Sean Carroll's Mindscape: Science, Society, Philosophy, Culture, Arts, and Ideas - 164 | Herbert Gintis on Game Theory, Evolution, and Social Rationality
Episode Date: September 13, 2021How human beings behave is, for fairly evident reasons, a topic of intense interest to human beings. And yet, not only is there much we don't understand about human behavior, different academic discip...lines seem to have developed completely incompatible models to try to explain it. And as today's guest Herb Gintis complains, they don't put nearly enough effort into talking to each other to try to reconcile their views. So that what he's here to do. Using game theory and a model of rational behavior — with an expanded notion of "rationality" that includes social as well as personally selfish interests — he thinks that we can come to an understanding that includes ideas from biology, economics, psychology, and sociology, to more accurately account for how people actually behave. Support Mindscape on Patreon. Herbert Gintis received his PhD in economics from Harvard University. After a long career as professor of economics at the University of Massachusetts, he is currently a professor at Central European University and an External Professor at the Santa Fe Institute. His book Schooling in Capitalist America, written with frequent collaborator Samuel Bowles, is considered a classic in educational reform. He has published books and papers on economics, game theory, sociology, evolution, and numerous other topics. Web site Santa Fe Institute page Google Scholar publications Books (Princeton University Press) Wikipedia
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Hello, everyone, and welcome to the Minescape podcast.
I'm your host, Sean Carroll.
And today's episode is going to be one of the more ambitious, mind-bending episodes that we get here on Minescape.
but not because we're doing some esoteric physics or mathematics subject,
we're thinking about human beings.
Today's guest is Herb Gintes,
who originally became well known as an economist,
but these days probably better to classify him as a behavioral scientist.
Because really Herb's whole thing, the thing he really wants to get across,
is there's something called how human beings behave.
And we should study and develop theoretical models for that behavior
in a rigorous, quantitative, empirically based way.
And then whatever we learn about how human beings behave
should inform economics, but also psychology, sociology, anthropology, and so forth.
These different disciplines might care about different aspects of human behavior,
but they should ultimately tell compatible stories about human behavior, right?
To me, this is just pushing on my buttons,
because this is a very poetic naturalist way of looking at human beings.
There are different vocabularies for describing them,
but they better be at the end of the day consistent with each other in some deep sense.
So how do you do this?
Well, Herb has some ideas about how to do this,
roughly speaking, based on the idea that we need to understand
the sense in which human beings are rational.
There's this whole story about rational choice theory,
which kind of gets a bad name because we think we know what the word rational means.
And it doesn't mean that in the sense of rational choice theory.
He suggests the name beliefs and preferences as a replacement for rational choice theory,
but we're stuck with the name.
But the idea is that people have beliefs and preferences.
Faced with different situations, they will act in certain ways.
We can study those ways using the tools of game theory to understand why they would think
that they have incentive for behaving one way rather than another.
And then you can use ideas from actual empirical psychological studies.
as well as biology and evolutionary psychology
to think about why people don't
maximize their one-shot return in a game they're going to play.
Rationality is not completely individualistic in these situations.
It's social rationality.
So Hurt wants to unify all of the human sciences.
Like I said, very, very ambitious point of view.
I'm not enough of an expert to judge whether he's right,
but much of what he says is completely compelling to me.
and he's also extremely entertaining and provocative while saying it.
So I think this is going to be a popular episode.
Buckle up, hold tight.
Let's go.
Herb Gintes, welcome to the Mindscape podcast.
It's great to be here.
So I get the impression, and maybe this is unfair, correct me if I'm wrong,
from reading your stuff and listening to you talk,
that you have a certain sense of frustration about the fact that
psychology and economics and sociology and anthropology are all separate.
different disciplines rather than sort of one big discipline of human behavior. Is that an exaggeration?
I wouldn't say exactly that. What I would say is in the physical sciences or the natural sciences,
there are overlaps in chemistry and physics or biology and chemistry, etc. But when they overlap,
they agree. And if they don't agree, then they fight about it and figure out what the truth is.
But in the social sciences, they overlap, but they say totally different things.
So, for instance, economists classically would say, you know, people are motivated by self-interest,
and you have to give them the proper incentives.
And there's no notion of morality.
But in sociology, they don't even talk about incentives.
They always talk about norms and violation of norms and proper behavior and improper behavior,
etc, et cetera, et cetera.
Well, they can't both be right, and in fact, they're both wrong.
Now, there's some other fields, like, for instance, economics and biology, both use what's
called the rational actor model.
Biology, you maximize fitness.
In economics, you maximize something called utility, but they're both rational actor models.
Other fields, like in psychology, you can read 10 textbooks, and they'll all say rational
actor model is stupid. It's not correct. We don't use it at all. So what's going on here? It's not
science. And, you know, I attribute it to the fact that you have these developed early 20th century,
these feudal fiefdoms where if you're an economist, you publish in certain journals and you talk
to other economists and you don't care what sociologists say. Nobody cares because they don't hire
you. They don't fire you. They don't publish you. They don't go to,
conferences with you.
And so they develop in strange directions.
But if you care about the truth, it's a scandal.
It's terrible.
It can't be right to just forget about these, you know, conflicts between the way they model human behavior in one field or another.
And also in biology.
In biology, there's a tendency towards saying that everything is inclusive fitness.
That is, what you do is what an individual does is he helps himself and his nearby relatives.
That's not true for humans.
It's not true for many social species.
They have very complex relationships that go way beyond kinship.
So, at any rate, that's what the issue is.
And I mean, I'm very much on your side here.
I tend to agree.
So to play the devil's advocate, is it conceivable that for the purposes of economic,
behavior people act one way and for purposes of social behavior they act another way and actually
these are compatible secretly uh no i mean of course that's possible but it isn't true
people do not behave in the economy as though they are self-interested right now when you have
very complete markets you get almost self-interested behavior but when you get interactions among
people, face-to-face interactions or other social interactions, even in the economy, people do not
behave self-interestedly. People in a firm that work together have a culture, and it could be a very
positive culture that promotes cooperation and openness, or a very backbiting culture, which
inhibits cooperation. And these are economic behaviors, very important ones, having to do with the
organization of the labor. And similarly, consumers care a lot more than just about the
physical attributes of what goes into their consumption. They care about values. They care about who,
you know, for instance, if you buy Nike shoes, you want to know that your Nike shoes
weren't made by slave labor. Well, that's not self-interested, et cetera. So, and similarly,
sociologists just forget about the incentive side of behaviors, and they partially characterize some things, but not completely.
So my argument is when you put them together, you get much more complete behavior, much more explainable behavior.
I mean, it seems so obviously true what you're saying, at least the part that they should sit down and hash things out, that it's a little bit shocking that they don't.
or that they haven't. I mean, I know the siloing of academia, et cetera. I feel it myself, but still
one wants to say, is it really that bad? But maybe it just is. Oh, yeah. Oh, absolutely.
It's totally that bad. Look at sociology and anthropology. What do they do? They both study
human organization. They have totally different reading lists. They don't even overlap.
Margaret Meade is not studied by sociologists,
and Talcotton Parsons is not studied by anthropologists.
How is it possible you're going to have a theory or a model of human social organization
if you divide the world up into two places which have totally different theory?
Yeah, I can't argue with you there.
What can I say?
I mean, that's the way it is.
Now, I'll tell you this.
When I started out working on these things,
issues.
Aconist would say, well, we have to assume that people are self-interested because otherwise,
you could just put anything you want into their utility function, and it doesn't really
explain anything.
And the answer to that, that's a very good objection.
If all you're doing, you say, okay, this guy, when he goes to the dump, he always travels
around to buy his brother's house.
It's way out of the way, but he likes to go buy his brother's house.
So I put that into his utility function.
Well, that's a big help.
I mean, all you're doing is epicycles on behavior.
The problem there, the answer to that is we now have a whole discipline called behavioral game theory
in which we take subjects in the laboratory and see how, in fact, they behave and infer what they value from their behavior.
And that is very advanced now.
Yeah.
There have been Nobel prizes for it.
Danny Connman, Daniel Conneman, the psychologist, Richard Saylor.
So we go into the lab and then we can figure out what people value.
And the objection to the standard theory goes away.
Well, yeah, and I want to get to the specifics of how we do that.
But, I mean, everything you're saying pokes at another thing that I've heard, a criticism of economics,
which is that it's not nearly as empirical as it should be.
We have a theory, we like the theory,
and rather than testing the theory against data or experiments,
we just elaborate the theory more and more.
That's a cartoon, but is there some validity to that kind of criticism?
Well, let me divide it into two parts.
First of all, when you learn economic theory, there are no facts.
I had an amusing thing happen to me many years ago,
but when I started working on this, one summer,
I was studying this big, thick, a thousand-page book for introductory graduate economics
on economics.
Everybody reads it around the world.
And I was also reading a book on quantum mechanics.
And in the quantum mechanics book, I learned black body radiation problem,
Compton Scattering, Lamb effect, all sorts of empirical effects that gave rise to the standard
model. In the economics book, there wasn't a single empirical fact. Not a one. Thousand pages. No facts.
And the fact is what the economists are trying to do is derive human behavior from the concept of
rationality. Yeah. What is it rational to do? And you can't do that because there's huge numbers of
variables involved. And rationality is important, but it doesn't determine.
which one you choose.
So I would say that's right.
And theorists really do not like experimentalists in economics.
It's quite different from physics where, you know, there's a deep respect for the incredible,
you know, versatility and depth of knowledge of the experimenters.
Yeah, but not in economics.
We pretend to have a rivalry between theory and experiment, but in fact, we both know that
we need each other desperately and hope that each other are doing good things.
things.
But, okay.
Oh, my gosh, yes.
Yeah, exactly.
It's not like that in economics at all.
No.
But now, of course, there is a side of, there is a branch of economics, applied economics,
like applied macroeconomics and this and that.
And they use data all the time, all the time, but they usually don't use much of theory.
They put it in the computer and let the regression coefficients tell you what's going to happen.
I would argue that's a different mistake, but yes, that's right.
But let's get back to this issue of game theory and rational behavior.
I mean, in some sense, I do get the impression that you do, I mean, you take the rational actor model seriously, even if you don't think it's the complete story.
So what is the sense in which we can think about people in some sense as acting rational?
And what sense can you?
Yeah.
Yeah.
Okay.
the overall, my overall statement about this is very simple.
There are two of the behavioral sciences that have core theories, meaning all over the world,
people learn the same thing.
And that's economics and biology.
And these are the two disciplines that use the rational actor.
Psychology is all over the place.
There's always these new theories, and people hate the old theories, and there's no cumulative
development of theory. And similarly, in anthropology, there are waves of popularity of different
views, but there's no core theory. So I argue that the rational actor model is exactly what you need
in order to have a core theory of animal or human behavior. And the disciplines that ignore that
just don't get very far. They end up being vogus and scattered all over the place.
And the reason this happened was historical, namely that the rational actor model to use, you have to know some math.
You can't just do statistics.
You really have to be able to model mathematically the way you do in physics, chemistry, or biology.
So they try to avoid that.
And the people in it all agree that we don't want to use it.
The real reason, I think, is it's just hard to do.
It's really hard to use the rational actor model.
in biology and economics.
But it's a very important part of the discipline.
By the way, there's a wonderful statement I once heard of a psychologist said,
he was giving a talk and he said, people aren't rational.
I'm sorry, people aren't logical.
They're psychological.
I thought that's really told the story.
Well, yeah.
I mean, the joke I heard was that if you don't like math, you go into sociology.
and if you don't like emotions, you go into economics.
So there could be something there too.
And you learn as a graduate student to make fun of the other discipline.
You know, you really learn that.
You learn, oh, and it would be like if you were doing natural science and someone said,
oh, in chemistry, you know, we don't believe in this, we don't believe in this relativity theory.
We have Christmantism.
Right.
It's a real nice alternative.
Physicists are all crazy.
It's something like that, but it goes on all the time in the behavioral sciences.
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purchase. That's 30% off at joybird.com slash mindscape. Okay, but the rational actor model
then you're suggesting is a root to a core theory in economics and biology. And should it be
even broader than that? Is it the good starting
point for these other ways of thinking about
human beings? Yes.
I mean,
there have been, if you look at the literature
on the rational actor model, there's
been dozens of criticisms of it
outside of economics and biology.
And they're all wrong.
It's hard to believe. Very
intelligent people say really silly things
about it, mostly because
they don't understand it. But
the rational actor model
does have one, I think, serious defect.
Okay?
And here it is.
The rational actor model assumes individual minds have individual, what they call,
subjective priors, that is, individual ideas about how the world works.
Yeah.
And the probabilities you attach to different behaviors.
But I think in the real world, people have what we call entangled minds.
That is, what you believe.
and what you think is a function not of you yourself, but of your network of entangled brains around you,
the people you agree with, the people in your family, the people in your social group and this and that.
So people become very, very adamant about what's true and what's false, and they believe it only
because everybody else they know believes it.
If you go to a different place, they believe completely different things.
And this is an important part of rational behavior, that people feel.
form beliefs, which they validate, not against empirical evidence all the time, but simply they
validated against the beliefs of everybody else. And this is a weakness of the theory, I think,
at least for humans. I don't think it really is that important for any other species.
But how do we, I just want to hear in your words how we dismiss the most naive objections to
the rational actor model, namely that people do stupid irrational things all the time.
Okay. First of all, this is a very important point. It's a good point bringing up.
There's a lot of means, the word rational means all sorts of different things.
But here's what, there's two meanings that you can give it in economics or in biology or where the rationality.
One is called instrumental rationality. That means you have a goal and rational, being rational means you're choosing the means to get to that goal most efficiently, the fastest,
the cheapest, et cetera. That's called instrumental rationality. But there's another called formal
rationality. An individual is formally rational if his preferences are transitive. What that means is if
you prefer A to B and B to C, you prefer A to C. That's all there is to it. There's a little bit more
to get Bayesianism into it, but very little more. It's basically, you prefer A to B, for B to C,
than you prefer A to C.
And let me give you an example.
You see a guy fall down in the subway.
He fainted.
What do you do?
Well, instrumental rationality.
Help the guy get up.
But that's not what happens.
What happens is you say,
oh, Jesus, I'm late for work.
Let somebody else help him up.
I don't want to hurt my shoes.
I want to help him up,
but I want to get as far away as possible
as soon as a guy gets up.
In other words, you have multiple goals.
You don't have single goals.
And instrumental rationality is irrelevant then.
What you need is a formal rationality.
And that's what I think we use when we say this is how people behave.
We don't say they're trying to achieve some goal.
We say that they have preferences which are transitive so that we can model them using a mathematical decision theory.
Right.
And so it can seem to us from the outside that they,
are in fact being dumb or being irrational, but at the moment, they are just doing what their
preferences say they should do, and that's all we need. That's right. So, for instance, you know,
if you smoke cigarettes, that's a pretty stupid thing to do these days. But it's not irrational.
It's, it's, people do things all the time to hurt themselves. We know that. I do. I don't like it.
I wish I didn't. But we all do that. And we also, so make, we also make what's called performance
errors. That is, you try to do X, but you don't do it right. Your logic is a little bit, it's a
complicated thing to do. So there are errors all over the players. When someone that behaves crazy,
you're not sure why. Is it because they really have some underlying rational, transitive behavior,
or are they just momentarily out of their minds? Who knows? The point is that no one's ever
developed anything alternative to the rational actor model that you can use systematically
to explain behavior.
But that word, rational, is a little bit overloaded and that gets us into trouble.
I know.
I tried to change it.
I started saying, I called it, what did I call it?
The beliefs and preferences model.
Hmm, I like that.
It's not going to get drawn, but I get it.
I found an acronym for it.
But people, it didn't hold.
So I say rational.
I say, what I mean by rational?
formal rationality.
And by the way, it doesn't mean
yourself interested either.
That's the other thing.
People think if you,
rational means you only care about yourself.
Well, that's, of course, ridiculous.
The only people who only care about themselves are sociopaths.
Seriously, I mean, we all care about, you know,
a wide variety of things besides ourselves,
except for 10% of the population that are real sociopaths.
And as a minor technicality here,
my impression is that if you have a consistent set of preferences, that can always be modeled as you're trying to maximize some utility function, even if that's not actually what you're doing. It's just sort of a formal equivalence, right?
Right. That's the fundamental theorem of rational actor model. They talk about utility and maximizing something, but it's all really, that's not what's really going on.
What's really going on is for mathematical purposes, it's really nice to have a function you can maximize.
You bring in the calculus and differential equations and all that stuff.
Very happy.
But what people are really doing is just having preferences, what's your transitive.
And then you can build the utility function out of that.
Yeah, and once you do that, that's when game theory becomes a useful tool.
I mean, maybe you should talk a little bit about game theory.
I mean, probably people know what the words mean, but does game theory really give us a useful model for how people behave?
I mean, maybe you're saying that it does in the sense of this beliefs and preferences idea.
You know, I wrote four books on game theory.
It's a leading question, yeah.
No, I think it's the, along with the rational actor model, it's one of the central tools for behavioral science.
games used to be well it started out with von Neumann and morganstern at princeton trying to model you know war games and poker
but it's it's the major development that happened in game theory really in biology when
mainord smith john maynard smith and price developed a game theoretic model to explain fights among butterflies
for mating space.
And it developed into a whole theory,
if it's called evolutionary game theory,
which has, I think,
the basis for the understanding of the dynamics
of behavioral animals and humans.
So it's used all the time in economics and biology.
It's used all the time actually in political science.
Although there, I hope we get time.
Well, there's some really funny things going on applying it to things like voting behavior.
But, yeah, game theory is very simple.
It's decision theory with more than one decision maker.
Right.
In a situation where there are only certain things that the various decision makers know about what the others are doing.
It's like when you play bridge, you know, I have my hand, you have your hand, and I can signal a bit with my hand.
is and you can sing a little bit what your is,
but basically we don't know
what the other one's doing. All we know
is we're all trying to win the game.
So in the game theory,
you have players.
It could be two, three, four, five,
or ten thousand.
And each player has a strategy set
that choose from. And when
each player chooses a particular
strategy, there's a particular
payoff to the whole, to each person
in the group. And that's game
theory. And, and
I've argued, a lot of people argue, that it's really the basic language that can be used across all behavioral disciplines.
Whether you're talking about dung beetles on cow patties or you're talking about humans voting in elections, et cetera, et cetera.
It's the same thing.
It's a game.
It's got players, got strategies, players make choices, and the payoffs depend on the various choices the players have made.
Yeah.
And that's game theory.
And I think that the one concept within game theory that will be helpful for the best of the conversation is the equilibrium idea.
I mean, famously, there's the Nash equilibrium.
So I'll let you say what that is because I'm sure you understand it better than I do.
Okay.
John Nash was this incredible, incredibly bright mathematician at Princeton.
He had mental problems which really destroyed him for most of his life.
but he invented as a very young man the concept of Nashu equilibrium,
which is the equilibrium of the game occurs
when no player has an incentive to change his behavior.
So everybody then plays it,
but they're doing the best they can.
Everybody's doing the best he can do.
And that's called an equilibrium because nobody has an incentive to change.
Now, when you learn game theory,
you learn, they tell you something like this, almost always, because I've taught graduate students and I know what they have learned.
They say, rational players choose national equilibrium.
Well, that's just false.
I'm not going to go through it in detail, but it is just, that's absurd.
Now, there are articles in the literature that show you clearly the prerequisites for saying that players choose a
not shall equilibrium and they're extremely implausible.
So then you say, well, why do you say game theory is so interesting?
Oh, by you, if you want me to give you an example, I will.
Have you ever heard of flipping coins?
I have, yes.
I flip a coin and you flip a coin.
And I'm sorry, not flipping coins, flipping fingers.
You put out one or two fingers I put out one or two fingers.
Oh, yeah, sure.
Good.
Right. If we both put out the same number of fingers, you win. If we put out different numbers of fingers, I win. How do you play the game? Well, the notch equilibrium is you play 50-50. Half the time you put out one, half the time you put out two. That's notch equilibrium. Problem. If you are playing 50-50, it doesn't matter what I do. I can play all heads or all tails because it doesn't matter what I do. Moreover, you know that it doesn't matter.
matter what I do. So there's no reason for you to do 50-50 either. You get it?
Yes. When I tell us to my students, they complain to the dean. No, I'm kidding. They don't
complain to the deed. But here's the point. Now, here's the very important point. I wrote a whole
book on this called game theory evolving in an evolutionary game where people play the game over and
over and the people who do well get to reproduce more, like in a Darwinian evolutionary sense,
then the only equilibrium of that dynamical system is a Nash equilibrium of the underlying game.
And that justifies using game theory in situations where you've had social evolution.
Because social evolution will favor people who choose.
strategies which in the long run lead to a Nash equilibrium in the system.
Okay, so for instance, if you have a whole bunch of people playing one finger, two fingers,
throwing fingers, they will evolve towards 50-50.
Yeah.
In any one instance, it doesn't matter what they do.
But the people who play 50-50 in the long run do better.
So they evolve.
And some of the subtleties here are because in various games, various different kinds of payoffs you could get for making choices, there's more than one Nash equilibrium and you could get stuck because the definition of Nash equilibrium is that no one can unilaterally improve their life by changing.
But if you cooperate, if you're not competing, then in principle everybody could get a higher payoff, yeah.
Well, anyway, you said there's two different things.
First of all, there are multiple, there can be multiple equilibrium.
Now, some Nash equilibrium will never be attained in an evolutionary sense.
They're just evolutionarily irrelevant.
Other times, there's multiple equilibria, and they have basins of attraction.
And if you get into one basin of attraction, you go to one equilibrium.
You get into a different one.
You go to another one.
So it's basic dynamical systems theory, how that might work out.
The second thing is, I don't know, there's not many situations where universal cooperation is an Nash equilibrium, unless there are no errors.
If people make no errors, then you can sometimes support, you can't support a complete cooperation equilibrium in a game just by making a new game and saying, look, we'll all cooperate.
If it ever one person does not cooperate, then we never cooperate again forever.
It's called a trigger strategy.
And that's fine until there's a, you know, someone gets sick and they don't come to work one day.
You say, okay, we can't cooperate anymore.
He didn't contribute.
Right.
So if there are errors, then you have big complications.
The models become much more sophisticated.
And cooperation is never universal.
Okay, fair enough.
But then there is this new idea that I found in your book, in one of your books, which is that of a Kantian equilibrium after Immanuel Kant and the categorical imperative.
Oh, yeah.
So explain that to us.
I don't think it's original with you, but it certainly changed my thinking about this.
No, in fact, the idea of a Kantian equilibrium is as old as Kant.
I mean, the categorical imperative, really, is a game.
theoretical concept which saying which says I will choose a strategy which if
everybody chose we would all do really well yeah do best and if everybody
else chooses that strategy then we have a continent equilibrium now the
problem with that is that may be true but even if it still could be that I
do better if I if I violate the cooperation so for instance I go to sleep rather
than go hunting with the other guys.
So Kantian equilibrium is a moral equilibrium, usually.
It says to behave morally, I should do X, Y, or Z.
And I was always very suspicious of that idea,
but I decided a few years ago that Kant was, you know,
he's right on target in understanding human morality.
For instance, let me give you an example.
This is something which is, it's so pervasive
that it's stunningly mind-blowing.
If you're rational, according to the rational actor model,
you don't vote.
You'll never vote.
Why?
Well, it doesn't, you say, well, so if you care about social issues,
you'll vote.
The only reason you might not vote is because you're self-interested.
No.
It doesn't matter what you care about.
No vote in a large election,
an election of more than 40,000 voters,
no vote has ever been determined by one person.
Okay?
So no individual has ever determined the outcome of one of these elections.
So when you go to vote, the fact is you're not going to change what happens no matter what you do.
So why vote?
Moreover, why even read the newspaper about politics?
It's a waste of time.
You can't change the outcome of an election, but people vote and they care about the election.
And in fact, you know, I've done this.
I've done this.
Stand in line while you vote.
This is before the pandemic.
Oh, yeah.
Stand in line and tell you the person, why are you here?
They say, what do you mean why I'm here?
Because I'm here because I want John Smith to win.
And I say, well, yeah, but you know, do you think your vote's going to change the outcome?
Oh, no, of course not.
Well, then why vote?
And they say, listen to a good answer.
If everybody thought that way, we can't have a democracy.
It's the Kantian move.
The Kantian move, exactly.
It's not just so high-foluting philosopher.
It's deep in our souls, this notion that we should behave in ways,
which if everybody behaved, we'd all be better off.
And this is the deepest moral principle of human life, I believe.
and people obey it, they obey it so much that they don't even know they're obeying it.
If you ask someone, why are you standing in line?
They make it sound like they're going to change the election.
Right.
Right?
So all I'm saying is that we have these deep, people make moral choices which go way beyond the rational actor model towards what I call a social rationality,
which no one's really explored that much except the part that I've been talking about.
about voting in elections. But the whole idea that people are self-interested if they vote in an
election is inconsistent. You may vote for your social group. If you're a union member,
you may say, okay, I vote the union. That doesn't make me selfish. If I were selfish,
I wouldn't vote at all. Anyway, you get the idea. I do. And you mentioned something very provocative
along the way there, which is that people do it and you just gave a sort of justification for why they do it, but the people themselves aren't necessarily good at giving that justification. I mean, I've heard...
Are not, excuse me?
...are not necessarily good at giving the correct reason why they are doing this thing that they're doing.
Oh, no. Of course not. Of course not. Or even, you know, analysts online or in newspapers when they say go out and vote, they don't really give you the right reason to do it, right?
Well, they can't. There's no right reason. I mean, there's an unarticulated notion of social
rationality, but it's so sophisticated that you can't give it as a reason. We're talking about it
now, but I swear to God, it took me five years before I understood it. I understood the idea
that people have selfish preferences and altruistic preferences. But it didn't occur to me for
years that people can have altruistic preferences and still if they're irrational they won't vote okay
it's very difficult and by the way some audiences never i talked about this a lot in in some audiences
they simply do not understand what you mean when you say you can't affect the outcome of election
they immediately go to say well if everybody thought that uh you know we couldn't run a democracy
yeah which is true but but but
So, anyway, these are the deep issues that come out when you try to deal with the nature of human morality.
It's deeply intertwined with the notion of rationality and choice.
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Is it somehow, is it too cheap to attribute this to the fact?
that we talk and reason as consequentialists, but we act more deontologically in some sense,
more rules-based?
Well, I don't, I, some people, I'm sure that's true of a lot of people don't talk
consequentialist at all.
I mean, about politics, no way.
The biggest thing about politics, most people are not consequentialists.
They think they want to vote for what's right, or they want to happen what's right.
and that, you know, so that could have any kind of consequences.
I think people are fundamentally in many ways, not consequentialist.
They don't think in terms of what the consequences are.
They think in terms of what's right and what's wrong.
Well, yeah, I mean, my own thinking about morality is undergoing a very gradual shift.
Way back in the days when I was a kid, I was absolutely a utilitarian, a consequence.
And just the more I think about it, the more it just doesn't work for a whole bunch of reasons.
But I'm not exactly sure what I am.
I mean, as a metaethicist, I'm a moral constructivist.
I think that there's no objective morality out there that we make it up.
But I'm not sure what the best thing to make up is.
And my understanding of what you're talking about is not even necessarily a way of saying,
here's what the best morality is, but just saying here's how people actually behave, right?
I mean, you're trying to be more descriptive than prescriptive here.
Oh, yeah. Well, that's the difference between a philosophical approach to morality in which people are searching for what is truly moral and what is not.
And a behavioral approach, which is just to say, how do people behave?
It's really interesting that people actually take morality seriously.
I mean, and it's not at all what the philosophers expect. By the way, this is an interesting thing.
Now, of course, the philosophers are doing more behavioral game theory, and they understand what's wrong.
Perhaps I should give you an example of a behavioral game.
Would you like that?
Yes, please.
Okay.
Maybe you'll do more than one, but the simplest one is called the dictator game.
Okay.
You can play it in the laboratory, although if I have time, I could tell you how it's played out in the field as well as the laboratory.
The dictator game, they're two players, A and B, and they, they have a.
They never see each other.
They're in different rooms.
They never get together.
And the experimenter comes in and tells both of them, I'm giving B $10.
B can offer anything he wants to you from one to 10.
If you accept the offer, we split the money the way he wanted.
And if you reject the offer, you both get nothing.
Right.
I take the $10.
I remember this one, yeah.
Okay. So what does the, and one of them is called the proposer. He's the one who's going to offer the other one. That's A. And B is the responder. He's going to say yes or no. Now, if both players are self-interested, player A will offer player B a dollar. And player B will accept it. Why? Because otherwise he loses a dollar. Why do that? And player A says, well, player B is self-interested. So if I offer him a dollar, he'll take it and I get nine.
When you play this game, that has never happened.
And we've played it in a, we've played it in societies, not only, you know, in Boston, Massachusetts and in Palo Alto, California.
We've played it in the Peruvian jungles, in the Mongolian highlands, in African jungles, etc., etc.
Nobody ever plays it that way.
The most common offer is half.
I'll give you $5.
Fair.
And if you offer $3 or less, in most societies, people will reject it.
Not 100%, but enough so you shouldn't do it.
You should offer five.
Now, if you ask a philosopher, what is going on?
Okay, what's really going on here?
Why did someone reject $3?
And the answer is, because he's pissed off at the unfairness of the proposer.
And he gets more pleasure or satisfaction out of depriving the proposer of $7 than he does about getting $3.
And the less the proposer offers, the wider the gap is.
If he offered one, well, I lose one, but he loses nine.
Yeah.
So it's retaliation.
It's revenge.
It's, yes, that's what it is.
There's another word for it.
Retribution?
Okay, what's the difference?
It's revenge and retaliation.
If you asked, I've asked philosophers like the conferences, they don't know what's going to, they say they don't know what's going to happen.
They go all over the place.
What about economists?
Okay, so that's an example of how humans are not self-interested.
In particular, they like to hurt people who hurt them.
What do economists say about this game?
What is their prediction?
It was, by the way, the economist would say $1, at least the traditional ones,
but everybody knows now that this has been done hundreds of times.
So everybody knows that there's a concept of fairness.
And that's what's going on.
There's another game.
I'll do this one.
It's an honesty game.
There are two players again, A and B.
and they can't see each other,
they can only communicate as follows.
A is given two piles,
two boxes with money in it.
And A can look in the boxes
and see how much money is in each box.
And then A can say to B, either,
B, please choose,
if you want the most money, choose box one.
Or if you want the most money,
choose box two.
and then B can either choose box one or box two.
Now, if people are, if people are honest, then player A will say, choose the box that has the most money in it.
And B will say, well, we're all on it, so I'll choose it.
But why should A be honest?
It's costless for them to say, choose box B.
Choose box two.
and then player two, player B, rather, should say, well, why should I think he's truthful?
He's going to lie.
But I don't know he's going to lie because he knows I might think he might go to lie.
Like Professor, you know, Moriarty and Sherlock Holmes, you know, you can't tell what's right statement.
So it's a completely indeterminate game.
But when you actually play this game, almost always player A tells the truth.
as long as the splitting of the money is not too uneven,
player A will tell the truth,
and player B will assume that player A is telling the truth.
And so player A for telling the truth loses money
and knows he's going to expect to lose money.
There's complications on it, but as you see,
people don't like to be dishonest.
Now, I should say when you play this game,
if the stakes are not it's not the height of the stakes it's not how much the stakes are it's how uneven it is
if it's very uneven and then player one gets pissed off and says well we're going to lie and uh you you
you get the cooperation falling apart so we play these kind of games all the time and they show
the extent to which people are self-interested versus uh altruistic or that to the extent
to which they believe honesty is important, et cetera.
Well, and surely a lot of this is because human beings in the real world interact many, many,
many times with many people and develop senses of fairness and expectations.
And even when you put them in these isolated psychological tests,
they're still going to bring those external ways of thinking to bear, right?
That's exactly right.
I mean, we did the first, we did, I had a lot of,
large project. It was funded by the MacArthur Foundation some years ago. And we have 16 anthropologists
go to their countries that they work in around the world and play things like the dictator game
and the ultimate game and the honesty game, et cetera. When the results came back and I was putting
them together, the result was that people take this, they take their values from their society,
whatever they are, and they take them into the laboratory,
even in conditions of complete anonymity,
no one will ever find out.
And they behave in the same ways as they do in their societies.
Very egalitarian societies,
people play the ultimatum game, which I haven't really discussed it.
Yes, I have.
That's the ultimate game is what I described,
not the dictator game.
Excuse me.
I described the ultimatum game, not the dictator game.
from the very beginning.
Okay.
And it was a shocker to me.
It reminded me of the old sociologists,
the brilliant sociologist talk at Parsons
is that the values really matter.
Values do really matter.
Really, I mean, there's societies where,
for instance, people do cooperative hunting,
like, for instance, the Lamillera in the Pacific,
who hunt whales.
They hunt together in a big boat, and they split it up in a very egalitarian way.
When they play the game, they do what's called hyper-fair offers.
Player A, when he gets $10, he offers the other guy $8.
And if he offers him too much, the other guy rejects it.
Can you believe that?
Why?
Here's why.
You ask him, why did you reject $7 in the Ultimator game?
Well, he thinks he's a big shot.
He's going to give me money now.
He's coming into some money.
It's going to make me feel so bad.
They're humiliated.
Screw him.
So you get all sorts of behaviors that express the variety of human morality.
And so, I mean, again, it's a completely convincing case, I think, that human being,
human behavior can be thought of as rational in this sense of beliefs and preferences,
but the rationality is not purely self-interested.
there is this social rationality aspect.
So let's then ask why is that the case, right?
I mean, let's get into the issue of how we evolved these particular sets of behaviors.
Yeah.
Boy, you ask our questions, don't you?
You wrote the book.
I'm just kidding.
Well, you know, one thing that I should say from the beginning is I not only believe you have to integrate the behavioral sciences.
better, that is so where they overlap, they agree, people should know more of the other sciences.
So, for instance, over the years, I've taken upon myself to learn all of these disciplines.
I mean, I'm an old man now.
I've learned a lot of disciplines, including anthropology.
So, for instance, I have a long article in the evolution of human sociopolitical systems,
It was a lead article in current anthropology a couple of years ago.
And so I went through exactly this question.
No, it's a very difficult question.
But the point is that it's a long story, I think,
but I think I worked some of it out.
The first thing you have to understand, I think, is this.
The common ancestor of all the primate species was almost certainly a multi-male,
multi-female group in which you had promiscuous relations, no pond bearing.
All males, females were accessible to all females, or at least random parts thereof.
And male hierarchy, that is run by an alpha male, just like chimpanzees are today.
But when humans came along, the split between hominids and the other primates,
The humans had to cooperate a lot more because they were doing cooperative hunting.
And they developed tools.
Now, what tools?
The throwing tools.
They had bats and balls, not arrows.
That came 20,000 years later or more, much more.
And when they became very good at using these tools, you couldn't support a hierarchy anymore.
You couldn't have an alpha male take over because he's the strongest, because when he goes to sleep, you can kill him.
I know it sounds silly, but think about it.
Chimpanzees can't throw.
Or they can, but they can't hit anything when they throw.
And when they fight, they fight with their hands.
They don't fight with any tools of any kind or weapons.
Okay.
And it takes a very long time for even three chimpanzees to kill a fourth one.
But once you get an accurate weapon, you can kill a guy in his sleep.
So you can't maintain a hierarchy based on power.
And human societies move towards cooperative leadership.
It's called reverse hierarchy by Chris Bowen, who has worked on this anthropologically.
That is, people choose their leaders, and they choose their leaders,
according to their ability to promote the values and the fitness and members of the group.
But once you do that, then you move towards having language because people have to make promises to each other.
And you have the whole development of the vocal system of humans, which, by the way, is not just cognitive.
It's not just you got a big brain.
It's you have incredible musculature.
Right.
You have a larynx, which allows you to speak, et cetera.
So the upshot of this is there's a lot of cooperation in small-scale hunter-gatherers societies.
They're not run hierarchically.
They're run democratically.
And in that situation, there's a huge benefit to cooperation, which pays off for the individual
because they're rewarded by other members of the group when they behave in a cooperative way.
and they're ostracized when they behave in an uncooperative way.
If you want to read about this, go to my website and look at some of the references.
But I think that's really it.
Human society is very, very, very singular compared to, I think, other social species in that regard.
So to dramatically oversimplify, you're saying that the invention of weapons led to the invention of language.
Yeah. Oh, yeah. Absolutely.
Is that, I mean...
It can't be...
Right, because the way you defeat a person who has a good mind and can speak it is to have a good mind and speak it.
Yeah. Yeah. Interesting.
You can't just bash them over the head because that doesn't give you, the group won't elect you their leader because you bash the leader over the head.
all of your, if you have better ideas.
And by the way, this goes on right up to almost the present.
The foot soldier, people talk about, you know, who wins wars?
Well, the answer is foot soldiers win wars.
It's such a shame the United States lost in Vietnam.
It lost in Iraq.
Right today, as we're speaking, it lost in Afghanistan.
In all cases, it's not the atom bombs and the big,
bombers and the tanks, it's the foot soldier.
So these weapons, the democratic weapons have been a very important source of basically
democratic success.
In the Second World War, the Cavalries lost, and they lost out to the foot soldiers
with small caliber weapons.
and that gave rise of strong push for democracy in after the First World War.
Anyway, yeah, I think weapons are very important.
Well, and this is an example, especially because as you mentioned,
we had to literally change the biology of our larynx and our vocal cords and so forth.
So this is an example of gene culture co-evolution, right?
I mean, one of the emphasis that you get from your book,
is some kind of evolutionary psychology plays an important role here, right?
Right.
No, it's very, when you really think about it, it's very dramatic, the idea that, I mean,
notice first, the reason that chimpanzees can't speak is not because they're stupid.
They can't produce the sounds.
Chimpanzees can go, ha, ha, ha, who, who, who, they can make about six or seven sounds.
But they don't have the muscles in the tongue and in the cheeks, and they don't have the larynx low in the throat that allows them to articulate the way the humans can.
And that could only have developed because people who could communicate that way were valued and were given more opportunities to have offspring who had also those characteristics.
So when people say language is because people have big brains, that's just not.
right. People have language because of gene culture evolution. Here's how it goes. You have a
little bit of communication and people care a lot about it because they need to communicate to figure
out where to go to find the next profitable location for hunting and gathering. And so they reward
people who have a little bit of ability to communicate. That gives rise to genetic
changes that make people more capable of communicating verbally. And that leads to more cultural
dependency because people use communication more in their deliberations. And so you have a circle of
genes affect culture and then the culture promotes more genetic behavior. This is only truly
in humans really, because humans only humans really have
cumulative culture.
That is where from one generation to the next,
you maintain a body of knowledge and pass it on.
In animals, animals have culture,
but they don't have very much cumulative culture.
If birds learn how to open milk bottles,
one generation learns how to do it.
After a while, they forget.
It goes away.
It's not cumulative.
Yeah, from a physics jargon perspective, this invention of cumulative culture was absolutely a phase transition, right, in how not only how we behave, but how we evolve for the reasons you just mentioned.
I mean, very tangible differences in how our genomes evolve over time.
That's right.
Exactly.
But it does also get us into yet another hot button issue, which you have to talk about, which is the group selection controversy.
As you already mentioned a while ago, there's this sort of standard belief in certain corners of evolutionary biology of inclusive fitness.
You know, I would sacrifice my life for, you know, two siblings or four cousins or whatever.
But the idea that there are groups that are attached to each other in evolutionary ways without necessarily being kin is a controversial one.
Right.
Well, I've written a lot about this.
And I have a lot of supporters in the biology community, including E.O. Wilson and Martin Novak and other people.
And also, it's a very ideological dispute.
And a lot of population biologists are pure, inclusive fitness supporters.
And they're wrong.
I mean, it's just wrong.
But I'll tell you what's really going on.
What's really going on is there's this guy, William Hamilton, who was a brilliant biologist, and I loved his work, and I love his work, who developed the concept of inclusive fitness, which says, we shouldn't just be self-interested.
We should try to promote our genes wherever they are and other people.
So we should help relatives.
And that's what you said, Sean, right.
problem is this. The model that he built to show this is a single locus model, okay? That is you have a genome,
your genome has 23 chromosomes, and there are all sorts of genes all over it. His theory is what happens
exactly at one locus, one chromosome and one gene at that locus. It's not about all of the looph, right? It's about single ones.
Now the problem is this.
What they say in the literature is, oh, we'll assume that it's additive across genes.
That is, genes don't affect each other, but they each follow the same inclusive fitness rule.
That is, act so is to maximize your relatives at that locus.
But the problem is that different loci have different interests.
So I may benefit by helping you at a different list.
locusts, or I may benefit by suppressing you.
Suppose at locusts A, you're producing a poison that hurts, it helps you as your gene,
but it hurts the rest of the genome.
Well, the rest of the genome is going to develop mutations to suppress that gene.
Conclusion.
That's why we have what are called mesomorphs, that is multi-genetic organisms because the genes
affect each other.
They're not their side by side.
They're affecting each other.
And when they affect each other, inclusive fitness no longer works.
Now, you know, I can say this.
What I can say is you get a complex evolutionary dynamic in the genome that's well developed in the literature.
You can read, oh, if people are interested, go to my website and look up sociobiology and look at the various
centuries on inclusive fitness. So there is this debate. And it's actually, it's very interesting.
It's amusing. Martin Novak and E.O. Wilson and a co-author, Cornina, published an article in Nature,
I think, or science. I forget. In Nature, I think. I'm not sure. Sowing that Inclusive Fitness
doesn't work. And the response was, 127 biologists sent a letter to nature saying,
this is wrong. Yeah, I remember. You remember that? I was a Paul. What do you? I said, and I'm,
the first paragraph, first paragraph of their letter is just wrong. It's just wrong. So when I see
biologists at conferences, I say, do you sign this? Why did you sign this? This is just
wrong. You don't believe this, do you?
I say, well, you know,
we all signed it.
And it's crazy.
By the way, this reminded me,
you may have seen,
you may have seen this.
After Einstein
developed his special theory,
there was a book written in German
called 100
authors against Einstein.
And they asked Einstein, sir,
what do you think of this book?
A hundred or
100 or telling
Gaging Einstein.
And he said, well, if I'm wrong, one would be enough.
You ever heard that?
I have, I have.
But, I mean, just to be fair to the 100 authors here, I mean, what was the argument against the Wilson and Novak and Tarnita, I think, paper?
Oh, I think that you could.
Some of the arguments were, I think, correct.
But, and I don't think their article was the last word on it.
I think my article is the last word.
I actually, believe it or not, I presented this article.
I just laid out a kind of argument for you.
I presented it at Oxford in the biology department, which is the hotbed of inclusive fitness theory.
And people were very nice.
So it's okay.
The whole idea is this.
You see, if inclusive fitness were true, it would be wonderful because there's,
no complexity. There's no evolutionary dynamic needed. It's just one little equation.
It's linear.
Which says something like B is greater than an RC or BR is greater than C.
But it's just not that way. You have social species that are incredibly complex and diverse.
And they can't explain them in terms of inclusive fitness here. Now, let me say one final thing on this. Group selection, the notion
of group selection, when people talk about it, they reduce it to groups competing with each other,
group competition. Even John Maynard Smith did this. But that's not right. When you say a certain
thing is selected, it means that it's, it doesn't mean it's selected through competition with others.
For instance, if I can escape a fox, that is a fitness enhancement for me. I don't have to
fight with another one of my species. I don't have to say, well, you know, I have to fight with you.
You just can't run as fast as I can. So I beat you. Similarly, group selection in general means
that the evolutionary dynamic is favorable through the evolution of groups with certain social
interactions. Right. That's all. How it works inside.
It's extremely complex and we don't understand.
We don't really understand social species.
We know a little bit about them.
But there's a lot we don't know.
All we can say is they evolved probably because there was some benefit to this particular social organization of that species.
So for instance, bees are incredibly social.
They're not highly related, by the way.
This is a myth.
you know, one queen
and they're all the offspring.
No way. First of all, queens die
all the time. Some
species of, social species
of bees have
six or seven queens and they
can have many
males.
So the genetic,
there's, this is
technical literature, but if you
measure the relatedness of
workers and
some species of bees and wasps,
they're actually quite low.
They're almost to the level of being no relation at all.
And they still have incredible levels of cooperation.
So I'm not saying inclusive fitness theory is silly.
It's very, very important.
And it explains most of what happens.
But it doesn't explain social species.
It explains what happens in basically non-social species.
Right.
So we have this development of sociality once we had weapons and then language.
And that sort of has influenced.
how we play our games, how we think rationally, become social rationality.
And there's obviously a million places to go here from here.
But let me home in on one thing that you say, which is very provocative, the idea that
we evolve both a private and a public persona, right?
I mean, presumably this is unique to social species, right?
I mean, my cat doesn't have a private and public persona.
It's more or less the same cat, no matter what it's going on.
So can you say a little bit more about what these personas?
are and the roles they play in our game making life?
Yeah, by a private persona, I mean, in daily life, we go around doing our business without
great concerns for how the whole society works, what the rules of the game are,
how I relate to the larger public, et cetera.
What we're doing now is my private persona.
I'm just talking to you about stuff, and you're going to, you know,
put her on air
and this and not.
It's going to go public.
I hope you know.
Excuse me?
It's going to go out into the public.
I hope you know.
Yeah.
Well, that's why I'm talking to you.
Okay.
So a public persona,
and in your private persona,
you're not asked
to evaluate the impact
of everything you do
and everything in the world around you.
Right.
You buy, you go to the supermarket,
you buy eggs,
and they're your eggs.
You're not concerned about the egg industry or the farmer's profit or the chickens usually.
Now that's changed.
Now, you know, we only buy free-range chickens and this and that.
But the public persona, you automatically enter a different frame in which you're thinking as a Kantian kind of categorical person.
And you're talking about what's right and what's wrong.
Who do I support and who do I not support?
what values do I accept in the large and which do I not?
And you get a very different dynamic, for instance,
one that supports what I called social rationality
as opposed to individual rationality.
And people do both all the time.
So you move from one to the other.
Now, a lot of people never enter the social realm.
I mean, I know people, they just never think about anything except,
you know, what's happening today and we're going to have for dinner.
and there are a few people in the other.
They're insufferable.
All they think about is everything they do has this deep social meaning.
But most people are in the middle, and I have a typology on that, which I've shown you.
There's homo socialis, homo universalis.
Homo universalis is the public persona, which is Kantian.
That is, I do what I think is best for the world as a whole.
Homo, I forget the names I used even.
Prochialis, yes.
The parochial is I do best for my group.
I vote for my group, I support my group, whatever that group is.
And that is not a selfish behavior, by the way, it is a support for a particularly social group.
So the public persona isn't just what we do that is visible to the public,
but what we do that is taking the public into consideration in some sense.
Right.
From that perspective that humans have that they can adjudicate and act on the rules of the game,
not just play within the rules of the game, but they can act on the rules of the game.
And they're very different.
I really got that from Hegel, who talks about exactly that.
No, I should say one more thing that I think is really interesting.
It's the term that I coined about the year 2000 called strong reciprocity.
What is strong reciprocity?
Well, we have to start out.
This is about humans.
We have to start out with what's called reciprocal altruism by the great biologist Robert Trivers,
which is some animals and humans, I scratch your back, you scratch my back.
So we're a mutualism.
But what we found out for humans is another thing where people spontaneously help others without
expecting anything in return.
And they spontaneously hurt others without expecting anything positive in return.
They simply do it because they feel like doing it.
Let me give you an example, a few examples.
This, by the way, is really big.
I'm at the airport and I want to get to a certain.
aisle or a certain exit. And I stopped someone in the airport and I say, how do I get there? And they
stop and they tell me. Well, why do they do that? They don't know me. They're never going to see me again.
Why would they have someone open the door for me if I have a package when I'm going into a building?
That's what I call the strong reciprocity cooperative. That is, people act like they would like to be
treated themselves. Right. And by the way, this.
is a big deal. They don't even care about you sometimes. When I was a kid, I used to drive a truck,
deliver furniture in Philadelphia. This is way before there were GPS systems. So if I had to find
the street, what could I do? Stop and look on the map for five, you know, for 20 minutes. No, I stop and I
ask someone, how do I get to July? How do I get through the street? Half the time, they always answer,
and half the time it's completely wrong. So I was only
17, but I said, okay, I'm going to invent a street,
Jalopi Street. There is no Jalopi Street in Philadelphia.
And I went out and fit my truck with my furniture in it,
and I'd stop some guy and say, hey, where's Jalopi Street?
Well, you go about three blocks off into the church, you know,
a turn right. Now, that didn't help me at all,
but it made him feel real good. He's helping out there, you know.
So that's the one side.
The other side is even more interesting, which is the negative side.
People love to hurt people who hurt them.
Go to your sociology book and see if you can find the word retaliation or, yeah, or vengeance in the index of your sociology book.
It's not there.
It's treated as a, what do you call it?
It's treated as an abnormal behavior to one vengeance and retaliation.
But it's one of the basic human behaviors.
We do it all the time.
People love to hurt people who hurt them.
I remember, of course, we do a lot of experiments to show this.
And this is really what's going on in the ultimatum game where a guy rejects a positive offer.
He gets pleasure out of hurting the other guy who we thought wasn't dealing with him fairly.
Yeah.
And this is extreme.
So I used to tell my students, look, there are two kinds of movies.
There are love movies and there are revenge movies.
The love movies, we all know love is human and we love each other.
The revenge movies, the guy like Arnold Schnatznager gets, his family gets hurt in the beginning,
and the rest of the movie goes around killing everybody in spite.
I mean, you come out of the movie and you say, oh, that was really interesting.
I feel really good about that movie.
people love to reciprocate evil with evil with no gain in mind.
And the thing that's important about that is that this is a major reason you have social stability.
It's not governments.
Humans didn't have governments until a few thousand years ago.
There were no governments.
There were no jails.
Hunter-gatherer societies, all they could do is punish you or ostracized.
you and there were no judges there were no policemen so strong reciprocity is what kept things going people
helped those that they thought were being nice and hurt those of being not being nice again this is
human behavior that we discover in the laboratory that really nobody ever talked about right i got the
notion because of an experimentalist is a wonderful experimentalist earns fair and in so
Zurich. So this is what we do. We play games in the laboratory or in the field. So for instance,
the ultimatum game. People said about the ultimate game, okay, who cares about $10? So people,
it's a little bit of money. Okay, let's go to a society, a poor society, get farmers who make
about $300 a month, and play the ultimatum game for $900.
or $1,000.
There you'll see whether they accept it.
You know what happens?
Nothing different.
They still reject three.
They'll reject a month's wages.
Wow.
Well, I mean, this is clear that you've already made this connection.
But let's just draw it out because it's so important because what you're getting at is
the idea that these kinds of socially motivated behaviors, even taken and abstracted
outside of an explicitly social context, can be derived or thought of starting from these principles
of some kind of rationality played out by a game theory, right? I think that probably a lot of
people have this idea that once you start talking about rational actors in game theory,
you're going to end up with selfishness and individuality. But you're getting from there to
social behavior in a very connected and tangled kind of way. Oh, absolutely. That's, you know,
the beginning, when Darwin did his stuff, people said, oh, it's nature tooth and tooth, and claw.
You know, it's all about competition.
But for the past hundred years, almost, it's been about cooperation.
That's what really works well.
And Sam Bowles and I, one more like, co-opers, we wrote a book called The Cooperative Species, A Cooperative Species, explaining how human cooperation evolved.
Now, part of that is cooperation evolves because hunter-gatherer groups make war against each other.
And to make war, you have to cooperate.
Non-social species do not make war.
Only social species can make war, like, you know, ants or humans.
So, yeah, we're all about how evolution develops not only conflict and a struggle.
It also explains cooperation.
Well, maybe this is a good place to give you the final question, the final issue anyway to talk about.
Because I always say it's the final question, but then follow-up sometimes happens.
So the final thing to talk about, I'll give you a softball.
I'll give you an easy question.
You've mentioned how these different disciplinary approaches end up talking about human beings in very different ways,
and they should talk to each other more, et cetera.
So how do we fix that?
How do we fix academia and our intellectual lives?
so that these ideas are not siloed so strongly that we don't even talk to each other anymore?
Well, the first thing to note is there are two really important developments to notice.
One is if you look at scientific results in the behavioral sciences, they have been interdisciplinary.
As people who have approached things, for instance, in epidemiology, it's not just microbiology.
It's also social interaction.
So the whole theory of viruses and their spread, epidemics, et cetera,
involves both sociology and microbiology.
So the gain from doing these things in a more transdisciplinary way is very high.
Now, for me, the second thing has been the Internet.
When I was younger, I still thought the same way, but I'd have to go to the library at Harvard,
a Widener Library, and I was very strong, and I take out journals and bring them home.
Piles of journals.
But it still took weeks to do anything.
Now with the Internet, I can learn a new subject in, you know, a year without any problem.
I must say I'm now working on physics, and physics is harder than...
than some of the other subjects.
It's taking me five years so far.
But I think the Internet has made all the difference in the world
in the ability who gather information from all over
and to talk to experts in fields that are not your own
and places far away from you.
So I think it's happening.
And there are examples of it.
For instance, the University of Arizona
is organized in an international.
disciplinary way and I think it's been very successful.
Now, what else can I say about that?
I think that's about it.
I will say that for young people, when you start out, you have to go into a particular
discipline and you have to really learn it very well before you can branch out.
But I had the idea a long time ago of setting up a school where the first year, for behavioral students,
People are studying, you know, life, behavior of life forms.
That's the first year, you all learn the same thing.
You learn statistics.
You learn mathematical model building.
You learn the scientific method.
And then you learn the basic core of every one of the fields,
psychology, sociology, political theory, economics, anthropology.
And then in your third year, you start specializing on what you want to do.
And I think that's not a bad model.
So that's all I can say.
Now, I should say this.
There's also a political problem.
For instance, I have found very high levels of political ideology tainting people's judgment in almost all of these fields.
For instance, sociologists tend to be extremely liberal, as far as I know.
I joined the ASA for a few years, and it felt like I was back in SDS in 1960,
1968 or something like that.
Support the workers at school such and such, and this and that.
And anthropologists have gone into what's called postmodernism,
which is a denial of the importance of science.
me, you probably had experience with that.
And I've done a lot of work in anthropology with my co-authors.
It's very hard to get anthropologists to think scientifically.
And it was very hard for us to get funded by the NSF because they run their proposals
through a council of anthropologists.
Sure.
And anthropologists don't like to go in there and experiment on the, you know, on the simple society people.
When we try to public, I've published a lot with Princeton University Press.
I think it's a very good press.
But when we submitted our anthropology book to them, which is called 15 small-scale societies,
the anthropologist wouldn't touch it.
So it got published by Oxford.
So there's political
stuff all over the place.
And it will take a long time.
But I think it's very interesting
that scientists talk about
being interested in getting the truth.
But when they disagree with each other,
if they're not in the same field, who cares?
Forget about it.
I think that's a very strange attitude.
Well, and your mention of
the funding situation is also important, right?
I think a lot of people give lip service to being interdisciplinary,
but they only have finite resources and they partial them out,
they're going to partial them out to the people who do things that they feel comfortable with.
Right.
No, I'm sure, but they, why don't they feel comfortable with our,
doing game theory in 15 small-scale societies?
Well, one person did.
Yeah.
A senior, you know, NSF guy, and he pushed through the funding that we needed to actually
carry out these experiments. It was not a lot. It was a few million dollars. And,
and, and, and, I, but it's still very difficult. Interdisciplinary is very difficult.
And people think interdisciplinary means, well, you just combine the wisdom of the different
disciplines, but that's false. Because the wisdoms don't agree with each other. Right.
They don't add up. They are contradictory. So you have to, I've done that in two books. One
book game theory evolving, I said, what does economics have to change in order to be compatible
with sociology and political theory and psychology? In my last book, which is called individuality
and entanglement, I asked mostly the other question, that is, what do the other disciplines
have to do to be compatible with economics? But I think there's a lot more work to be done in these
areas. Well, that's always a good place to end. There's a lot more work to be done. I'm hoping that
a lot of young people are listening here and being inspired.
And you've given good advice that it's good to learn a discipline and master it before moving on to learn many more.
But you'll never go out.
Not only because you need to get a job, but also you have to get really deep into a subject to know to know what's going on.
If you've never done that, you know, if you're taking up the philosopher's road, you're not going to be able to deal with the intricacies of particular.
disciplines. You need the zitzflage of working out one particular one. I'm tempted to defend the
philosophers here because they get into the nitty gritty of their own individual issues more than any
other field that I know about. Oh, I know. I read a lot of philosophy of physics, and I think a lot of
people are very, very good at it. But I must say, I'd rather spend my time learning a standard model.
Fair enough. I cannot. Reading more philosophy. Cannot argue with that. Okay. So Herb Gintas,
Thanks so much for being on the Mindscape podcast.
This is a very eye-opening, thought-provoking conversation.
Okay, it was been fun.
Thanks, John.
