Sean Carroll's Mindscape: Science, Society, Philosophy, Culture, Arts, and Ideas - 281 | Samir Okasha on the Philosophy of Agency and Evolution

Episode Date: July 1, 2024

Just like with physics, in biology it is perfectly possible to do most respectable work without thinking much about philosophy, but there are unmistakably foundational questions where philosophy becom...es crucial. When do we say that a collection of matter (or bits) is alive? When does it become an agent, capable of making decisions? What are the origins of morality and altruistic behavior? We talk with one of the world's leading experts, Samir Okasha, about the biggest issues in modern philosophy of biology. Support Mindscape on Patreon. Blog post with transcript: https://www.preposterousuniverse.com/podcast/2024/07/01/281-samir-okasha-on-the-philosophy-of-agency-and-evolution/ Samir Okasha received his D.Phil. in Philosophy from the University of Oxford. He is currently Professor of the Philosophy of Science at the University of Bristol. He is a winner of the Lakatos Award for his book Evolution and the Levels of Selection, and is a Fellow of the British Academy. University of Bristol web page PhilPeople profile Google Scholar publications Amazon author page Wikipedia

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Starting point is 00:00:43 This product is not intended to diagnose, treat, cure, or prevent any disease. Hello, everyone. And welcome to the Mindscape podcast. I'm your host, Sean Carroll. Sometimes now as a card-carrying philosopher, right, I'm a member of a philosophy department, as well as a physics department, people will see. either in some natural conversation or just blurting it out because they've been meaning to, philosophy is kind of useless. It's silly. It doesn't address problems that are real and important.
Starting point is 00:01:11 It doesn't take into account data and experiment and things like that. Now, most of these objections are prima facie, not worth paying attention to, but what really makes me laugh is the idea that philosophy doesn't matter, that it's not important, right? That it doesn't affect how we go through our lives. The simple response to all of these objections is that you can't help but do philosophy. You can only do it well or do it badly. Take, for example, a very basic question. What is a human being? What things here on earth count as human beings? This is a very important question. It's important question for the modern world, not only because we now have artificial intelligence, and you might wonder whether some thing that was created by human beings in a computer or in a robot should count as a human being.
Starting point is 00:02:05 But also, what about things that clearly aren't human beings but might deserve some rights that human beings have, like other species of animals here on Earth? Where is the boundary line between human beings and other species? What about an octopus? Octopus is clearly not a human being, but as we learned by talking with Peter Godfrey-Smith, they think in quite advanced ways. You might very well think that something like that deserves the kind of moral status as a human being. And you have to answer these questions. You know, you might just say, eh, here's my answer, and move on. You might be unreflective or not very deep about it, but that's not a
Starting point is 00:02:44 virtue. That's just you being lazy. So today's podcast with Samir Ocasha, who is a philosopher of biology, is about these kinds of questions. In some places, it's exactly about these questions. What is a species? What is purpose? What is an agent? Things like that. But I think that more importantly than any of the specific answers that are offered here, because Samir is very good at sort of saying, here's what all the plausible answers are without being too picky about which one is the correct one, the idea of thinking about these questions carefully and reflectively. Philosophy of biology is clearly related or similar to in some ways philosophy of physics, but also different because the things being studied, animals, plants, organisms, species, genes, evolution, are all things that
Starting point is 00:03:33 are emergent, right? They're higher-level things. So where to draw the boundaries around them becomes an important question. And it might get frustrating to you, but these are really, really important questions to policy, to morality, to how we get through our lives. So it's going to be an important conversation, I think, for getting straight on some of those issues. And we also address some big picture,
Starting point is 00:03:58 very loud and noisy controversies in biology, such as the levels of selection, the kin selection versus group selections, controversies, and so forth. So with that, let's go. Samiro Kasha, welcome to the Mindscape Podcast. Thanks very much, Sean. You know, I hang out with both physicists and philosophers myself, arguably M1 myself. You're a philosopher of biology.
Starting point is 00:04:38 And I guess my first question is the relationship of philosophy to biology. And we have philosophy of science, and that often talks about theories and theory choices and things like that. In philosophy of physics, we have this subset called the foundations of physics, where we're really kind of doing physics, but in a way that would only let you get hired in a philosophy department, not in a physics department. Is there foundations of biology? Is that a recognizable thing? There is, and that's to some extent what I think of myself as doing. However, I don't think everybody in philosophy of biology would recognize that label. So perhaps I should say a few words about how this sub-discipline of the philosophy of science came into being.
Starting point is 00:05:21 I mean, I think it crystallized into a subject in its own right in the early 1970s. And in part, this was because of a feeling in the Anglophone philosophy of science community that what passed for general philosophy of science, which dealt with sort of general methodological questions about the relation between hypothesis and evidence, about what explanation looked like, about how theory choice is made, and so on, while purporting to be fully general, in reality was physics-centric. And so a lot of people started to ask the question, well, wait a minute, where do the life sciences fit into this picture? And to start thinking of biology as an interesting sort of test case, if you like, for general ideas from philosophy of science. And very often the question was, how well do these ideas about explanation, confirmation, or reduction, for example, transpose over from the implicitly assumed domain of the physical sciences to, the life sciences. That was, I think, the initial impetus for the subject. But it quickly gained a following, and I think the motivation for linking philosophy and biology changed somewhat in the ensuing decades, in that very many philosophers, and I think have heard
Starting point is 00:06:44 someone like Daniel Dennett, being a key person to illustrate this, came to think that certain ideas in biology, particularly in evolutionary biology, particularly to do. with natural selection had a significance for philosophical questions that was quite unique, that one wouldn't find necessarily in other bits of science, including other bits of the life sciences. And so for that reason, evolution came to be at the centrepiece of this attempt to link up modern biological science with traditional philosophical ideas that constitutes the core of the philosophy of biology today. Yeah, it makes perfect sense to me that evolution plays the same role, that stands in the same relationship to philosophy of biology, that quantum mechanics stands in relationship to philosophy of physics, like centrally important and obviously raising some hugely important philosophical questions.
Starting point is 00:07:44 Yeah, no, that's absolutely right. I mean, Darwin himself noted this. So in a famous comment he made in a notebook never intended for publication, then Darwin wrote, origin of man now proved, he who understands baboon would do more for metaphysics than Locke. Wow. In an allusion to the 17th century English philosopher John Locke. Now, he didn't expand on what he meant by that. And a very modest man never intended to see the light of day. But I think it nicely captures that the sentiment you express, Sean,
Starting point is 00:08:23 that there's something about the theory of evolution by natural selection that is of unique significance for philosophy. And this was a point picked up again by many thinkers in ensuing decades. It's interesting that the philosopher Ludwig Wittgenstein in the Tractatus Logico Philosophicus, from I think it was 1916 or 19 or something, who was not a fan. of what we now call the naturalistic way of doing philosophy. So in that book, Wittgenstein says at one point, Darwin's theory has no greater relevance for philosophy
Starting point is 00:09:04 than any other hypothesis in natural science. And you can almost hear the plaintive tone in Wittgenstein's voice as he says that. And I think the fact that he needed to say it illustrates how the contrary opinion must have been in the air at the time. Well, okay, but then, so I completely agree that evolution clearly is going to be relevant, but there's fuzzy things going on in our understanding of evolution, right? Like, what are the units of selection?
Starting point is 00:09:34 We famously have had debates relatively recently. Is it the gene that is the unit of selection? Is it the organism? Is it the species? Is it groups? Is it kin? I presume this is an active area of what you guys talking about. about it. Very much so. This was indeed the subject of my first book on evolution called
Starting point is 00:09:56 Evolution and the Levels of Selection from 2006, which was a philosophical attempt to come to grips with this, the very question that you discuss. The fact that within the, prompted by the fact that within the evolution of biology community, there were apparent disagreements about how exactly we should think of natural selection as operating should we describe it as a process that ultimately selects some genetic variance over others perhaps the orthodox neo-doinian viewpoint and enshrined in popular works such as Richard Dawkins the selfish gene or should we think instead of it as a process that fundamentally operates at the level of individual organisms much as the way darwin thought most of the time or as some people would have it should we adopt an expanded
Starting point is 00:10:46 perspective, according to which natural selection can in principle operate at multiple levels of the biological hierarchy at once, including in some cases selecting whole groups over others, and in the more extreme versions of this, possibly even selecting some species over others. Those are ideas that for a long time, and I think to some extent still today, are regarded as controversial, if not heterodox by the mainstream in evolutionary biology. But they have always had an important following, particularly this idea of group level selection. So what's the right answer? Oh, it's a long story.
Starting point is 00:11:27 And the answer as ever in philosophy and in most things is it depends on what you mean. But I think one of the striking things about this debate and what attracted me to it initially was that it was not always obvious whether the disagreements reflected imperatives. reflected empirical disagreements about the selective processes actually occurring in nature or were rather disagreements of a different character where it was really a matter of convention, if you like, how one described which formulation of the same theory one adopted. So to make that more concrete, it's been this long clash between proponents of the Darwinian idea of individual level selection,
Starting point is 00:12:17 which basically hypothesizes that natural selection is choosing individual variants in a population, typically a population of conspecifics, over other ones, according to the criterion of greater enhanced survival or reproductive success. So the better or fitter variants get selected as the bearers of those variants survive better
Starting point is 00:12:40 than other individual, other individual organisms. But beginning with Darwin himself, the idea has been around that in certain cases, the process of natural selection could operate on whole groups. So it could be group-on-group competition, if you like. Particularly, and this is particularly relevant, given that many organisms live in groups
Starting point is 00:13:05 of various different sorts, from family groups up to larger tribes and larger aggregations, all within a single species, in the case I'm thinking of. And it's inconceivable that, in principle, some groups might do better than others. So the idea of natural selection, if you like, could be frame shifted from the individual level up to the group level. And the significance of this idea is that it's a putative mechanism by which so-called altruistic behaviours could evolve. so something that's individually harmful or some sort of self-sacrifice on the part of an individual to help others would seem impossible to evolve by the mechanism Darwin mostly had in mind individual level selection.
Starting point is 00:13:52 But if you think of selection as favouring some groups over others, then it's conceivable that things that are beneficial for the collective, even if are individually costly, could prosper. And that's the historical reason for being interested in this issue of group level selection. But what attracted me to this debate, and I think other philosophers too, was that it wasn't really always clear whether the proponents of these two views were talking past each other or not. On the face of it, it started out as a resolutely empirical issue. I mean, here's a hypothetical process that we can model and describe. Does it go on in nature or not?
Starting point is 00:14:29 And if it does, how common is it and how important is it? That's, say, selection at the group level. But alongside that, you had a group of other people arguing that no selection at the group level is really just a different way of talking about a process that they referred to as kin selection, which is a process of selection on individuals that takes into account the fact that many behaviors an individual engages in may have consequences for the reproductive fitness of. its kin. So in short, you had a situation where it wasn't clear whether we had a disagreement of fact or two different ways of stating the same facts or the same hypothesis. I always held a little naive about this because it seems to me obviously true that altruistic behavior can be naturally selected for. And maybe this is this group selection seems kind of natural to me. If I had a group of people who are fighting for each other and cooperating, I can easily see them surviving
Starting point is 00:15:38 over a bunch of rugged individualists who are just in it for themselves. Yeah, no, that's exactly right. I mean, although there is a problem in that you're right that there is, there would be a selective advantage to a highly cooperative, cohesive group where everyone looks out for the group rather than a group composed of rugged individualists who only look out for them. themselves and don't care about group welfare. However, one has to ask the question, is that going to be evolutionarily stable? Because you're certainly right that in group-on-group competition, the group containing the
Starting point is 00:16:21 altruists will likely do better. However, if you think of the selective dynamics taking place within a group, then it would seem that the selfish free rider who looks out for themselves. is going to outdo the altruist who cares about group welfare. And so the mechanism, it's not obvious that the mechanism can work, particularly over longer periods of time. Interestingly, Darwin himself put his finger on exactly this tension in the idea of natural selection in his book, The Descent of Man,
Starting point is 00:16:56 in a famous discussion of the evolution of self-sacrificial tendencies among early hominids, So Darwin claimed that self-sacrifice was something one found in hominids, a willingness to put one's own life on the line for the good of the tribe or the larger unit. And he then said, well, how could that have got there? And the first thing he said was precisely to make the point that individually that would seem hard to evolve by individual selection. So Darwin said he who was ready to sacrifice his life, as many as savage has been, would often leave no offspring to inherit his noble nature. So what Darwin is saying there is that the altruist comes last. Well, yeah, okay.
Starting point is 00:17:46 But then he continued, and immediately in the next sentence, Darwin continued, sorry to interrupt. By saying, however, a tribe including many members who are always willing to sacrifice. themselves for the common good might be victorious over another tribe. And this would be natural selection too. So Darwin himself in that very insightful passage, firstly points out the problem, points out the puzzle. How is it that a process of natural selection could lead individuals to behave in ways that are costly but benefit others with a putative solution, namely the hypothesis of natural selection up at the group level? Toyota builds an electric vehicle, we don't start with a blank slate.
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Starting point is 00:18:58 If data management is slowing down your business, you need the Intuit ERP. If one entity is here and one here, and one here, and one here, you need the Intuit ERP. If scaling your business feels like start starting over, you need the Intuit ERP. Intuit Enterprise Suite is the AI-Native ERP solution that consolidates, migrates, and automates, all in one place. Learn more at Intuit.com slash ERP. So it attempts me to amend my previous suggestion and say that now the robust group will be one in which there are many altruistic cooperators, but also several selfish free riders. And perhaps the mixture of them will vary with time depending on how much pressure they're getting from the outside world.
Starting point is 00:19:54 Yeah, no, I mean, that's exactly right. I mean, Sean, you put your finger on it. I mean, it depends on the balance between the different selective forces. So you can immediately see, you know, why evolutionists realized that they had to mathematically model this. Yeah. It was no good just to sort of bounce around scenarios the way Darwin was doing. And that effort really only came to fruition.
Starting point is 00:20:17 It was quite significant time later. I mean, JBS Haldane, the English evolutionist in a 1930 book, the causes of evolution, gestured at the problem in formally quantitative terms, but it was really only with work in the 1960s that people came to think in a systematic way about what the different selective forces are and whether the mechanism of group level selection favoring altruism could evolve.
Starting point is 00:20:46 And for a long time, the receive view on that question was no, that it's an implausible evolutionary mechanism essentially because the models, the early genitals designed to probe that question made this assumption that the turnover rate of individuals was much faster than that of groups. So if you like, the group would stick around for many individual generations. And that meant that selection at the individual level would be faster and would lead the groups quickly to become selfish, dominated by selfish individuals. So in short, although it was still true that a cooperative or altruistic group would do better than a selfish group, the problem was that group level variation wouldn't be likely to arise in the first place, because the individual level process would tend to undermine it, if you like. However, I mean, more recently, opinion has changed on this matter somewhat, I should say, and the idea of what's now called multi-level selection has it has it.
Starting point is 00:21:52 enthusiastic advocates. Well, that's kind of where I was going to go, because at the philosophical level, this seems like a wonderful test ground for thinking about emergence, right? I mean, in some level, all of these goings-on could be described as a bunch of atoms and molecules bumping into each other and obeying the laws of physics. And we're saying, but there's a more efficient, surveiable, understandable, higher-level description. And in this case, unlike atoms going to fluids, when you go from molecules to organisms or species or groups, it's messier and maybe all the emergent levels do interact with each other in some way. Yeah, no, no, no, I think I agree with that. Yes, I mean, there's the general issue of emergence,
Starting point is 00:22:42 and the idea, of course, of emergent property, the idea that sort of aggregates of things that are not fundamental particles, if you like, will often come to, you know, exhibit emergent properties, be they chemical bonds or larger things such as biomolecules or cells or whole organisms. And I think that certainly is right. And most of us think in philosophy, and I'm sure in most branches of science too, that although in principle there's presumably a physical level story going on, that nonetheless there are laws, deep and important laws governing these larger entities in virtue precisely because they exhibit these emergent properties in a systematic way.
Starting point is 00:23:35 How the emergent property idea bears on this question of levels of organization and nature and levels of selection is, I think, an interesting question. And one idea that's always been out there is, The idea that natural selection acting above the individual level, where individual roughly means multi-celled organism in this context, so natural selection acting at a higher level, at the level of a family group or a tribe or a community or a species or something like that requires that higher level entity
Starting point is 00:24:14 to have properties that are emergent with respect to the lower level. So if you think, for example, of the contrast between an insect colony and a buffalo herd, for example. I mean, a buffalo herd is basically just a bunch of buffalo, you know, all living together. Now, they do interact in interesting ways and so on, but it's a stretch to think of the herd itself as having any emergent properties. I mean, obviously, you could say some true things about the herd and has a certain population density, for example, occupies a certain geographical area. there's a certain total body mass and so on, and those in a sense all properties of the herd, but they clearly depend in a very direct and obvious way on the properties of the individual buffalo that make up the herd. Contrast that with something like a honeybee colony, which is an
Starting point is 00:25:06 incredibly sophisticated grouping, you know, whether those bees are divided into different casts. You've got the queen, you've got the workers who don't reproduce themselves, but who, you know, spend their time defending the nest, tending the queen's brood, foraging for food, working for the common good in short. And so you have a complex division of labour and what people often loosely refer to as a sort of functional integration at the level of the whole colony. And that's exactly the sort of thing that emergent property might usefully describe, that the term immersion property might usefully describe in a biological
Starting point is 00:25:49 or ecological context. And it's no accident that things like honeybee colonies are often taken to be higher units of selection. Interesting. And so you're bumping right up against the famous question of whether or not the higher level immersion properties are truly new or whether they could be derived from the underlying thing. I'm literally trying to finish a paper myself about this right now.
Starting point is 00:26:19 I'm the person you described at the beginning. I just have all my examples are physics examples, and I need to have more biology examples in the back of my mind. Right, and I think there certainly are some. I mean, I would distinguish two things. I mean, one is the general question of whether biological entities, including biomolecules, for example, exhibit emergent properties, which I think the answer is definitely yes,
Starting point is 00:26:44 in one sense of the term emergent property. from the question of whether emergent properties sort of feature in certain types of natural selection or must feature in certain types of natural selection, which is perhaps a slightly different question. And to see the distinction is just that one can ask the former question, even in the hypothetical circumstance that creationism were true. Yeah, okay.
Starting point is 00:27:10 It doesn't depend on evolution per se. It's really a question about, levels of organization. My own experience in the emergence literature is that there are people who mostly bring up either physics examples or maybe computer science examples like the game of life. And there are other people who leap right to consciousness, right? And they want to say that consciousness is strongly emergent.
Starting point is 00:27:34 I mean, would you advocate for more people living, spending some time in between and thinking about biology? Maybe. I mean, I think, well, I think it's certainly true that there is an establish use of the term emergent property in ecology, particularly, where people talk about ecosystems having emergent properties, such as the property of stability, for example, or a certain degree of complexity or a certain amount of nutrient recycling in the ecosystem at large or something. So people know what they mean when they talk about emerging properties
Starting point is 00:28:11 in, well, they pick out something that they all agree on at least. when they talk about emergent properties in a biological context, whether I would advocate that people interested in emergence in general expand into their repertoire of examples from the physical case and the consciousness case to the more general biological case, I think it depends on what the goal of the inquiry is. I mean, it has long seemed to me that much of the talk about emergence is really that people are talking past each other.
Starting point is 00:28:46 I think I'm not the first person to have made this obvious way that means. But I think it's interesting that I think philosophers and scientists often are talking past each other when they use the term emergence in that for many philosophers it came to connote something really extremely puzzling and there's some debate about whether those things really exist at all. Whereas I think for many scientists, then the notion that emergent properties exist is not it's obvious. It's not up for grabs. I mean, it's just another way of saying that, you know, there are things that aren't quarks,
Starting point is 00:29:20 if you like. It is hard, and I've often tried to figure out a better word to use for what the physicists call emergence, because I don't want to get confused when talking to people who come at it from a different angle. But it's a good word. We're here, we're stuck with it. We just kind to try to use it carefully, I think. Yeah, and that's, no, that's certainly true. I mean, there's probably no escaping it. You're right. And the other, for me, the other big, philosophical issue, well, scientific slash philosophical issue, foundational issue in evolutionary biology is the role of how much change, how much evolution is adaptive versus just random drift or
Starting point is 00:29:58 accidental spandrels or things like that. Is that something that you have tackled or thought about? Yeah, though, absolutely. I mean, I think of that as being, well, in principle, an empirical issue, at least when formulated carefully. So with your reference to Spandrel, then that brings to mind the famous paper by Richard Lawson and Stephen J. Gould from 1979, where they castigated traditional Neo-Darwinians for being too ready to assume that everything they find
Starting point is 00:30:33 has an adaptive explanation and for telling what they call just so stories. And I think it was a partially, valid, if overstated critique, in my opinion. I mean, I think they certainly engaged in one too many rhetorical flourishes in that paper. But they also made some sound points, which is one has to really consider quite carefully what the data, what the test is for whether some particular organismic trait really is an evolved response to some environmental situation or not. However, in the molecular biological age, then a whole lot, you know, far more sophisticated methods are available than were when Goulden Luwantin were writing in the age of DNA sequencing, by which it's far easier for theorists to find signatures of adaptive evolution and to get to the heart of this question of whether chance or adaptation is really the dominant feature.
Starting point is 00:31:42 leading to change at the genomic level, at least. I mean, I think at the phenotypic level, then although the role of chance, the importance of chance processes can't be underestimated in evolution, they play an absolutely critical role, particularly in small populations, where gene frequency dynamics will typically depend very heavily on population size. and if there's a small population, then chance is likely to be the dominant factor explaining changes in gene frequencies over time. However, the level of the whole organism's phenotype, I think the dominant view in a lot of biology has been that, you know, if we're talking about something that's extremely complex, you know, if you're talking about, I don't know, some signaling pathway within a cell or some. organ, you know, if you think of a kidney or something like that, or some aspect of, you know,
Starting point is 00:32:45 say a crab's exoskeleton, some aspect of anatomical structure, that's not the result of one gene, but is the result of many, many, many genes and a complex process of development, each generation giving rise to it, then it's inconceivable that that could be the result of chance alone. Certainly, you know, mutations originally arise by chance that's agreed on by all parties. But the traits in question are so complex and so clearly adaptive, well, what's so apparently adaptive, I should say, that the hypothesis that they could have evolved by anything other than cumulative rounds of natural selection seems implausible. So there's long been attention within biology, when people are thinking about chance versus adaptation,
Starting point is 00:33:39 between those who are discussing the question at the genomic level, where they're discussing genome-level evolution, changes in gene sequence, basically, over time, and those who are discussing phenotypic evolution, where they're focusing on observed phenotypic characteristics of organisms. And there's a bit of a disconnect between those in that a lot of genomic evolution doesn't have phenotypic consequences. In that many mutations, indeed most mutations that are not deleterious are just silent. They make no difference.
Starting point is 00:34:20 Very often will make no difference to the protein that the gene produces. And so make no difference to the phenotype. And so you can have a lot of genetic change. that isn't manifest up at the phenotypic level. And that's why chance can be a dominant factor down at the genomic level, but playing less of a role, although still a role, when one is considering the evolution of organisms phenotypes. From the writers of parenthood and life as we know it comes,
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Starting point is 00:35:10 Watch, it's not like that. All episodes streaming May 15th on Prime Video. Have you paid attention at all or followed the recent discussion about assembly theory and its role in the origin of life? Yeah, I have. There was a paper, wasn't there, about five years ago or so? in nature, I think, that did the rounds, or was it in PNAS, that did the rounds about that?
Starting point is 00:35:36 Yeah, no, I don't have anything good to say about it, I'm afraid. I have read that paper and I do remember thinking, interesting but overstated. Well, for the people who are listening, I give my tiny gloss on it. Sarah Walker was a previous Minescape guest, and she was one of the authors of the paper. But they seem to be saying, you know, I think overstated is very much my own reaction to it. They say something that is interesting and completely plausible, namely that the specific ways that complex structures can arise over-revolutionary history are very path-dependent, right? You know, the specific steps are going to matter. You're not just throwing things randomly together. But then they say, or at least they very, very strongly imply, therefore we need to change the laws of physics to account for what is going on at a fundamental level.
Starting point is 00:36:30 and that I just don't see it all. Yeah, no, that sounds like a big leap. That's that second conclusion. I remember thinking when I read that paper, that it belonged in a lineage of sort of somewhat anti-Darwinian thinking in that, I mean, the more extreme versions of Darwinism have always basically painted organisms as kind of a blank canvas and just assume that whatever, anything could evolve, you know, broadly speaking,
Starting point is 00:36:59 that the constraints imposed by the laws of chemistry and physics are not particularly strong relative to the range of amazing things, the ways that a lineage could go, the trajectory through evolutionary space that it could take. And so really, the actual trajectories taken are going to depend heavily on what was advantageous in the ancestral environments. and so the Darwinian story can proceed. And that contrasts with a different tradition
Starting point is 00:37:33 that has always emphasised the importance of structure in constraining and physical constraints and physical chemical constraints in constraining the type of things that can evolve. And so I've accorded a far lesser role to Darwinism, thinking of Darwinism as basically a filtering mechanism for choosing among the few things that are physically feasible at all.
Starting point is 00:38:00 And that way of thinking obviously downplays the significance of the Darwinian mechanism for accounting for what we have. And that's an old and fascinating tension, I think, within evolutionary thinking, or biological thinking, perhaps I should say. Yeah, I mean, I think one of the ways in which the Assembly theory folks want to contemplate modifying the laws of nature is to make them more explicitly teleological. And that's always sort of a fraught word in discussions of biology and philosophy. The idea that there's motion toward a goal of some sort.
Starting point is 00:38:38 It seems to me to be exactly the opposite. Maybe this is what you're saying of the Darwinian spirit. Yeah, well, it's interesting. I mean, I think there are two ways of describing how Darwinian ideas bear on the issue of teleology or goal-directedness, which as you rightly point out, Sean, is a topic of ageal philosophical concern. I mean, this goes all the way back to Aristotle and probably before. I mean, one line of argument, and this was perhaps the dominant, or probably still is the dominant view in evolutionary circles,
Starting point is 00:39:16 is that what Darwin did was to basically banish teleology from nature. So it looked as if there was a telos, and that life had a kind of telos. And what Darwin showed was that a brute, blind causal process that is not foresighted in any way, that simply is choosing between variants according to how currently good they are in the current environment, could give rise to the appearance of purpose and of goal-directedness in the world. So according to this view, what Darwin did is show that there isn't any teleology in nature and to show how what looked to be teleological explanations,
Starting point is 00:39:58 such as things like trees grow tall in order to get more sunlight, could be recast as valid causal explanations by invoking the feedback process of natural selection. So in a sense, it's perfectly true that trees grow tall in order to get more sunlight. But when we paraphrase that correctly, we realize that it's not a teleological explanation at all, but a brute causal explanation.
Starting point is 00:40:24 about the selective advantage to a tree of being a little bit taller than its neighbors, and then the outcome of the cumulative process of selection that that gave rise to. So that's the first view. It says Darwin banished teleology. Second view, however, says, no, he didn't, that what Darwin did is naturalized teleology, or if you like, is to make the world safe for teleology and to show how, in fact, it could be rescued.
Starting point is 00:40:54 And it's interesting, an interesting concept arose here in the work of originally due to an author called Colin Pittenry in the 1960s called teleonomy. And then this was taken up by the later evolutionist Ernst Meyer and is still widely used today. So teleonomy is meant to denote the sort of respectable form of goal directedness that could survive the refutation of teleology. by Darwin, if you like. So the idea is that Darwin threw out, you know, the bad teleology. An example of the bad teleology would be the idea that evolutionary change itself is directed towards a goal, you know, such as, you know, humans or something like that. Organic change, right. So that's the bad sword. Or more generally, the idea that natural selection has an eye on the future would be an example of the bad sword, the illegitimate sword.
Starting point is 00:41:51 But what many theorists who talk about teleonomy want to say is that, you know, organisms really do engage in goal-directed activities and behaviors, and that that's not just in the eye of the beholder and isn't something you can try and explain away in that, you know, aspects of, say, organismic reproduction and development of an organismic behavior and of organismic physiology all involved. the movement of a system towards a goal. And that's implicit in how we speak about organisms. So imagine if you're observing animals engaging in some unusual behavior in the wild. I mean, the first thing that you say is, you know, what are they doing? What are they trying to achieve? Why are they doing that? Yeah.
Starting point is 00:42:43 Right. And the suggestion is that, you know, that's not illegitimate that way to speak. that much animal behavior really is goal directed. So take, for example, a salmon, engages in that incredibly complex behavior where it navigates all the way back to its natal stream, thousands of kilometers where it is in order to spawn. Imagine if you didn't know about the phenomenon of homing in salmon
Starting point is 00:43:11 and, you know, biologists are studying at first time and they track these salmon and find they're all doing this journey. First thing they're going to say is, what are they doing? what are they trying to achieve? What's their goal? And so this, the underlying idea then is that a notion of goal directedness is just a true descriptive fact about many organisms, about all organisms really. And that there's absolutely no reason to disavow that in the light of Darwin. This is actually very. So those are the opposing polls. Yeah, no, that's very, very helpful because I recently on the podcast talked to David Crackauer from the Santa Fe Institute, and he defined
Starting point is 00:43:48 complex systems research as the study of telonomic matter. And I didn't bother to, in my mind, or in the discussion, draw a distinction between teleological and telionomic. But you've explained it to me very nicely. And I kind of want to say teleonomy is just emergent teleology. I don't know if that's a point. Right. No, and that may well be right. I mean, it's partly complicated by the fact that as ever these terms have conflicting definitions. So in particular
Starting point is 00:44:22 that I referred earlier to the German evolutionist Ernst Meyer who wrote, you know, important works over many decades in the sort of 50s to the 80s in and also touched on themes in philosophy of biology.
Starting point is 00:44:39 And he borrowed this word teleonomy but invested it with a completely different meaning from the one that Pittenger and others had originally coined it for. So I think one has to be careful with that. But roughly speaking, I guess the definition is teleology, real goal directedness, teleonomy apparent goal directedness, if you like. Which very nicely segues into the other thing I wanted to talk about,
Starting point is 00:45:06 which is there are, as you already have said, individual organisms that act in very goal-directed ways. Sometimes we call them agents, and you've written a whole book about this. But it's fascinating to me, like forget about the overall goal-directedness of evolution or anything like that. Individuals have goals, right? I have goals. I know that's true, and I think that I'm part of the natural world. How did that, you know, in some sense, over the course of evolutionary history,
Starting point is 00:45:39 some organism started caring about the future in some way. I'm sure that's an overly naive way to put it, but what do we think about how that happened? Yeah, no, I think these are interesting questions. One way to think about it perhaps is this. I mean, if you think of humans like you or I, we have goals in having this discussion, we've got a goal. We've got a joint goal of making a podcast. And then in an hour's time, I'll have the goal of cycling home safely, cooking some dinner from my family, or whatever. So think of that sense in which humans have goals.
Starting point is 00:46:16 Then one standard way to think about that is to say that we have a mental representation of the goal. So there's a goal state that we make a podcast. And you and I both mentally represent that state, meaning that we intend, we actually consciously intend to achieve that. Now, whether or not other animals mentally represent their goals is a complex discussion. within the field of comparative cognition. And opinions divide on that. I mean, I think most people would allow that, you know,
Starting point is 00:46:53 certainly many primates do, possibly other vertebrates such as birds. Some authors want to extend, you know, belief and mental representation of a goal all the way down the animal kingdom. And some indeed would extend it to plant some. microbes, but that's a more heterodox view, I think. But in any case, I think everyone would agree that not all life on earth has, not all organisms that exist on earth have mental
Starting point is 00:47:29 representations of their goals. But nonetheless, most of them and perhaps all of them seem to have goals in a weaker sense, seem to engage in goal-directed behaviour, even if it's just something as simple as a bacterium, you know, swimming up an oxygen gradient. I mean, obviously it would be anthropomorphic to say that the bacterium is trying to reach an area of higher oxygen concentration. But nonetheless, in a fairly obvious sense, its goal in moving is to achieve a region of higher oxygen concentration, just in the sense that it consistently moves towards up the gradient and it stops once it's got enough oxygen. So one idea you might have is that conscious goal-directedness that involves a mental
Starting point is 00:48:21 representation of a goal that humans and perhaps other animals have evolved from the simpler sort of goal-directedness that's manifest in the teleonomic behavior of all living organisms, if you like. And then the task, if one accepts that conceptualization of the problem, the task then is to tell a plausible evolutionary story about how that might have occurred, what the intermediate steps might have been. And that's no easy task in part because it's not just a scientific one, in that, you know, as I'm sure you know, a lot of philosophers have long problematized this idea of mental representation of a goal or intentionality and wondered what it really amounts to and indeed some have wondered whether it really exists so it's not as simple as
Starting point is 00:49:14 saying we now we just need to tell to discover what the evolutionary pathway was from so implicit goal directedness of the sort that even bacteria have to the conscious goal directedness of the sort humans have because the end point there the conscious goal directedness of the sort humans have not all theorists even agree on what that is. Right. And it's hard to tell the good evolutionary story about how some attribute came into being unless one can agree
Starting point is 00:49:45 on what that attribute is. Well, that's why we pay philosophers the big bucks here, right? To help clarify these things. I mean, I think it is a trickier set of questions than they initially appear to be. I mean,
Starting point is 00:50:00 a ball rolls down a hill and it comes to rest at the bottom of of the hill. Essentially, nobody would say that it had the goal of getting to the bottom of the hill, and maybe Aristotle would have, but I think we wouldn't. And, you know, when my cat breaks into the breadbox to get the cat treats, I think it pretty clearly does have a goal of getting those cat treats. The bacteria is somewhere in the middle.
Starting point is 00:50:26 Is it that we need a richer conception of goal-directedness? Are there subdivisions, or is it just that we've been too loose, and we should pick the right one? I think these are very difficult questions. Yeah, I mean, one thing I tried to do in my book about agency is just prize apart a number of different notions of agent, which I claim are actually at work in different scientific fields. So I start with what we have traditionally meant by agent in philosophy,
Starting point is 00:50:57 sometimes called intentional agent. And according to this notion, then to be an agent is to act rather than just to behave. That means one has to explicitly consciously have the goal of trying to achieve something. So intentional agency requires a certain psychology. You've got to have a certain psychological makeup
Starting point is 00:51:16 in order to be an intentional agent. Exactly where who has that and who doesn't is perhaps a tricky question. But in any case, most things, many things don't. Bacteria don't. Balls rolling down in Climb Plains certainly don't. The weakest notion of agent that I see at work is what I call a minimal agent, and I should note that I use this term differently from some other authors.
Starting point is 00:51:42 And by a minimal agent, I just mean, you know, something, any entity that does something, where the distinction here is between doing something and merely having something happen to one, if you like. And here I draw on a very interesting discussion by the philosopher of Fred Dretzky in the 1980s. explaining behavior where Dretzky just says, look, there's contrast these two things, right? A rat is in a cage and it moves its paw to press a lever to get a pellet, it gets a pellet of food when it does that, an experimental rat. So there we say the rat moved its poor. Scenario one. Scenario two, an experimental biologist puts their hand into the cage and manipulates the rats poor. And so in that case, the rat's poor was moved. But that's not a movement. That's not something
Starting point is 00:52:36 the rat did. It's something that was done to it. And so the suggestion then is the most minimal notion of agents is just something that does things as opposed to merely having things happen to them. And how do we make that distinction precise? Well, some philosophers have thought that the key just lies on whether the cause of the motion is, or the motor output, is internal. to the organism or is some external force acting on it. And again, I'm not saying that that's completely clear. Like everything in this domain is all a bit murky. But I think there's a very intuitive distinction there.
Starting point is 00:53:14 And that I think serves to define the most minimal notion of agency. So we got the most demanding notion, intentional agent, the most minimum, sorry, the most undemanding notion, minimal agent. And between those, I think we get notions of agency in different fields, such as an AI where people talk about an intelligent agent. And that just means anything that changes its behavior depending on the circumstance, basically. So it doesn't always do the same thing.
Starting point is 00:53:40 It's what it does depends on the circumstances. We'll implement stimulus response conditionals, if you like. If this, then do that. Does a volcano that is about to erupt count as a minimal agent? Well, it might do. It might do. Yeah. I mean, I think it's not accidental that we use the active voice there.
Starting point is 00:54:03 We say the volcano erupted as well. Obviously, it's true to say there was an eruption of the volcano, but we think it's not wrong to say the volcano erupted. Now, how much to hang on linguistic features like that is never clear. I mean, I think it can only be indicative. But I do think that there's no reason to think that minimal notion of agency picks out the biological domain particularly. When Toyota builds an electric vehicle,
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Starting point is 00:54:55 It's Toyota. Electric. We make it easy. Toyota, let's go places. If data management is slowing down your business, you need the Intuit ERP. If one entity is here and one here, and one here, and one here, you need the Intuit ERP. If scaling your business feels like start starting over, starting, starting over, you need the Intuit ERP. Intuit Enterprise Suite is the AI-Native ERP solution that consolidates, migrates and automates, all in one place. Learn more at intuit.com slash ERP. Sure, okay. And for the maximal notion, for the intentional agent, clearly this idea of a mental representation of the world is crucially important. So let me kind of, and this is going to be a hard
Starting point is 00:55:43 question again, but that's why we're here. There must be levels there, the sort of richness and capacity of our mental representations of the world. I mean, does the bacterium have a one bit worth of mental representation of the world? There's more nutrients in this direction, less nutrients in that direction, or is that going a bit too far, being too colorful? I don't know. I mean, I think it depends. I mean, certainly it has some internal state,
Starting point is 00:56:19 which one could take to be a representation of, Well, I don't know actually quite how bacterial chemotaxis works. I mean, okay, what I'm saying isn't true but could have been. Right. You could well imagine a simple micro, perhaps a bit more complicated in a bacterium, that had an internal state which represented the amount of oxygen in the environment, and the level of that internal variable dictated, along with other things, what the microbe does.
Starting point is 00:56:54 Now, I think in fact, that's not how bacteria works. I think you're right. Yeah, that's right. But it could be. So in that case, you might well say that an internal variable or state of the organism represents some worldly circumstance. But whether it would be a mental representation is perhaps a bit less clear. Because you might say, well, to have a mental representation, you need to have a mind.
Starting point is 00:57:20 Right. to start with. And so maybe there are sort of independent criteria for what that means. But in short, I think I agree with you, Sean, that it's not a simple question to say exactly what mental representation is and what the bounds of it are. And indeed, I should say that in the philosophy of mind and psychology, not all authors are happy with this notion of mental representation. So in some of his early work, Daniel Dennett made the argument that there wasn't really
Starting point is 00:57:50 any fact of the matter about whether some creature has intentional states, such as believing that the world is a certain way, wanting to achieve a certain thing, classic examples of mental representations. For Dennett, then the only question is, is it heuristically useful to treat it that way? And he insisted that it was a fool's errand to think that there was a distinction out there in nature between real intentionality that we humans have and the as-if variety. in that he said in a way he wanted to say look it's all as if right it's this is the idea of the intentional stance that it's really just a question of the heuristic utility of thinking of something this way rather than describing it in terms of its physical makeup directly do we know and i'm not saying den it was right about that and i think he backtracked to some extent in his later work and seemed happier with the notion of mental representation taken literally but i i think it was a a very profound idea, in fact, that idea of the intentional stance and that idea that the question is really, is this heuristically useful to describe things this way? Not do they really have
Starting point is 00:59:01 this attribute? Do we know much about the actual evolutionary history of mental representations or other aspects of agency? Were there big thresholds that we can point to where organisms develop the new capacity to do the kind of thing? Well, I suppose the big, probably the big threshold will be the evolution of a nervous system, of a rudimentary nervous system of some sort that enables the organism to process environmental information or environmental signals in a radically new way
Starting point is 00:59:40 and to respond adaptively as a result. the person who's thought at great length about this is the philosopher and geneticist Evaya Blanca in her book The Evolution of the Sensitive Soul, who tries to adopt quite an interesting methodology of trying to find, instead of taking the notion of consciousness as primitive, she tries to find substantive correlates, if you like, for what we ordinarily call consciousness, such as unlimited learning potential, for example, the ability and principle to make associations between any two things and to act on them, to take one thing to be a cue for another thing, and then to tell an evolutionary story about how these came to be.
Starting point is 01:00:31 But for me, then, it's, yeah, I mean, until you've got a nervous system, then you're a fundamentally different sort of a creature, I guess. Well, computers don't have nervous systems, and you've already brought up AI a little bit. Is there some difference in principle between the level of agency in a large language model versus just a really big look-up table or something like that? Is it just a matter of our perception as outsiders, or is there something that you can point to inside that really makes a difference? Yeah, no, this is a classic question in the philosophy of psychology and artificiality. intelligence, to which I don't know the answer. I mean, my intuitive, naive reaction is to say,
Starting point is 01:01:20 no, of course, they're not really intelligent. They're not really thinking. It's all of the as-if variety, right? All it's doing is machine learning, right? All it's doing is pattern recognition, and that's fundamentally different from the real thing. But then, of course, the question is, I mean, what is the real thing? And is this just an anthropomorphic illusion that we have? I mean, surely, what is thinking, if not computing a function? And surely computers are doing that too. Have you, I mean, being the world's experts on what an agent is,
Starting point is 01:01:56 have you been thinking a lot about AI? Well, to some extent, in that I think that what they're doing, the notion of agency that they're operating with in AI, that, as they call it, what they call intelligent agent, it seems to me to occupy an intermediate position in my sort of taxonomy of agent notions between the real deal and the minimal thing.
Starting point is 01:02:23 But I am conscious that, you know, AI is a huge topic now, and it would be a natural next avenue for me to look into, but as yet, no. Is there something that, you would personally take as necessary before you called something an agent that people who do AI could propose as a benchmark? Well, it's a difficult game to play that, isn't it? Because, I mean, famously Turing played that game. Yep. And one could argue that he lost. I mean, so you propounded this
Starting point is 01:02:59 Turing test and everybody was happy with it. But then they made things that passed it. And now we're sort of, Now we want to say, well, therefore the tests must have been raw. Right. Rather than saying that they pass it with flying colors. So, yeah, no, I don't know. I mean, I've always been partially sympathetic to the idea that, you know, you've really got to move and you've maybe got to have a body of some sort. Right.
Starting point is 01:03:28 So it's the famous Heideggerian sort of Merleau-Pontyen critique of AI that says, look, you could never, you know, until you engage with the world through your body, then you could never really have thought, if you like. So according to that line of argument, it's almost a category mistake to think that you could have a thinking machine unless the machine was, it had some sort of sensory capacities of some sort. But that seems very easy, right? How hard is it to put it in a drone or a robot or whatever?
Starting point is 01:04:04 Maybe. Yeah. And if you say, if it's just about moving around, yeah, or sensing. What could be easier. Yeah, affecting the world. Or even sensing, yeah, in a sense. Yeah, no, and always one confronts this fundamental question of whether any criterion that anyone puts forward is anything other than just some anthropomorphic, that's the worry. Ideal that they've unwittingly taken on board and are now claiming to be the true hallmark of whatever attribute may in fact be shared. Yeah, that's right. I think it's one of those questions that's almost impossible to really even think about
Starting point is 01:04:49 or to conceive, isn't it? Because, I mean, at some level, you know intuitively, well, you do know that humans obviously were an evolved species. So, you know, all of our cognitive capacities and our neural capacities These have antecedents and have evolutionary antecedents and, you know, homologues of many of them are found in other animals, non-human animals, but nonetheless we do have this deep sense that there's something, you know, uniquely human about us too. Well, good.
Starting point is 01:05:24 I mean, we can put away the computers and AI for the wrapping up the end of the podcast here, but because we still left on the table big human-sized questions about free will. and moral responsibility and things like that. Let me just ask what might be the easier question. Does the discussion of what counts as an agent from a philosophical, evolutionarily informed perspective help us understand how we should think about responsibility and free will?
Starting point is 01:05:57 Possibly. I mean, I think the question of free will versus determinism is a really difficult philosophical. question and I think interestingly it's one of those questions that doesn't I mean the where the basic formulation of the issue doesn't seem to change much despite all the great advances in neuroscience and you know and in comparative cognition and in evolutionary biology that we've made I mean the basic issue is really seems to be a more metaphysical one doesn't it it's just that on the one hand
Starting point is 01:06:34 we seem to think that quantum stuff aside the world's pretty deterministic and on the other hand we can't understand how if the world's deterministic that could possibly be free will now
Starting point is 01:06:52 I mean the puzzle is deepened by the line of argument that says look even if the world were indeterministic that wouldn't help anyway because what I mean that's not our conception of human freedom either. Just the, you know, actions happening randomly with no causal antecedents. I mean, is that what we really meant by freedom? Surely not. So, I mean, if one finds that persuasive, then it must clearly indicate that there's something amiss with our concept of free will.
Starting point is 01:07:25 I mean, if we think that it's incompatible both with determinism and with indeterminism, the only way that could be just as a matter of logic is if it's self-contradictory. I mean, the only, you know, if a proposition P is incompatible with X and incompatible with not X, then P cannot be true in any possible world, right? So P is therefore a contradiction. Now, this is a familiar line of thought in the in the philosophical discussion of free will, but I do think it's an important one that is sometimes lost sight of in the enthusiasm for the idea that a biological or neuroscientific insights will resolve the issue. Because for me, the fundamental issue is really to do, is to do with what the concept of free will actually
Starting point is 01:08:14 amounts to. Right. Well, and we can say the same thing about these questions of moral responsibility, right? Does thinking hard about how humans came to evolve over evolutionary timescales nud you in the direction of not being a moral realist, or is it that's completely independent considerations? This is a really good question, yeah. So, I mean, for me, when one becomes appraised of evolutionary ideas and takes on board the idea of evolution by natural selection, then, yeah, moral realism is one of the first things that go.
Starting point is 01:08:52 Now, so moral realism, you know, being the idea that there's an objective, truth about what the right thing, the right course of action is, or something like that. I mean, I've always been persuaded of that idea that sometimes called evolutionary debunking in the philosophy literature, which says that evolution debunks are belief if we had one in moral realism or in the objectivity of the moral realm. Now, of course, plenty of non-evolutionists were also. had no truck with moral realism. Famously, David Hume,
Starting point is 01:09:30 well, maybe it's no coincidence that David Hume came pretty close to the idea of evolution by natural selection, but didn't quite get there. So Hume, of course, was a subjectivist about ethics, thought that, you know, their ethical values were not part of the natural order, but were projected onto the natural order by the human mind.
Starting point is 01:09:50 And that's broadly what a view I would endorse too. And I do think evolution support. it or at least not proves it if you like but makes it the most reasonable thing to think that the contrary opinion that there are objective values out there out there in the world would seem to demand that humans are somehow above the natural order and so the da witty the demonstration that humans are fundamentally part of the natural order and we basically understand how we came to be here seems to me to sit uneasily with any belief in moral objectivity or moral realism. However, as ever, in philosophy, not everyone agrees.
Starting point is 01:10:33 And there has recently been an interesting body of work suggesting that no form of moral realism might in fact be compatible with evolutionary biology. That maybe there could be objective moral truths, which are going to be truths about, you know, truths about, cooperation or something like that, there's an evolutionary explanation of why they are true, if you like. So we can, according to this line of argument, naturalize moral values rather than eliminate them. Okay, last question. We let our hair down at the end of the podcast. So given all that we've learned about natural selection and agency and responsibility and things like that. What would you expect to find if we discovered life elsewhere? Do you think it would
Starting point is 01:11:33 be more or less similar to humans or would it be entirely utterly different? Yeah, it's a really difficult question. I mean, my temptation is to again give the philosopher's answer. It depends on what we mean by life, which in a way is true. I mean, I take it that there's no particular reason to think that the biochemistry of life on another planet would be relevantly similar to our biochemistry. Sure. So I think that, yeah, we would not really recognize living forms as anything akin to what we're familiar with, even the weirdest, you know, the sorts of microbes that are as far from direct perception, direct human perception as any part of the organic world.
Starting point is 01:12:30 So not much like us in terms of intrinsic makeup. Functionally, I think we could expect them, any life form to be engaged in some form of metabolism or energy exchange with the environment. One would have to presumably have some form of reproduction unless there are only, you know, finitely many of them, and they just persisted for a bit, but then presumably they would die through. I mean, chance, misfortune is presumably going to be found on any planet, is not just a phenomenon that we're going to have here. So presumably,
Starting point is 01:13:12 in order to escape that, you have to be able to reproduce. Otherwise, the lineage will just die out. So maybe it depends on whether you mean sort of conditionally on us, discovery. them. I mean, I think if you mean, unconditionally, then there's very little we can say about what life on Earth, life on other planets would look like other than that it would have to satisfy whatever condition we think defines life. But if you mean that we might discover, then it would have to be conditional on our having discovered them. And that may well make some things much more likely and other things less likely than they were unconditionally, if you see what I mean. I do.
Starting point is 01:13:56 At least they'd have to be perceptible or discoverable by human perception. I think it would be, at the very least, very nice to have more than one data point when it comes to an ecosystem and a biosphere. That would help us both philosophically and scientifically. It certainly would, although those statistical arguments are powerful ones, aren't they, just about how many possibilities there are for life and just how unlikely it is that we're really alone here in the universe. We'll see.
Starting point is 01:14:28 It's a difficult question, but an empirical and ultimately. So Samir Ocasha, thanks so much for being on the Mindscape podcast. Not at all, my pleasure. Thank you, Sean.

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