of that effect will scale
with how big you expect the effect to be.
And it's not purely psychological.
That's the point here.
It's not just about your beliefs
and you doing something very different
in the context of a task or in a sports event.
Your physiology, in this case,
the activity of a specific brain region
increases its level of output according
to your expectation of the level of drug you consumed.
So in my description of that recently published study, you notice I said placebo effects,
but in many ways what I was describing were belief effects.
It's a little bit difficult to disentangle what's a placebo effect and what's a belief
effect.
In general, belief effects have to do with acquiring a bit more information or specificity
of information about what the expectation should be.
So I suppose the study I just described could easily fall under the category of belief effects
and not just placebo effects, but nonetheless, belief effects are powerful.
And they're especially powerful because as one starts
to layer in different amounts and different types
of information as to what a given drug treatment
or behavioral treatment will do,
one can start to see really nuanced outcomes
as well as truly surprising outcomes.
And some of my favorite studies on belief effects
were done by my colleague at Stanford.
She's in the department of psychology.
Her name is Dr. Aliyah Crumb.
She's been a guest on the Huberman Lab podcast before.
We will also provide a link to that episode.
And Allie's lab studies mindsets.
Mindsets, of course, incorporate a lot of things
besides beliefs.
They involve prior knowledge.
They tend to have even more information woven into them
than either placebo effects or belief effects.
But Allie's really one of the world leaders
in understanding these belief effects
and has done some just gorgeous work
in illustrating the incredible range
and extent of belief effects that exist.
One of my favorite studies in this context
is the paper from Allie's lab entitled,
Mind Over Milkshakes.
Mind sets not just nutrients
determine the ghrelin response.
So here I'll just briefly describe the study.
I'll paraphrase the abstract on two separate occasions.
People consumed a three hundred and eighty calorie milkshake,
and they were either told that it was a six hundred and twenty
calorie, quote unquote, indulgent shake or a one hundred and
forty calorie, quote unquote, sensible shake.
Then the hormone ghrelin was measured.
Ghrelin is a hormone associated with hunger.
It is released from and binds to various sites
within the brain and body,
but it's generally associated with the hunger response,
the desire for food.
Then their subjects had their blood drawn
at three different time points.
So at baseline prior to consumption of the milkshake,
anticipatory, meaning just prior to consuming the milkshake
and post-consumption, 90 minutes after consuming
the milkshake.
And then ghrelin was measured within the blood samples
that the people provided.
Now, as you recall,
everyone is consuming the same 380 calorie shake,
but that's unbeknownst to them.
One group thinks they're drinking an indulgent shake
that has lots of calories.
The other group thinks they're ingesting
a quote unquote sensible shake with fewer calories.
And it's important to note that in the study,
the individuals were asked to read the labels of the shake
and get information about, okay, this is an indulgent shake,
has a lot of calories, a lot of fat, et cetera.
In the other case, this shake has very few calories,
it contains healthy ingredients, et cetera.
Now you can probably guess where this is going.
The people that consumed the milkshake,
but were told it was a high calorie indulgent shake,
and also, by the way, consumed information
about it being high calorie and indulgent,
or they were reading that on the label,
experienced steeper reductions
in this hunger associated hormone called ghrelin,
as compared to the group that also consumed
the same 380 calorie shake,
but thought that the shake was a sensible shake
with fewer calories, that was a healthier shake.
Those people experienced reductions in ghrelin as well,
but they were less steep.
They occurred less quickly over time.
And in addition, their subjective level of satiety,
of fullness or of feeling as if they had enough food
to quell off hunger was also related to whether or not
they thought they'd consumed the higher calorie indulgent
shake or the lower calorie sensible shake.
There are a bunch of other interesting aspects
to this study.
I'm just giving you a cursory overview of the major effects,
but the takeaway is very straightforward.
What we believe about the foods we are consuming
strongly impacts the downstream hormonal effects
of consuming those foods.
Grellin, after all, is a peptide hormone that is secreted from the stomach.
Okay, yes, the stomach. Okay. Yes,
the stomach has neurons, but as far as we know, the stomach doesn't have a little thinking brain
in there. The stomach is operating in a very kind of crude language of the nervous system as compared
to the thinking and analytic language of the brain, the forebrain. But what's happening here is that
knowledge, indeed specific knowledge about what more calories means as
opposed to fewer calories, what the word indulgent means as opposed to sensible, all of that
is being combined and then communicating with neurons and other systems of the gut to literally
create a different hormonal response to food.
And that's incredible because the hormonal response to food is a very strongly evolutionary
conserved set of mechanisms.
And yet this study and other studies like it including the conditioned insulin response
that we talked about earlier, Pavlov's dogs or in this case, we are the Pavlov's dogs.
We're the ones that can get conditioned to a bell or the smell of a food or the sight
of a sign on a bakery to get an insulin increase, all of that stuff that is primitive, hard wiring
of the brain and body is also being strongly impacted by the more let's call it sophisticated
or analytic aspects of the wiring of the brain such as the prefrontal cortex such that what
we believe is going to happen is actually what happens.
Now the other study on belief effects and mindsets and how they can impact outcomes
in terms of our physiology relates to exercise.
And this is a study that Dr. Crum herself
described Kim about because she was talking
to one of her academic advisors,
this was before she opened her own laboratory.
And you know, Aliyah's an athlete.
She was actually a division one athlete.
She's an incredibly impressive individual by the way.
She's a tenure professor at Stanford.
She was a division one athlete.
She has a degree or rather a certification in clinical psychology.
So she's an extremely accomplished individual but exercise and athletics have always been
a big part of her life.
And one day she was talking to her advisor
and her advisor offered the possibility that,
and here I'm paraphrasing from a different conversation,
perhaps all the positive effects of exercise are placebo.
That's actually what her advisor said.
And Ally said, no, there's no way, right?
And we know that you exercise, you sure get an increase
in heart rate and blood pressure during exercise, but that leads to lower levels of baseline blood pressure
and heart rate afterwards after you adapt to that exercise. And her advisor said, well,
okay, that might be true, but why don't you go test it? So she did test it. What she did
is she took hotel service workers. So these are people that clean hotel rooms for a living.
And these are very active people, right? They're vacuuming, they're changing sheets, they're going upstairs,
they're folding laundry, they're doing a bunch of different things throughout the day.
And they divided them into two groups. One group was told that doing a great job and being diligent
is very good for you. They were told all sorts of things about their job and how it was important.
And indeed, their job is important, right? We need people who can perform these roles of turning over hotel rooms and doing those
sorts of things so that hotel rooms can be clean and beautiful when we arrive.
The other group, however, was told that the normal daily activities that these people
were partaking in, the folding of the laundry, going up and down the stairs, pushing of carts,
etc., was exercise,
and more importantly, that it was the type of movement
that could, for instance, lead to reductions in blood pressure,
reductions in body weight, improvements
in lots of different health metrics.
Now, the incredible outcome of this study
was that simply on the basis of whether or not people
were told and therefore believed that their daily activities
would lead to improvements in these different health metrics,
reductions in blood pressure,
reductions in basal heart rate, reductions in body weight.
Well, that's exactly what happened.
People who received the information
about how exercise was healthy
and their work mimicked exercise
experienced the health metric changes.
Whereas people who are simply told,
your work is important,
you know, it's important to do a good job,
et cetera, et cetera,
they did not experience the same health metric improvements.
So that provides support
for what Dr. Crumb's advisor had suggested
that at least some of the effects of exercise
are likely due to mindsets or beliefs, aka belief effects.
So throughout today's episode, I've been talking about how our expectations and beliefs
and mindsets can impact these really deep layers of our physiology, things like hormone
release, things like level of discomfort or pain during a given treatment and on and on.
And I've talked a lot about the prefrontal cortex
as critical for understanding what's happening
in a given context and for setting those expectations
because the prefrontal cortex as you recall
is a prediction machine and context is important
for prediction and on and on.
What I haven't yet told you is how it is
that the prefrontal cortex actually does this.
I mean, what are these magical output pathways
of the prefrontal cortex? And while. I mean, what are these magical output pathways of the prefrontal cortex?
And while I already established that they are not infinite,
right, the prefrontal cortex can't control everything,
meaning if I give you some information like, you know,
just thinking about and believing that your left quadricep
is going to be, you know, much stronger
than your right quadricep.
And if you just keep perseverating on, meaning you keep thinking about that and looping on
in your mind, and I give you some examples of how thinking about strength can make muscle
stronger and on and on, in the classic context of the placebo effect, all that expectation
ought to lead to an improvement in strength and perhaps size of your left quadricep.
But that's not what happens.
Why?
Or more accurately, why not?
Well, as far as we know, there isn't a direct neural circuit
or hormonal pathway whereby thoughts
from the prefrontal cortex can impact the growth
of muscles in your left quadricep.
However, there are output pathways
from the prefrontal cortex to regions of the brain
that are known to control very basic bodily
and brain functions, such as the hypothalamus.
And those pathways are known to be able
to change certain parameters of our, for instance,
stress response, so blood pressure, heart rate,
vasoconstriction, even body temperature.
So I just wanna take a moment and describe
what I consider one of the more beautiful studies
illustrating a specific pathway
from the prefrontal cortex to the hypothalamus
that allows control of the so-called stress response
in the context of very specific psychological stressors.
Now, this paper is important,
not just for our discussion of placebo belief
and mindset effects,
but also for any discussion
about so-called psychosomatic effects,
or the idea that our modes of thinking,
whether or not they are related to calmness or to stress,
can strongly impact our physical health.
And the title of the paper is,
A Central Master Driver of Psychosocial Stress Responses
in the Rat.
Goodness, that's a tongue twister.
Psychosocial Stress Responses in the Rat. Now, the fact that this study was performed in the rat. Goodness, that's a tongue twister. Psychosocial stress responses in the rat.
Now, the fact that this study was performed in the rat
should not cause us to lean away from it
or to think that it's not relevant to humans
because the very same circuitries
that are described within this study
have analogous circuitries within the human brain.
I know that to be true from my work in neuroanatomy,
teaching neuroanatomy and other groups
separate from the group that did this study
have explored similar circuitries in the human brain.
Now in this study, what they were able to do
was to identify these two particular regions
which I'll just call them DP-DTT for short.
So instead of saying dorsal peduncular cortex
and dorsal tenea tecta, so just say DP-DTT. This is this area of the prefrontal cortex. Okay, don't let these acronyms and
names scare you. These are just names of a little sub region within the prefrontal cortex.
Send connections, little wires that we call axons to a area of the brain called the dorsal
medial hypothalamus. The dorsal medial hypothalamus is a highly conserved
structure, meaning whether or not you look in mouse
or in rat or in apes or in humans or in dogs.
The dorsal medial hypothalamus contains neurons
that are involved in generating cardinal features
of the stress response.
Things like increased blood pressure,
things like increased vasoconstriction,
things like increased body temperature,
things like increased brown
fat thermogenesis. Now, we can even go a step further because that's what they did in this study.
They mapped the connections from these specific subregions of the prefrontal cortex, the DPDTT,
down to the dorsomedial hypothalamus and a very specific set of neurons within the dorsomedial
hypothalamus. But even there, we're still in the brain.
We haven't yet established how activation of these specific neurons in the dorsal medial
hypothalamus actually change blood pressure, how they actually cause vasoconstriction in
the periphery.
Because that's what happens when you get very stressed, whether or not it's from social
stress or from cold water, there's a constriction, we call vasoconstriction in the periphery.
Blood is shuttled toward the core of the body
to keep your core organs alive.
You're still going to get blood to the big limbs
of your body so you can move, run if you need to,
but your digits, your appendages are going to get
far less blood flow to them because of this vasoconstriction
and that's achieved by an output from the dorsomedial
hypothalamus, okay, so the second hub along this chain,
to an area of the brainstem called
the rostromedulary raffae, okay, again, fancy name,
you don't have to remember the name if you don't want to,
maybe you aficionados want to,
but what we're doing here is we're moving
from the prefrontal cortex to the hypothalamus,
then to the brainstem, and then from the brainstem,
out to what we call the periphery, to the body, to the spinal cord, to the blood vessels themselves, to the organs
of the body, like the gut and the heart and the lungs, all the things that we associate
with the so-called stress response.
So as we've been learning about placebo effects and belief effects and mindset effects and
learning that, okay, just our knowledge about something, our anticipation,
our thinking can influence levels of a hunger hormone.
Isn't that wild?
Or can influence the amount of pain that we experience in response to a cancer treatment
or can change the amount of dopamine in the brain in the context of a placebo given to
people with Parkinson's?
Well, all of that seems very, very surprising until you look at studies of the sort
that I've been describing in the last few minutes
that are starting to establish
the very precise neural circuitries
that lead from areas of the brain
like the prefrontal cortex that are associated
with thought and context and planning and prediction
down to, I don't want to call them the deeper
or more primitive layers of the brain
because these areas like the hypothalamus
and the medulla, the brainstem,
they're not really primitive in the sense
that they do very sophisticated things.
It's just that they tend to be present
in both mammals and reptiles.
They're present in fish,
whereas the prefrontal cortex is a brain structure
that has undergone fairly significant elaboration
as you move from animals like say cats, dogs,
up to great apes and to humans.
And at least to our knowledge,
as a field of neuroscientists and biologists,
humans have the most sophisticated
or rather elaborate prefrontal cortex,
the most number of different sub-areas of the prefrontal cortex. And every time there the most number of different sub-areas
of the prefrontal cortex.
And every time there's an investigation
of those sub-areas, what they do,
what their anatomies are,
meaning where they connect to
and who connects back to them,
it's found that there is a tremendous degree
of specificity, all of which is to say
that we shouldn't be surprised at all
that these placebo belief and mindset effects occur because there's a clear
biological substrate for them.
So up until now, we've been talking about the placebo effect
as these incredible set of effects
that have a real biological substrate.
There are anatomical pathways, hormonal pathways,
neurotransmitters involved, and that's all true,
but what's also true is that the placebo effect
can vary in size
tremendously between individuals
and across different studies.
And in fact, this was described in the first formal study
of the placebo effect.
In that study, it was shown that approximately 30%
of the individuals in the study
showed a robust placebo effect,
but that the other 70% showed a less robust placebo effect.
And that result, meaning that variation in susceptibility
to the placebo effect has borne out again and again
and again across different studies.
Now modern science has now taught us that if you look
at the genomes, the genes that happen to be expressed
in one individual versus the next versus the next
versus the next, there are certain genes, not a lot of them,
but there are certain genes that seem to correlate
with certain types of placebo effect
being greater or lesser in certain individuals.
And while there are a lot of these different genes
and a lot of different placebo effects,
one of the more interesting ones is the COMT gene,
which encodes for something called
catechol-O-methyl-transferase.
Catechol-O-methyl-transferase, as the name suggests,
because it has an ACE in there,
in the context of a discussion about biology,
that almost always means you're talking about an enzyme.
Catechol-O-methyl-transferase is an enzyme
involved in the regulation of the so-called catecholamines.
Catecholamines being dopamine epinephrine
and norepinephrine.
Okay, we've already talked about dopamine
in the context of Parkinson's.
I've talked about dopamine a lot, frankly,
on the Huberman Lab podcast
because it's involved in motivation,
it's involved in focus, pursuit of reward,
it's involved in movement, as we discussed earlier.
Norepinephrine and epinephrine
also do many different things in the brain and body,
but not the least of which is to increase activation state for heightened focus,
for increasing the bias toward movement of the body and on and on. In any event,
this gene, COMT, catechol-O-methyltransferase, seems to show strong variation in individuals
that show strong variation in the placebo response
to certain types of placebo conditions.
And I just mention it because, A,
I think it's super interesting.
After all, a lot of the studies
that have demonstrated placebo effects
have shown those effects in the context of changes
in dopamine epinephrine and norepinephrine.
So it's not without context
that we're talking about the COMT gene, but also just as a general theme,
the fact that there are genes that encode
for specific biological substrates,
in this case, regulation of dopamine epinephrine
and norepinephrine, and those genes show up
at different levels in different individuals,
and the placebo effect show up at different levels
in different individuals.
And now there are studies that are starting to show
that the levels of those genes
and the degree to which one experiences the placebo effect,
either elevated response or reduced response
to the placebo effect seem to be fairly strongly correlated.
So this again is more evidence that yes,
the placebo effect is based on knowledge,
belief, expectation,
but that it has a real biological substrate.
Just as there are anatomical pathways
out of the prefrontal cortex,
to the hypothalamus down to the brainstem
and out to the body,
there are also genes expressed in specific cells
within our brain and body
that allow for our beliefs and expectations
that are carried through that prefrontal cortex circuitry
to have either a greater or lesser effect.
So throughout today's episode,
I've been talking about how knowledge,
your belief and understanding about what might happen,
ought to happen, or very likely will happen,
influences whether or not that thing actually happens,
the so-called placebo effect or belief effect
or mindset effect.
And what I hope I've made clear during the course
of our discussion is that while placebo effects arrive
through our cognitive understanding of what might ought
to or is likely to happen, the downstream effects,
the effects on asthma, irritable bowel syndrome,
insulin, growth hormone, you know, pick your favorite biological system.
Essentially every system within the brain and body has been shown to be susceptible
to placebo effects. What I hope is becoming clear is that
in every case the placebo effect is a biological effect.
It's not just, you know, our thoughts tricking us into thinking something
happened that didn't happen. It's our thoughts, you know, our thoughts tricking us into thinking something happened that didn't happen.
It's our thoughts, our mind,
creating real biological effects.
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