Sean Carroll's Mindscape: Science, Society, Philosophy, Culture, Arts, and Ideas - 90 | David Kaiser on Science, Money, and Power

Episode Date: March 30, 2020

Science costs money. And for a brief, glorious period between the start of the Manhattan Project in 1939 and the cancellation of the Superconducting Super Collider in 1993, physics was awash in it, la...rgely sustained by the Cold War. Things are now different, as physics — and science more broadly — has entered a funding crunch. David Kaiser, who is both a working physicist and an historian of science, talks with me about the fraught relationship between scientists and their funding sources throughout history, from Galileo and his patrons to the current rise of private foundations. It's an interesting listen for anyone who wonders about the messy reality of how science gets done. Support Mindscape on Patreon. David Kaiser received a Ph.D. in physics, and a separate Ph.D. in history of science, from Harvard University. He is currently Germeshausen Professor of the History of Science in MIT's Program in Science, Technology, and Society, Professor of Physics in MIT's Department of Physics, and also Associate Dean for Social and Ethical Responsibilities of Computing (SERC) in MIT's Schwarzman College of Computing. He has been awarded the Davis Prize and Pfizer Prize from the History of Science Society, was named a Mac Vicar Faculty Fellow for undergraduate teaching at MIT, and received the Perkins Award for excellence in mentoring graduate students. His book Quantum Legacies: Dispatches from an Uncertain World is available April 3. Web page Google Scholar publications Amazon author page Wikipedia

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Starting point is 00:01:16 Vital Proteins. Stay vital. Visit VitalProtene's.com and get started. These statements have not been evaluated by the Food and Drug Administration. These products are not intended to diagnose, treat, cure, or prevent any disease. Hello everyone and welcome to the Mindscape podcast. I'm your host, Sean Carroll. We talk a lot about science on this podcast, and science has very lofty goals. We try to understand the fundamental workings of nature, whether at its broadest scales, its tiniest scales, or somewhere in between.
Starting point is 00:01:47 But science is also part of human life, which means that there are things like politics and human ambition that are really tied up into the actual workings of science. Another thing that is tied up into the workings of science is money. You need money to do science, whether it's fairly inexpensive science like I do, where you need some travel money and some graduate student support, or very, very big science where you might need literally billions of dollars to do something like Discover the Higgs boson or detect gravitational waves. So my guest today is David Kaiser, who's a professor at MIT, and a really unique thinker in this field because he is both a practicing physicist,
Starting point is 00:02:28 He's a theoretical cosmologist, like myself. He works with Alan Gooth and other people at MIT on what happened in the early universe, black holes and inflation and stuff like that. But he's also a working historian of science. And he studies especially physics in the 20th century, which was, let's face it, a go-go time for physics. Not only were there great intellectual revolutions going on, but once the Manhattan Project had come, physics was the glamour science. governments could not give enough money to physicists. That situation, if you've been following along, has been changing. It's becoming harder and harder to get money for physics in particular, but arguably
Starting point is 00:03:09 even for science in general. So David, one of the things that he's been thinking about these days with a new book coming out is how money and politics and science, physics in particular, have all intersected over the course of the 20th century. It's a fascinating story because the physics is interesting. You know, what are you going to do when you have money? What are you going to do when you don't have as much money? But also, of course, the human side is interesting. How do you make these decisions? There's essentially an infinite number of interesting things you could do, given world enough and time, given money enough, and resources, but you have to make choices about what to do. So there's just no choice that we need to take seriously the intersection of money, politics, and science. This is the podcast to go to if you want to know how that played the out in the 20th century and what the implications for that are going forward. There aren't many guarantees in life. Your energy won't always show up. Your genes won't always
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Starting point is 00:05:00 All welcome. All free. Search Fremont Street Experience for the full lineup and dates. I also want to mention, I hope everyone is doing well, staying safe and keeping busy during the pandemic, the coronavirus COVID-19 issue that we're all facing worldwide. As I mentioned, I think before, on the podcast, one of the first, one of the things I'm doing is starting a little series of YouTube videos, very informal, mean front of a camera kind of stuff, where I talk about some of the great ideas in physics and in science more broadly. It is called the biggest ideas in the universe.
Starting point is 00:05:36 You can check it out. The idea is that every week I'm going to put out a video and then people will ask questions in the YouTube comment sections are on the blog where I blog post it, and then I will pick out some of the best questions and answer them in a video a couple of days later. this is not in any sense supposed to be a way to learn about the virus or pandemics or anything like that. It's a way to learn about the universe. And I think that it's still important to try to learn about the universe even when we're trying to live in a world that has been so dramatically changed by this kind of event. It's important, as I say, elsewhere, to both keep living, but also to grow and move forward. This is my way of helping us all do that. I hope everyone is doing it the best way they can. So with that, Let's go. David Kaiser, welcome to the Mindscape podcast. Thanks so much for having me. Good to have you on. You have this wonderfully interdisciplinary,
Starting point is 00:06:46 world life, role, whatever it is, at MIT, working physicist, writer, and historian. Am I missing anything? Policy person? Well, not quite policy, but I did just take on another role, which is a bit nutty.
Starting point is 00:07:00 I'm now an associate dean for social and ethical responsibilities of computing. Of computing? Of computing. We have a brand new college of computing. And so that's where I'm mostly where my historian of science cap. So how can we think about science and engineering and broader context? And so that's what I try to bring to that new role as well.
Starting point is 00:07:19 All right. So do you code? Very little. I mean, I have friends who code, which is like the best thing. Modestly. Nothing like the fancy stuff today. No, that was me. Basic, quick basic on IBM PCs.
Starting point is 00:07:32 I love Mathematica. I shout out right in Maple. That's my level. And anything beyond that, I need friends and students fast. So just right to the ethical considerations for it. I like that. Yeah. So we're here, I think, I wanted to concentrate the chat on science and money, which just saying the words out loud, it's a slightly ill fit, right?
Starting point is 00:07:54 Strange bedfellows, but necessary ones. They're definitely bedfellows. Maybe history is the best place to start. Like, even when we were inventing science back in the day, Bacon and Galileo and whatever, How did they get paid, those scientists? Do they apply for grants? How did it work? They didn't apply for grants in a direct way. Some of them were paid by a kind of local government.
Starting point is 00:08:16 And so Galileo's first paying gigs were working for the Venetian Senate, or among his first. And he was very crafty and he could arrange his great kind of demonstrations to get their attention, like the telescope that he did not invent, but certainly improved. He basically sold it to them as a military defensive device. You could see the oncoming ships quicker. And they said, this is great. were given 100 Scootie per year back when, or a thousand Scootie, and that was when a thousand Scootie really meant something. But he was a, you know, he was a crafty smart guy. And so before long, in fact, within about a year or less,
Starting point is 00:08:48 Galileo had parlayed this to a different sort of supporter. And he moved very rapidly to be the kind of court philosopher for the Domenici's. Okay. And so he moved to Florence. And he was set up as a kind of in-house researcher, but his main job was really to make the Domenici's look good. It was one more kind of babble for court. His job was to be kind of terrifically entertaining at dinner, you know, like all the physicist and astronomers we know today. He fit perfectly that mold. So he was really very expert. And it turns out he was by no means alone.
Starting point is 00:09:21 So Kepler was, you know, imperial mathematician for, you know, a different emperor, emperor, I guess, Rudolph II. And so I don't want to gloss over too quickly the idea that Galileo's first monetary source was defense funding. That's right. In the sense, that goes back to Archimedes, right? He had the same thing. That's right. No, I don't want to suggest that Galileo invented it either. That's right.
Starting point is 00:09:41 These are really longstanding trends. And what we see with Galileo and really his generation is this kind of a variety of possibilities. There is literally a sort of city state government, something like a local government. Nations were not the big thing at the time. Not in Italy in particular. Around a little bit later in that century, a couple decades later, nations. states did start making formal institutions to support research, like the founding of the Royal Society in the 1660s in England and the French Royal Academies found around the same time. So there are
Starting point is 00:10:15 some kind of academies, not quite universities. They're really meant to be almost more like we might call them think tanks today, supported by the Crown or by some central governments. Exactly, that's right. And more often than not, throughout much of Europe, it was a kind of local duchy or a local, you know, noble person in the family. Tico Brahe, an example of a kissing up to the local nobility. Yeah, got a whole island, right? Yeah, got an island with the various observatories built. And lots of serfs to do a lot of work.
Starting point is 00:10:41 It was really, you know. And collected a lot of data. It was the big data era of astronomy was launched back then. Exactly. With, again, with basically private funding from a kind of local royal. So for Galileo was the switch from sort of government money to local mobility money intentional in the sense that he said, look, I would rather be supported in this way? Yes, it was very much intentional.
Starting point is 00:11:01 He really was very crafty. So it was not only that he would get more money, which he did, he would lose his teaching obligations, right? The guy was not done. So he was teaching at the local university and being supported by the Venetian Senate in Venice or Padua. And then when he moves to Florence, his job is to think grand thoughts all day and be very interesting at dinner. I recently visited the Galileo Museum, which, by the way, is not a museum about Galileo. It's the Medici's Museum and it's like all their bibles and he was the greatest bauble. He was a great bauble.
Starting point is 00:11:31 Still today, he's the draw. That's right, yeah. And like I say, he was maybe among the most kind of clever or conniving of that cohort. But that was really kind of the default approach for much of what we now call the scientific revolution. Right. But how formal was it? I mean, how many scientists were there asking for money? That's a really good, that's a good question.
Starting point is 00:11:52 It's hard to know. This was just the time when the first things we might recognize as learned journals were being founded. So we can go back to libraries to particularly well. stocked libraries today, and go, you know, page through kind of rare books or rare journals. But even there, the notion of a professional scientist was not quite what we'd recognize today. That's really a notion that emerges over the 19th century. We should say what years are Galileo? Right. So Gallo's big, big breakthrough is 1609, 1610. His famous trial with the Catholic Church is 1632, 33. So that period. It's a right contemporary with Johannes Kepler.
Starting point is 00:12:31 therefore a little bit later than Brahe, but all in that same time period. Right. And I guess it's also sort of about the same time when universities were taking off. Is that fair to it? They were there already. Some were there. They were getting bigger. They were also not usually the sites for research.
Starting point is 00:12:49 They were very involved in teaching, often in many parts of Europe teaching clergy. And so they had a different role to play. You know, the oldest universities in Europe date back to the 12th century, 1100, so even half a millennium before Galileo. So they were around there for a long time. But they were not sort of seen to be where it was at. I mean, Galileo was eager to get out of a university position and become, you know, court philosopher.
Starting point is 00:13:14 So they were there. They were indeed growing. But they're not the main story for a lot of science in that period. Was there any, is there any thought that either Galileo or his many friends and enemies worried about this situation, either the defense funding or the private funding? Like was there, were they already thinking about ethical considerations or like, thank you there's money? Yeah, I think a lot of it was thank you, there's money. And that person over there has even more money.
Starting point is 00:13:39 Thank you very much. So that's my sense of it. There were wonderful sounding charters. When we get to the kind of nation-based societies like the Royal Society or the French Royal Academy of Sciences in Paris, there are these lovely kind of ornate charters, very aspirational. It is for the betterment of humankind kind of language. But if you go and look at what they were mostly supporting, you know, it's, I'm not sure we see, we see a hodgepodge. And I'm not sure that it was affecting daily practice so much. It was a nice thing to say. So I certainly think of poor Descartes who, you know, made his money being a tutor for various princesses and ended up dying of pneumonia because he had to move to Sweden.
Starting point is 00:14:22 I can't remember where he certainly had to leave France. He was in the low countries, in Holland for quite a while. I'm not sure where he wound up dying. but he had to get the heck out of where he'd been, that's for sure. But by the time of Newton, which is soon after Galileo, I mean, I think of him being at Cambridge University. He was, that's right. So both as a student and then where he, although, I mean, as you probably remember, Sean, he got most of his kind of most world-changing work done away from campus
Starting point is 00:14:47 when the campus was closed because of the plague. It's true. So I always tell my own MIT students, you'll do much better on spring break or, you know, over the summer. Don't listen to me. As long as you're Isaac Newton. As long as we're not fighting the play again, as long as are Isaac Newton. Two ingredients. But you're right. So then Newton did make much of his career as a professor at Cambridge teaching mathematics or kind of applied mathematics. Although even later in his own life, again, as you know, he left that and became master of the mint. He was overseeing England's printing of money, coins mostly. And he delighted in prosecuting alleged counterfeiters and cutting off fingers. And he had a nasty street. He's a terrible person. But also not doing that much research by that. time, or at least not doing physics research. He was definitely doing biblical research. He was doing a lot
Starting point is 00:15:31 of biblical research throughout, and also alchemical research, even experimental things. And that was continuing through much of the period. Although he did work on his optics, his sort of second major famous work of science, I think, is from that later period in his career. It might have overlapped a bit more. And, you know, being a physicist rather than a historian, my history tends to skip over the entire 18th century. But one thinks of Benjamin Franklin, people like that, again, not university-affiliated. No, that's right. And to my mind, for our beloved field, Sean,
Starting point is 00:15:59 a lot of the work that we would look back to was being done in the 18th century, the 1700s, a lot of it in France. And a lot of those folks were kind of associated or supported by the Royal Academy. Royal Academy. Some of them were based at universities, but a lot of them had kind of basically kind of stipends
Starting point is 00:16:16 to do interesting work. And every now and then they would compete for a large prize essay contests. And that's where a lot of the work that we would just take for granted to say by Lagrange, by Laplace, by names that we know from our physics textbooks. That's really
Starting point is 00:16:30 the cohort who kind of nurtured and expanded the Newtonian framework, you know, just so much beyond what Newton himself had ever lived to see. I love the idea of essay contests as a way to make a living. And it continued on, right? Poncouret, very famously discovered chaos theory, roughly
Starting point is 00:16:47 speaking, by his essay. That's right. Look, even some of Stephen Hawking's most important work was submitted first as essays to the Gravity Research Foundation. Essay is a contest that continues to the state. I've done that. I think I won second place in that one year. You're a good company.
Starting point is 00:17:02 Hawking did not always win. No, no, no. You've got like honorable mentions. Yeah. I mean, it has to be a pretty sad essay not to get honorable mention in that contest. I think that there are some pretty sad essays that enter it. Right.
Starting point is 00:17:12 But, okay, so is this taxpayer dollars in some sense that are funding the academies? So to speak. They're certainly coming from the royal budgets, themselves are coming from all kinds of collections, you know, taxes and tariffs on the people. So in that sense, they are state funded, kind of by the crown when there still were crowns. But it was, yeah, it was coming from the kind of, let's say, the central, you know, bank account. It was, in that sense, it was it was being funded predominantly not by local industries, not predominantly not by student fees by tuition.
Starting point is 00:17:45 Yeah. It was predominantly kind of national level government expenditure by that point. And I guess I should ask, like, did these? people think of themselves as scientists, as physicists, like some people follow themselves as mathematicians, even though you'd now call them physicists? That's right. So the catch-all term most of them would have recognized would be natural philosopher, which I love the sound of that.
Starting point is 00:18:05 Still true. Still true. Still great. And so it's, again, good to remember that although the word science was in the English language for a long, long time, the word scientist was invented. It was actually introduced into the language in the 1830s. That's amazing. Well after this period, even of the Laplace's and Lagrangas, let alone New, or Galileo.
Starting point is 00:18:22 So there were words like astronomer. There were words like natural philosopher and mathematician. And so one of the things that Galileo, in fact, wanted to do was shed the lower status title of mathematician. He was basically a mathematics professor, supported in part by the Venetian Senate. But he became a philosopher. That was so much more special to him and to his generation. Those are the days. Those are the days.
Starting point is 00:18:47 When he moved from low-level mathematics, lowly mathematics, to being an actual court philosophy. Wow. And then, okay, so I really do want to get to the 20th and 21st centuries, so we're skipping quickly. But 1800s, I'm thinking of people like Maxwell and Boltzmann, and again, some mixture of universities and big research centers, the Prussian Academy. That's right. And so the 19th century is really a sort of time of really vast transformation in the role of what we would eventually call scientists, the word itself starts being used in English, the institutional setting, the role that people are kind of hired in to do. It's no longer a kind of gentlemanly pursuit. Now there really is a profession. You can go to school, get trained, and get a job as something called a scientist. You can tell your parents you want to grow up to be a scientist. And be the wrong kind of doctor, but not a medical doctor.
Starting point is 00:19:35 That's right. So that really is a story of the kind of transformation over the 19th century. So people like Maxwell were based at a university for much. He was at Cambridge for nearly much of his career. And he starts, in fact, innovating even within their institutionally. He's becomes the founding director of the new Cavendish. laboratory. So it's amazing that he was this mathematical physicist who handed us, you know, so much of the kind of basic theoretical physics we use day in and day out. And he be, and his big
Starting point is 00:20:04 promotion was to become an experimental physicist. The head of the lab. Yeah, that's right. And of course, the Cavendish is still one of the world's best labs. That's right. And that was part of a move by, again, a kind of national government as well as the local university. But it was part of a, of a move toward a kind of intentional investment in science and engineering research for kind of national betterment, often tied in that period to kind of imperial ambitions. We'll have better telegraphs, we'll have better, you know, ships at sea, we'll conquer navigation. So some kind of applied projects in science and technology for kind of nation state betterment or defense, but not always limited narrowly to that. And so there was room for, you know, investigations that were not tied
Starting point is 00:20:47 narrowly to a project. But the point is that national governments now, not just individual monarchs or kind of, you know, aristocrats, but actually kind of national governments with a more articulated set of institutions. They began supporting what we now would recognize as scientific research. Was it always true, even back to Galileo, that to the extent that there were nation states or at least local city states, people appreciated that science was helpful, whether You call it science, natural philosophy was helpful to national greatness, or was that a latecomer on the scene? Oh, there were, it was certainly a useful talking point, but what was a measure of national greatness? One of the best things that Kepler kept doing to keep his job was casting really good horoscopes, right?
Starting point is 00:21:30 So he was a terrific astronomer, and what the court wanted, among other things, was advice on, you know, national affairs. We better consult the stars. Who's our astronomer? So they were considered useful, but not always in ways that we might expect. No one is a bigger believer than I am in the importance of always keeping learning, being exposed to new ideas, making your mind expand. And the great courses plus is a great service that helps you do this. It's a streaming service that brings to you college-level lectures
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Starting point is 00:23:04 Let's take a little bit of a detour. I want to talk about Einstein a little bit. Sure. Obviously, he was pretty good. He wasn't in the popular press labeled a physicist. I think that he was often called a mathematician. That's right. Yeah, there was a continuing kind of both labels would be used for a long time. But also he famously bounced around jobs, right?
Starting point is 00:23:22 And do we want to talk about the extent to which that was because, you know, his ideas were so radical that people couldn't take him or just, you know, sometimes it's tough to find a job and everyone knew he was brilliant. I think it's closer to the latter, but even there we have to add append an asterisk that not everyone knew he was brilliant in those early years. In fact, he'd made an awful lot of powerful enemies, or at least people who were pretty annoyed by him. He rubbed people the wrong way. He rubbed people the wrong way. He was awfully arrogant as a young man, as was Galileo, in fact, and that they share many things. And he was quick to let professors know that not only he thought their courses were boring, so he just wouldn't ever show up, they were hopelessly out of date and doing, you know, unimportant things. And it's one thing to think that, as I'm sure many of my own students probably still do about me.
Starting point is 00:24:05 But, you know, thankfully, they don't tell me that to my face. Einstein had no such problem just saying, hey, you know, Prisser Weber, this is just a waste of time, see ya. And he might have been right. And he might not have been wrong every time. But he's, although, of course, as you know, sometimes it came back to bite him. So he cut his math classes and then 10 to 12 to 15 years later comes crawling back to his friends who had taken the classes whose notes he had borrowed and said, oh gosh, it turns out geometry is really important to me now.
Starting point is 00:24:34 Yeah, for money and stuff. I need to know it. That's right. So even there, you know, sometimes came back to money. him. But again, mostly his career was spent at universities one way or the other. Not right away, but he gets, actually,
Starting point is 00:24:47 I'm not sure that's true. His first job paying gig out of his university studies is as a patent clerk. He was hired as a patent clerk third class. As I always say, there was no fourth class. This was entry-level job. He got it not based on any merits because the father
Starting point is 00:25:03 of one of his close buddies pulled some strings. Even for Einstein, it wasn't what you know, it's who you know. It's very sobering. He dives into the work, as far as we can tell. He'd been fascinated by kind of electric gadgets as a kid. This is the age of electrification. He famously recalls when an uncle gives him a compass when he's really young. This is just mind-boggling. And both his father and his uncle were early kind of electrical engineers who kept failing at business, so they seemed to be pretty good at his engineers. So Einstein, I don't think he necessarily saw this as a bad place to start. I
Starting point is 00:25:38 think he loved kind of these gadgets. He worked closely with experimentalists for many parts of his career and tinkered with apparatus. So he starts there. And Peter Gallison makes the point pretty persuasively that his work with clocks later became important. With the real machinery of coordinating clocks across a distance. That's right, exactly. I love that book that Peter wrote. So he's immersed in this kind of electrotechnical kind of modern era as a patent inspector. he publishes these basically, he submits these four articles in only the space of six months of 1905. We call 1905 his miracle year. It was his miracle season. The guy took half a year. Well, by the way, likewise, Newton, right? Didn't he invent all of classical mechanics over that, you know, break when they had the plague?
Starting point is 00:26:25 Yeah, he was awfully quick. That's right. But unlike Einstein, Newton sat on it for decades. So that had he, you know, pulled from him from these sort of unpublished notes. Einstein was publishing these things. So we know we can. and date them and so on. We know when they were received at the journal by and large. But so he, so these things come out in 1905, and the response from his employer is not even to promote him. He doesn't even get promoted to patent clerk second class. No one's reading most of these articles for years. So his first academic gig is basically about four years later. It's an entry-level position at a kind of out-of-the-way university. A few years later, he's poached somewhere else at a marginally less out-of-the-way university. He moves around three.
Starting point is 00:27:06 three or four times in the space of five years. And then in spring of 1914. Well, sorry, both because he was gaining more renown and also he was a climber. He wanted to be at these bigger places. That's exactly right. And that much we, that's that, that's a great point, Sean. We have housed indeed at Caltech, this amazing international effort to, to publish and edit Einstein's collected papers, his correspondence, both incoming and outgoing. It's an amazing team led by just a terrific historian, Diana Buchwald Cormos. And so we can watch, thanks to that group's help, you know, this day by day kind of, you know, grappling with hard ideas, dealing with a marriage that's souring very tragically, and then also indeed a kind of social academic climber, to be sure.
Starting point is 00:27:54 So we have that going on over the course of, you know, not quite a decade. He's sort of in the patent office, really unknown. And nine years later, he gets the call. The call is not to do more teaching the calls not to a university post. It's instead to become a member of the Prussian Academy of Sciences where he doesn't have to teach and he gets, you know, resources to conduct research and his job is to think. And when he leaves that, when he basically refuses to return to Germany after Hitler takes power some years later in 1933, Einstein hops ship to the Institute for Vent study in Princeton, which is also not a university, where again he does no teaching. Technically, it's not a university. That's true. It's very closely connected to.
Starting point is 00:28:35 No, it's affiliated with Princeton University. But he was not grading students' papers late into the night. He wasn't formally teaching. Caltech tried very hard to get him. I don't know how much of that story you know. He loved Los Angeles and Hollywood. He loved hobnobbing with the stars. And what I'm told, I'm not sure how much on the record or verifiable this is,
Starting point is 00:28:57 that the final straw was just that Caltech's president was so anti-Semitic that Einstein couldn't put up with it. And he complained about anti-Semitism at Princeton. but Caltech was just too much. Yeah, and unfortunately, again, as we now know, Caltech was more in the mainstream of American universities, elite universities, than the exception at that point. So another, a similar example.
Starting point is 00:29:16 From right around that time, from the late 1920s, when Jay Robert Oppenheimer was first hitting the academic market, very young, he skipped grades in high school, graduated Harvard in three years. He was taking Ph.D. level courses in physics, his first year as an undergraduate. He's one of those people. Zooms off to Europe for his Ph.D.
Starting point is 00:29:34 and is immediately, and a quick postdoc, and is snatched up by both Berkeley and Caltech for tenure track, or effectively almost tenured positions, and the Berkeley department chair had to fight to get him a point because they already had one Jew on the faculty in circa 1929. That's right. And so they make an exception for this, you know, indeed exceptional person. But the point is that the anti-Semitism in hiring
Starting point is 00:29:57 and indeed in student admissions was pretty rampant across the United States, hardly unique to Caltech then. But it did indeed affect. some of Einstein's own, you know, opportunities. So at what point in this process does the idea of applying for grants appear? Is that something that is coming on the scene at this time? Not in the way we'd recognize it. No, a lot of this research was being...
Starting point is 00:30:19 Maybe we should explain to the audience who are not all professional physicists what it means to apply for grants. Not everyone knows about that. Is that not how we all spend our time? Yeah. So it really, in recent years and indeed in recent decades, the way the vast majority of scientific research is supposed, in the United States, but now really commonly in many, many parts of the world, is that
Starting point is 00:30:39 researchers will submit a grant proposal. I will propose to do the following investigations. Here's why I think they're important. Here's what I expect to be able to find. I'll need this much time and this much money over that time. And you submit that to a variety of kinds of recipients, either a federal agency in the United States, the National Science Foundation, Department of Energy, NASA, national institutes of health and so on.
Starting point is 00:31:02 or increasingly, maybe we can come back to in this conversation, increasingly to private foundations, or on some occasions to individual private donors. Usually it's, or indeed to a private industry, a corporation or a kind of industrial laboratory. So you say, if you can give me this money, I can do this work on this project, not so to speak for you, but I pledge to do this project as best I can over these years.
Starting point is 00:31:30 Maybe national greatness will be enhanced. And then I'll come back with hat-in-hand, you know, really soon. And so that's a contract basis, meaning university, so for university-based researchers, like you and me, our home universities will, on our behalf, in the formal contractual sense, we submit a proposal to our local university, their main office checks it over, okay, it looks right. Then they will submit it, for example, to the National Science Foundation. There'll be a whole panel of peer review and priorities we have. out. Congratulations, MIT. We will now fund this proposal from researcher, you know, X1329,
Starting point is 00:32:08 whatever my code might be. That's not my code. But anyway, so from your local researcher, and then the money will be transferred to the university, and then eventually, you know, I could spend it to hire a student or some modest equipment. So it's built on the model of kind of co-equal business partners. It's not a charity. It's not cast as a charity. It's not a gift, which is different from before, from a longer ago in history. We have two autonomous agents. And it's very formalized. Very legalistic, extremely formalized.
Starting point is 00:32:41 That's exactly right. And not just in the accounting, but in the language, what's allowed by this agreement. It's a legal contract. And with all the headaches that that might imply. Just to illustrate, you know, you can travel to a conference and pay for your hotel using a grant money, but there is a limit on how many dollars per night you can spend doing that. That's right. And don't charge, you know, alcohol. haul to it, which is perfectly appropriate, not to, but, you know, things like that.
Starting point is 00:33:04 They're limits on what it can be spent on and how much per category. And that has been really spelled out and often, if you want to change the allotments, oh, I need to make another trip to Vienna to meet with my colleagues, but I only budgeted this much for international travel. And, you know, it's a negotiation. So that's the current process. And it really was put in place, not in Galileo's Day, not even in Einstein's Day. That emerges from the Second World War. It's pretty recent in history. And it was engineered, literally engineered by an MIT researcher and kind of administrator named Vaniever Bush. He had been dean of engineering here.
Starting point is 00:33:42 He helped found Raytheon Corporation in the 1930s. He was basically an electrical engineer. And his real brilliance was really in administration. So he was tapped by Franklin Roosevelt, even before the United States formerly entered the Second World War. Bush became the person in charge on how to organize science and engineering for defense, for the nation's sort of clearly soon to be defense effort, even before the surprise attack on Pearl Harbor, right. We admitted that we were in the war, yeah. There was a kind of preparation going on.
Starting point is 00:34:15 And Bush was really one of the chief engineers, architects of that. Related to our president's Bush? I think there was no relation. Same spelling, but I don't think there's any direct connections that I know of. And so Bush is interesting, like many of the kind of elite university administrators of that time at a lot of, especially private universities, many of them were very strongly anti-new deal. They didn't think the federal government should be moving in to education. That smelled of it like central planning. So they thought that the federal government had no business in the job of education.
Starting point is 00:34:50 They shouldn't be involved in universities. So there were failed efforts before the Second World War, for example, here at MIT, in other places, to actually get federal support for research on campus. And those would just sort of fizzle out. That was not the template. That was not the model. That changes very rapidly in the early 1940s. And so Bush didn't want to have even the appearance of a kind of, you know, what smelled to him too much of a kind of socialism. Fairly or unfairly. That's what he thought this would lead to. So he said, we'll have a business contract. We'll have a private sector model, free market kind of model. Two autonomous agents will enter into a binding legal agreement. The federal government needs us.
Starting point is 00:35:31 We need them. Two parties come to the table. We hash out a deal, a contract. And that becomes the kind of grant, the basis for grant making that ramps up at an unbelievable rate during the Second World War and really never slows down or doesn't slow down for a long, long time, for decades afterwards here in the U.S. and that quickly becomes kind of exported as a model to support research, many places beyond the United States. World War II clearly changed everything about science and money. And I think that if you told the person on the street that that was true, they would agree with you, but they would attribute it all to the Manhattan Project and atomic bombs. But it goes far further than that, right?
Starting point is 00:36:08 It really does. And this is a fascinating period of history, and I've written about it, and I'm continually kind of just amazed by it. So both the radar projects, the allied efforts and radar very quickly were shifted to be headquartered here at MIT, and the Manhattan Project, which was much more sprawling, that wound up having more than 30 locations across both the United States and Canada with large inputs from British and Canadian contingents. So it wasn't just Los Alamos. It was three dozen sites, contracting sites, some very large. those were incredibly important examples of this new relationship between the federal government, particularly the military, the war department, as it was then called, and often university-based researchers, physicists, chemists, engineers of many, many stripes, metallurgists, linguists, social scientists as well in some of these projects. But you're right, that's not even the biggest story by some ways to measure it.
Starting point is 00:37:07 there was an even more fervent effort, starting even before the Manhattan Project was going to scaling up, for a different kind of partnership with research, with science, and that was to train lots of people in rudimentary physics. And I found this really fascinating. After World War II, the phrase the physicist war was used all the time, and people would use it to refer to radar, but especially the nuclear weapons project, to Los Alamos and the bombs. and that's how the term gets kind of reinterpreted.
Starting point is 00:37:39 People would say a very quick reminder, World War I was the chemists war, thinking of poison gases and so on. World War II was the physicist's war because of these kinds of projects, and they mean almost always radar and the bomb. It turns out the usage of the phrase physicist's war, as we can now tell by tools like Google Ngrams, we can search huge corpi of English language text, that the usage of the word spikes
Starting point is 00:38:02 while the Manhattan Project is barely existing, still classified, while radar is slightly bigger and still classified. So the people on the street don't know that these things are going on. These newspaper editors are not spilling secrets. They don't even know about them. They use the term to refer as it was used routinely in congressional testimony
Starting point is 00:38:19 and it was in the public face a lot in the early years of World War II. But it meant this massive training program to train often kind of enlisted soldiers, service members, across the various branches of the military in really rudimentary physics.
Starting point is 00:38:35 The modern battlefield meant you had to know something about electronics and circuits and radio for, you know, really kind of rudimentary communication, something like sound ranging, you know, how does sound waves propagate through a battlefield? So I know that the sniper shot was from here and not there. So how do you measure, you know, humidity and angles and basic atmospheric conditions? So it was what we would consider kind of really high school level physical sciences. It was certainly not esoteric nuclear physics that was. being really rapidly sought. And this remade many, many American campuses. There was a huge push to get enlisted members onto campus for short, very, very intense seven-day week, many hours per day instruction in basic physics. This was called the physicists' war. The first academic specialty
Starting point is 00:39:22 that started getting draft deferments were physicists, not so they'd make weapons, so they'd stay in the classroom. People who were in math, everything from mathematics to music, to philosophy, faculty, were kind of drafted, not drafted in a formal military sense, were grabbed on so they could also teach rudimentary physics to these enormous auditorium-fulls of enlisted, you know, service members. So that became the physicist's war. It's that the modern battlefield needs what we now call classical physics, and we need, you know, hundreds of thousands of people to be cognizant of these things. So that's just, it remakes physics, it remakes large parts of the university, and it really solidifies this increasingly close working relationship between the federal government,
Starting point is 00:40:05 including the War Department, the military and defense branches, and, you know, academic research. You're confused about your credit score. One site has one number and another site, something completely... What? That can't be right. It's okay. Forget everything except my FICO. These free scores from other apps can differ by as much as 100 points from your FICO score that 90% of top lenders actually use when you apply for a credit card, personal loan, car loan, or mortgage. For the moments that matter, get the score that matters, your FICO score. Visit myfico.com and get started for free today. Love bread, bake goods, and pasta, but not the way they make you feel?
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Starting point is 00:42:02 the following. There was no football at Caltech. But during the war, people, basically a whole bunch of army soldiers who had been training at Stanford or something like that were moved to Caltech to train at Caltech. They wanted to play football. Caltech didn't have a team. So they hurriedly put together a schedule which consisted of two games against the University of Redlands and one game each against USC and UCLA JV teams. And so these soldiers destroyed their competitors by like in four games. The total score was like 230 to zero. And such a showman show of bad sportsmanship got them into the NCAA Hall of Fame for being
Starting point is 00:42:47 one of the best football teams of all time. Well, congratulations. You and your students were very proud. I did not list right. That's fantastic. But that is, I mean, it all adds up. It's a great example of these campuses were really overrun. At MIT, by a few years into this project, there were sort of three basically, you know,
Starting point is 00:43:05 enlisted service members on campus for every two ordinary students. There were more people in these special Army and Navy courses across campus than kind of ordinary college students. That's also why a lot of campuses switch to a trimester. or a quarter system, got to squeeze more stuff in shorter amount of time. There's a war on buddy, that kind of mentality. So it really has just an amazing impact on campuses and on the structure of American higher education. Did it change the appearance of physics in the curriculum for non-military students?
Starting point is 00:43:36 Oh, yeah. I mean, it was, I mean, the emphasis was basically get through this, again, kind of we might think of kind of high school level stuff because half the high schools, United States, weren't offering any physics at all. people, sort of astonished officials began to realize. So a lot of it was pretty rudimentary. There were expert panels advising groups like both the War Department and the Office of Education, the Federal Office of Education during the war, panels of university-based physicists,
Starting point is 00:44:05 part of the American Institute of Physics would help staff these kind of blue-rubing committees. And they explicitly argued that departments should not offer useless material like nuclear physics during the war, again, in hindsight, because that will take too much, you know, too many resources, too many classroom hours away from what the campus needed to fulfill. There were all these formulas that anyone who was seen as poaching legitimate physics instructors, I mean, if you're getting a music professor to go teach, you know, Newton's mechanics, you really want to get all hands on deck. So to the extent that universities might be jockeying to hire, you know, some hot shot from another campus,
Starting point is 00:44:38 there would be, you know, kind of, you'd come in for very strict, you know, get a very strict talking to. if you were disrupting this emergency physics instruction. So if I graduated from a good university or college in the 1930s, is it likely that I would never have had any physics in either high school or university? Yeah, if you were not a sort of physical sciences student, yes, that's right. So there were something, I can't remember the numbers exactly, something like half the high schools or half the high school age children,
Starting point is 00:45:08 students were getting zero physics instruction at all on the eve of the war. Yeah, that's right. And on the other hand, you have people like Oppenheimer coming up who had so much physics as a student that he could jump way ahead in Harvard. So clearly this was unevenly distributed as so many things remain in education. So clearly an enormous amount of money flooded into physics during the war, but then it didn't go away. That's right. Yeah, that's right. And so after, you know, the very dramatic revealing of the presence of these bombs, and they were revealed in a horribly.
Starting point is 00:45:42 destructive way by using them against the Japanese cities of Hiroshima and Nagasaki in early August, early August, 1945. By that by that point, physics was on everyone's lips tied now to these sort of amazing or unusual or unexpected weapons. And there's another real kind of amazing irony of history that happens there. We now know, many historians have looked in detail at this and scientists of many stripes, what kinds of expertise did it take to build these nuclear weapons during the Second World War. Certainly needed some physics and needed a lot of chemistry, chemical engineering, metallurgy, electrical engineering, and the list is very long. Some of the most visible experts associated with the project were physicists, Robert Oppenheimer,
Starting point is 00:46:29 Hans Beta, head of the theory division at Los Alamos and so on. But a lot of it was, you know, incredibly complicated work by, you know, DuPont chemical engineers, scaling up reactors and making sure they would produce plutonium because they kept not working first. Not so much biology, but these days there would be a much larger biological component. That's right. That's right. That was much less significantly represented in the middle of the Second World War. It would begin to change after the war. That's right. But however, there was an effort to control what could be said about nuclear weapons once they were used. So in real time during the war, General Leslie Groves, who was the Army General in charge of the entire Manhattan Project,
Starting point is 00:47:09 He commissioned a physics colleague named Henry DeWolf Smyth, who was a nuclear physicist. He'd been department head at Princeton, a very elite well-trained nuclear physicist. And he recruited Smyth not to work as a nuclear physicist on the bomb project, but to work as a real-time reporter, as a kind of real-time historian of the project. He was given the appropriate clearance, and his job was to visit many of these sites, Los Alamos, Oak Ridge, Hanford, and many of the even smaller sites throughout the war. to write a report on how the weapon was designed and built that could be cleared and safe to release ahead of time so that they weren't accidentally revealing the so-called secrets of atomic bombs, the atomic secret, and yet they knew there would be an enormous need for information. So they'd tell a story, but not the whole story.
Starting point is 00:47:57 That's exactly right. They figured out what they could tell. That's right. And so it turns out this is where the first nuclear-based classification codes are actually literally codified. It's what can Smyth include in his report, even after the, If it's in the Smyth Report, you can publish it. If it's not, it is de facto born classified. So what do they decide is safe enough to release?
Starting point is 00:48:17 In fact, the regulations even say that at the time secret rules that govern this report, information can only be released in the report if it's already widely known to professional scientists and in the published literature, or if it has no significant bearing on the construction of atomic weapons. What meets that test? A lot of nuclear physics had very little to do with how these things were actually made. it was either so widely known that the cat was out of the bag or it literally was just not the stuff that people thought was most needed to be kind of locked down,
Starting point is 00:48:49 which really was, how do you get uranium hexafluoride, just horribly corrosive gas, not to eat through your metal gaskets in these filtration systems? How do you stop the huge reactors at Hanford from self-poisoning so you can actually get plutonium out instead of having the reactions kind of halt? How do you get subcritical chunks of these very strange, materials to get imploded together very, very, you know, supersonic speeds, which was not at all
Starting point is 00:49:15 obvious. They struggled with that during the war. All of these are only barely physics problems. And those things were said, we can't ever let that stuff out, right? So the irony is the smitherto comes out, and it looks like physicists built the bomb because the smithropers filled with ideas about kind of elementary quantum theory in nuclear physics. And I should say this is work that really first came to light by a terrific historian named Rebecca Press-Schwarz. and others historians, including myself, others, have followed that trail since then. So it's another one of these, like, we all think we know what's going on. Oh, the physicist's war.
Starting point is 00:49:47 Oh, bombs were made by physicists, nukes. And you say, actually, you know, gosh, it gets pretty complicated. A lot of engineering and things that they chose not to tell us about. And how did we come to tell that story? Is itself part of the story? But I guess it's a little bit of a diversion from our self-chosen theme. But since we all, all of us probably listening here, have all of our lives known about nuclear weapons.
Starting point is 00:50:09 It's kind of hard to imagine what it would have been like. Just not only we have a really big bomb, but we have a really big bomb because of something about the laws of physics, right? There's this new insight. It wasn't just we took the bomb that we had and made it bigger. There was this way of doing things we hadn't thought of. That must have been a little scary. It was scary, but I think that's right.
Starting point is 00:50:30 And yet in the earliest moments, if we judged by a lot of the, you know, popular media coverage, newspapers and magazines, it was often combined with the kind of G-WIS. It was wrapped around a kind of weave. The scientists, by which I almost always at that point meant the physicists, have, you know, conquered the forces of nature. They've conquered the reactions that drive the sun. Of course, they weren't actually doing fusion weapons yet that came a few years later.
Starting point is 00:50:55 But that's the language they would use. They've captured cosmic forces, and now we can make them do our bidding. And that sounded not just like physics was relevant. It seemed like physics was, you know, the most. important thing in literally in the universe. And that again has this an immediate kind of unintended effect throughout especially U.S.-based higher education, spillover effects we can trace in many other parts of the world as well. So that enrollments in physics departments grow twice at a rate that's twice as fast as sort of all fields combined. It just races ahead.
Starting point is 00:51:28 More and more people want to go into physics than ever before. Classrooms are bulging. Now not with service members who need rudimentary physics, but with very smart people who say, I'm going to work on the forces of nature, on these cosmic mysteries and exciting projects. Funding is now sort of accelerating at a rip-roaring pace for physics, even more than for, ironically, than for some of those other fields that really were so important for applied military projects. And so one of the things I've looked at for quite a while is the kind of growth rates for enrollments, for funding, for job opportunities, but also even when we step away from the
Starting point is 00:52:04 countables from our kind of Excel spreadsheets. And just think about the kind of cultural place of the physicists in the years right after the Second World War. One example I love, there was a private by invitation-only little meeting for roughly 20 or maybe two dozen hands-selected physicists in 1947, roughly two years after the end of the war. On Shelter Island, off the North Fork of Long Island. This was a meeting, Sean, probably close to your hearts, where people first began figuring out how to use quantum field theories and make calculations. and always lead to infinites. Taming the infinities, renormalization. Incredibly important.
Starting point is 00:52:39 The first successful answers were reported at the next one in that series. But in 1947, people were learning about brand-new experiments that just seemed so you had to pay attention to them. So names like Hans Beda and Richard Feynman and Julian Schwinger. That's exactly right. And Willis Lamb and Isidore-Robie present some of these newest experimental findings that really kind of electrify the group. They're brought together largely by Robert Oppenheimer, who by this point has, left his Berkeley position. He's moved now to be director of the Institute for Advanced Study. He's now Einstein's boss, as the press would love to say it. And he gets government money to convene this
Starting point is 00:53:15 very elite group for a kind of retreat where they'll go think about, you know, the mysteries of the quantum realm together and how to describe matter in this quantum mechanical way. The reason I bring this up is that they met at the sort of American Institute of Physics headquarters in Manhattan, which at the time in Manhattan, to take a kind of rickety school bus off to Long Island. And midway along their journey, they pick up a police escort because someone says, hey, there's a bunch of physicists in that van. Those are the ones who won the war for us. That's why, you know, such and such didn't have to, the U.S. didn't have to mount a land invasion of Japan and all these kinds of stories that we're circulating. Those are physicists.
Starting point is 00:53:52 Another booster, a kind of recent veteran along the way, stops the bus and insists on buying a steak dinner, right, for all those. That's what starts to happen as another physicist kind of bemused or surprised. physicist around that same time who writes that, you know, every dinner party needs physicists. They're paraded around sort of the women's, you know, luncheon groups in Washington, D.C., among the socialites. Even people had no role in the wartime projects. The job description of physicists suddenly meant something very different than it ever had before. And as I always remind my students, my favorite example comes from Harper's magazine in the late 40s, where an observer writes that no dinner party is a success without at least one physicist.
Starting point is 00:54:36 We can all agree on that. I said, where... They finally discovered that fact. Yeah, and yet, and they look at us now. Still not invited to the best dinner party. Where's my invitation? That's right. But that's the moment of that, real cultural shift.
Starting point is 00:54:46 I mean, one of the interesting features of this is physicists did play a very big role in the combat operations in World War II and the technology behind them. That gave them access afterward, for decades afterward, to a whole bunch of money, but the money wasn't narrowly focused on military applications. Those people in the bus going to Shelter Island are normalizing quantum electrodynamics, there were zero applications for that.
Starting point is 00:55:12 Certainly none that they had in mind at the time. Absolutely right. And that's another thing that I found really curious when I dug in and was doing some more sort of investigating wearing my historian's cap. So the overarching kind of policy that took form very
Starting point is 00:55:27 rapidly in this kind of chaotic post-World War II period was that we need to keep funding basic research in the sciences, and by which they almost always meant physics more than any others, rightly or incorrectly, fairly or unfairly. Science often meant physics to these folks, really quick slippage. We need them not because they'll make better widgets or gadgets or military devices, but so they'll be on call. We want to make what they themselves would often call a standing army. We want to have the world's greatest pool of talent. We We want to make sure that they are technically proficient. They have the best equipment in the universe to kind of hone their skills on, even if they're not using that equipment right here and now to make better military applications. So that if the Cold War turns hot, if a new outright phase of fighting were to break out, they wouldn't spend all that time staffing up the next Manhattan Project. Not only would they be there, the U.S. government would know who they were, where they were. They'd already be paying them. They'd literally be on the payroll.
Starting point is 00:56:30 to make a national registry of physicists kick in in this point, not sort of for surveillance purpose, but to say we need to know where our technical experts are if and when we need them. And that prevails for nearly a quarter century. That assumption leads to an enormous, enormous kind of rocketing forward amount of funding and enrollments follow suit and job opportunities grow even faster. It's amazing. Well, you use the phrase Cold War, and that's the point, right? World War II ended, but the fact that there was still the Cold War going on, And there was clearly this technological race made explicit in the space race, but a much broader one, that absolutely fed into the idea that we need to keep throwing money at physics.
Starting point is 00:57:09 Absolutely. And remember, even long before Sputnik or the space race, you know, a lot of people were very concerned about the proliferation of nuclear weapons, as many people are even to this day. But at that point, you know, the United States had a monopoly. Even that statement is not quite right. The Manhattan Project had been a three-country partnership. The United States, Britain, and Canada, one would have thought, had a triple-oply or whatever, although very rapidly relations soured even there. So it became really a U.S. project, and relations were strained. Nonetheless, no other nation-state literally possessed these things after the war.
Starting point is 00:57:43 And all the projections seem to suggest that the Soviet Union, which was rapidly emerging as the kind of presumptive rival or enemy, as the Cold War really set in, many, many policymakers in the United States convince themselves. Those, they're such a backward people. They're kind of failing even at agriculture. There's horrible disasters of collective farming. They're a kind of backward rural people not able to do this sort of gleaming high-tech science and technology.
Starting point is 00:58:11 And of course, that was really, you know, proven to be untrue within basically four years. So by the, by late August, 1949, the Soviets had detonated their own atomic weapons. weapon with some kind of complicated role played by espionage, but a lot of it was, again, historians and scientists have gone back over these things once many documents became available after the fall of Soviet Union. It's not that this was a kind of carbon copy of the American bomb. There was a lot of hard work, major expenditures, trial and error. Nonetheless, this group of highly trained experts in the Soviet Union produced what the United
Starting point is 00:58:52 States was confident would only ever be in the United States. States. And then that triggers this arms race. Soon you need, it was felt that one, that each country needed not just more weapons, weapons of greater explosive power. And then, of course, to a whole different means of making nuclear reactions release lots of energy, meaning switching from fission bombs of the sort that have been used and developed during the war to fusion bombs that really do harness reactions more like what go on inside of the sun. Yeah. And that is just, a kind of drumbeat, kind of terrifying drumbeat of activity from the late 40s right through really much of the 1950s, even before Spotnik and Space Race and rockets.
Starting point is 00:59:33 And, you know, scientists are always happy to take the money if it's going to be out there, but there must have been some awkward rubbing of shoulders just because the culture of academia and intellectual freedom of speech, free trade, free exchange of ideas is a little bit different than a more close-minded, secretive military mindset. Right, that's right. And it was a kind of culture clash from the earliest days of the Manhattan Project, of La Salamos in particular.
Starting point is 01:00:03 And this was, again, famously kind of fought out, duked out by Robert Oppenheimer, who was the physicist and was the scientific director of wartime Los Alamos, who had to work very closely with Leslie Groves, the Army General, who was really in charge of the whole project. Groves favored a policy of very strict compartmentalization. So one should only ever have access to the information
Starting point is 01:00:26 that you genuinely need for your own part of this large project. You compartmentalize the knowledge, so no individual has access to too many things. That would seem to be dangerous. And that clearly meant there was therefore huge kind of restrictions on communication, even among fellow scientific experts, on the same project, let alone in the larger community. Oppenheimer won a kind of early battle with Groves
Starting point is 01:00:49 by getting Groves to agree that people with the right kind of seniority, the right kind of literally colored badge at wartime Los Alamos, could attend a colloquium together. In-house still kind of classified open only to those that rather modest group. So at least they could brainstorm and kind of problem-shoot things together and not only be separated into separate compartments. Even that was kind of a hard-fought battle.
Starting point is 01:01:14 it won Oppenheimer tremendous, you know, accolades from his fellow scientists on the Mesa, and Groves gave in a little bit, but that was really, that did not become the model for the project, or indeed for much work that would go on in the years to come. So that one of the great concerns that starts unfolding at places like MIT and many, many universities, after World War II is not only is so much of the research being funded by the military branches, defense-related branches of the federal government. Sometimes students are writing theses based on classified information.
Starting point is 01:01:49 So, you know, who can even serve on a student's committee is suddenly not so straightforward. Could the university library, you know, stock a copy of the thesis? That's a big question, right, for university. And so there was a period of real, we could say transition, but it was a kind of live issue,
Starting point is 01:02:08 was fraught for one or two generations. And it really comes to a head in the later 1960s. So 20 years later, people fight over it, never quite gets resolved until the escalation of fighting in the Vietnam War. And that leads to just a tremendous kind of rethink of the military role in US higher education. After the 60s, you find many, many, many universities
Starting point is 01:02:34 adopting, some of them for the first time. Policies that say, we will accept Defense Department dollars, but under these conditions, students must be able to publish their work, you know, a renegotiation of secrecy, information sharing, you know, freedom of expression. They still wanted the money. Yes, unfortunately, it was the same time when a lot of that money was beginning to dry up. Well, that's also true. People are still surprised when I sometimes tell them that through my life as a working physicist, much of my grant money has been from the Department of Energy. Right.
Starting point is 01:03:07 Because they think, well, isn't that like oil and nuclear power? and I don't understand what you do for a living, but it's not that, right? And this is part of that historical development, right? There's the National Science Foundation, but that's actually not what funds most of high-energy physics, including string theory or cosmology. Yep, yep, yep, let alone big instruments,
Starting point is 01:03:27 I mean, like huge equipment, but even people like you and me who work mostly with pencils and some modest computer work, like we were saying before. Right. So the Department of Energy, historically, is the kind of third-wave successor to the Manhattan Project. Now, of course, it's changed.
Starting point is 01:03:42 It doesn't have the same, you know, kind of job description as it once did. But the order of events is basically the Manhattan Project is founded in the early 1940s, is established in the early 1940s, in secret at first. Soon after the end of the war, starting officially in 1946,
Starting point is 01:03:58 there is the establishment of a civilian agency, a nominally civilian agency called the Atomic Energy Commission, or the AEC. That's meant to take over the wartime Manhattan Project. It was a big fight, should it continue being a military project or a civilian one? And basically the kind of compromise was it would be a civilian one with very heavy input from the military, I mean, more than just kind of liaison.
Starting point is 01:04:21 But so nominally, the War Department's Manhattan Project becomes a civilian federal agency called the Atomic Energy Commission. Then, basically, in the early 1970s, that's briefly renamed Erda. I think that was something like energy research and development agency. and then quickly it's renamed yet again the Department of Energy. So we really can trace an unbroken line between the wartime Manhattan Project and the DOE. Now, again, the role of the DOE, the Department of Energy, has continued to expand and morph if it's not just the wartime Manhattan, by any stretch. But nonetheless, it inherits that legacy.
Starting point is 01:04:55 And so that includes a lot of the work at national laboratories, some of it now explicitly for defense research and a lot of it now for unclassified. open-ended kind of basic research. But all good things come to an end. Yes, that's right. That's right. There was, you know, not only individual grants were booming in this era, but it was a period of tremendous discovery in fundamental physics. The particles were popping up all the time, right?
Starting point is 01:05:22 And so starting in 70s, 80s, 90s, both the Cold War winds down and the discoveries dry up. So what happened? Well, a lot of things happened. So the Cold War, in hindsight, we know, didn't quite end in 1970, but it sure looked like it might. There was a moment of what came to be called detente, a kind of, you know, a ratcheting back, at least, of some of the kind of rhetoric and real, it felt like a hair-trigger kind of tension. And there was a moment of a kind of reset in U.S. Soviet relations. As we know, that then ratches back up into a more hostile or antagonistic framework, even by the early mid-1980s. there was a moment. It was a moment in the 70s where different priorities started to take hold at a kind of national policymaking level. And that coincided with a real economic downturn. So that's a period of what is often called stagflation. So you have stagnant growth, kind of rising unemployment, together with rising inflation. So a given a dollar would buy you less and less over time. And economists didn't think those two things would go together. Yeah. People thought you either had unemployment or inflation.
Starting point is 01:06:34 Right. So this was a new, or at least an unanticipated phenomenon, and it really settled in hard. I mean, it was a very, very dismal time economically. And what that meant was universities and especially university-based physicists were hit with a double whammy starting in the early 1970s. There's major cutbacks in defense spending, part of it because of policy shifts, the kind of Cold War priorities are now being re-evaluated. And it's combined with huge cutbacks in federal funding for education. partly because the economy's just not doing well. Then there's the oil shocks. I mean, just, it's a tremendously disrupting time in the U.S.
Starting point is 01:07:11 in many parts of the world economically. Seventies were kind of a drag. Seventies were. I mean, it was just not more of the same. I mean, people were flocking to universities before then, often flocking still to fields like physics. And then a lot of them got there and felt a bit like, you know, the rug had been pulled out.
Starting point is 01:07:29 In the decade after the launch of Sputnik, so between the late 50s and the late 60s, the number of departments that offered PhDs in physics had doubled in the United States. It really was still a growth phase. We need more, more, more, more, more. And then we have this enormous glut in the country
Starting point is 01:07:44 and the bottom falls out. So much so that by 1968, there are many more young PhDs in physics seeking jobs than there are jobs, you know, available or at least advertised. And then by 1971, the bottom is just falled out. The American Institute of Physics kept statistics. They ran a kind of clearinghouse
Starting point is 01:08:02 to match up your young physicists. applying for jobs and potential employers. And by their own records, by 1971, they were more than 1,000 young PhDs registered for interviews, who wanted interviews, and 53 jobs on offer. That wasn't 53 university jobs. That included jobs at government labs, industrial labs.
Starting point is 01:08:20 They all kind of cratered together. Largely because more than any other field in the academy, physics had gotten sort of hooked on a single source of support in the quarter century after the Second World War. Things had worked with the eight. AEC, where it's close partners in the federal government, and when federal funding, you know, kind of shook. When it went, when that pattern became disrupted, you know, physics had nowhere to go but down. Chemists had a century of experience partnering with industries and so on. Their funding went down, their student enrollments went down, but nothing is kind of cataclysmic. They were diversified. They were diversified. Biologists, some of them are just beginning what would become an accelerating trend of biotechnology. Again, it kind of, we might say a diversified portfolio, to speak a bit in accurate. There were varieties of ways of supporting very expensive research in other fields, and physics
Starting point is 01:09:10 had just kind of never moved out of that kind of single-source model. So physics enrollments had grown faster than any of the field after World War II. They crash more quickly, more dramatically than any other field in the early 70s. It's really just breathtakingly symmetrical. Most concerts, you're in a seat. You're watching. Downtown Rocks at Fremont Street, Experience is something else entirely. Three stages. Live music spilling into the street. Into the crowd.
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Starting point is 01:10:55 nutrition info on hero.com for sodium and sugar content. But then, yeah, the economy picked up in the 1980s, and yet physics still began to feel the squeeze a little bit. I know that, you know, you and I were both around in our formative years for the superconducting supercollider kind of disaster. Is that an omen, you think? Oh, yeah, yeah. Maybe tell people
Starting point is 01:11:16 what the disaster was. I will. So the superconducting supercollider was an enormous particle accelerator that was under construction. It was proposed and actually the funding was approved by the U.S. Congress in the mid-1980s, under the Reagan administration. It was going to be, the design specs,
Starting point is 01:11:34 that it would be not only the largest of his kind, but it would have dwarfed even the best machines on Earth to this day. And this was being proposed 30 years ago, more than 30 years ago. It was a terrifically ambitious project. So the SSC would have been much higher energy than the large Hadron Collider, which we're all so proud of right now that discovered the Higgs. If it ever met its design specs by like a factor of three. It really would be substantially more higher energies and also more intensity, more sort of interactions per fraction of a second. And this was seen as a great kind of more than a lifeline. This was seen as the future of the field, exactly the time when you and I were young students. And what happened was the project
Starting point is 01:12:15 kept getting more and more expensive, exceeding even the earlier cost estimates. And much more important, the Cold War ended. The Soviet Union dissolved. The Berlin Wall comes down in 1989. the Soviet Union itself dissolves quite surprisingly or unexpectedly for many observers in the United States. That dissolves in 1991. And suddenly the kind of self-evident reason to spend money on esoteric, unapplied,
Starting point is 01:12:40 fundamental physics, like is there a Higgs boson? Or what are the fundamental forces of nature? The reason to do that no longer see is supportable or is supported by a majority of members of Congress. Which is weird because it was never the right reason to do it. It's right. You know, I was talking about this recently with some colleagues in Europe, and they were like, why in the world did the Cold War have anything to do with funding this?
Starting point is 01:13:01 And it's such a U.S. focus. It was for me. It was like, how would you not know? Oh, right. So it really goes back to a tradition that stems right back to the immediate aftermath of the Second World War. Early in the 40s and 50s, the federal government would fund duplicate machines, the sort of SSCs of their day. They weren't as radically expensive, but they were big expensive infrastructure projects to make these particle accelerators. their own scientific advisory board would say, we only need one. You don't need two. And they'd say, oh, but we'll keep morale high. The word they used was morale of the nation's physicists and make sure we can train that many more graduate students. Such delicate snow flakes, they are.
Starting point is 01:13:38 Yes, exactly. That's right. So the federal government paid for more stuff than even the physicists sometimes asked for in the late 40s or early 50s. When the U.S. entered the Korean War in 1950, the response was, we'll make more graduate fellowships for students in physics. The Atomic Energy Commission made a calculation in 1951 while the U.S. is at war in the Korean conflict, saying if this is a near quotation from their memos from memory, but it's pretty close. They say if N nuclear physicists are willing and able to use a particle accelerator,
Starting point is 01:14:11 and if a reasonable team is sort of, you know, five people per machine, will just build the appropriate number of the N over five until the war ends, right? Not until they learn more about Duteron's, right? until the, this was seen as not making weapons. It was seen as aiding this training mission. Well, that's the argument that no longer holds any water by the time the SSC's number comes up. You know, Sean, we were both in Cambridge, Massachusetts, around that time, I think we were. So when the final vote in Congress to kill the funding came up, it was October 1993.
Starting point is 01:14:44 I remember that because I entered grad school to study high energy physics in September of 1993. So I don't think it was personal slight on my behalf. But it really was, you know, it was... The bad planning, perhaps, on your behalf. It was, if only I'd known then, what I know now. And so it really was this dramatic dislocation. In fact, that one vote to cancel funding for this multi-billion-dollar project, the vote in 1993 meant that in one year, the federal budget for the entire field of high-energy physics fell in half.
Starting point is 01:15:12 Yeah. No, I was just beginning my postdoc here at MIT that year, and we physicists in the Boston area, had a town hall meeting where it was mostly therapeutic screening. not a lot of good planning, like, what are we going to do? Yep, yep, yep. And it was, again, with hindsight, it was a remarkable replay of what had already happened in our own, in our teacher's own memory, right, in the generation older than us. Because this is remarkably similar to what happened in the early 70s, this enormous cratering
Starting point is 01:15:41 where the projections had been, we need more and more physicists, there'll be unlimited funding and unlimited jobs. And of course, that's not sustainable. It crashed seemingly all of a sudden around 1970, 71. it crashed seemingly all of a sudden in the early 90s. Europe did manage to build a large Hadron Collider and the United States sort of sheepishly bought in and gave some money as a junior partner in some sense.
Starting point is 01:16:05 But these days, the United States has more or less, it's not even trying to build the next great particle accelerator. You know, Europe and China are vying for the rights. And that's probably what it's going to be like for the foreseeable future. If anyone else can even do it. That's right. won't be in the United States. I think that much we can bet on with some certainty. Now, there were, it's really curious. At that, just a year before the SSC was canceled,
Starting point is 01:16:31 the federal government, now a different branch, the National Science Foundation, rather than the Department of Energy, the NSF in 1992 began pretty substantial funding for what would become LIGO, a major infrastructure, a project that required major infrastructure, the laser interferometric gravitational wave observatory, LIGO, which sort of paid off scientifically decades later. I mean, thrillingly, right, thank goodness. But think about a quarter century of foresight
Starting point is 01:17:00 to say we will invest civilian tax dollars at the roughly billion dollar level. In something that, by the way, will never result in a gravity wave bomb. It will not result in a gravity wave bomb. Zero technological
Starting point is 01:17:14 applications. Although I have to say, Sean, many of my very dear friends and colleagues have worked on that for most of their careers here at MIT. Sorry, we're done gravitation. waves, not gravitational wave bombs. I'm sorry. Thank you for correcting. I mean to say gravitational waves of the amazingly fascinating and non-destructive sort. That's right. So gravity waves.
Starting point is 01:17:33 And in the 80s, when people before the funding came through in any sustained way, some people would say, you know, they would add sentences because almost out of habit, I assume, to their grant proposal saying, by the way, along the way, we might find, you know, lessons of possible military relevance. They didn't mean the gravitational waves would weaponize. They meant we'll be learning more about electronics, computing, lasers. There could be spinoffs along the way, even if that was by no means the reason to do it. So it's a marker, again, of sort of how did one justify spending for even open-ended basic research?
Starting point is 01:18:06 There was a kind of template in the U.S. It was frankly just never what took hold after the Second World War for all kinds of reasons. That's not the CERN model. It hasn't been. CERN was meant to be instead something to kind of heal the wounds of Europe. The European nuclear physics. That's right. Particle physics laboratory.
Starting point is 01:18:23 The center that's now based in Geneva, but multinational from the start. And it was from very early on bringing together representatives from countries that did not otherwise always, you know, were not always close allies. And had to have a very bright red line demarcating anything that could possibly be construed as military relevance from this multinational basic science laboratory. So the CERN model was never hooked up in quite the same way to kind of Cold War politics. priorities. And the U.S. model had been remarkably effective with some waves, I mean, not in an unbroken way, but over the better part of half a century. And that number, you know, came up in our early years. And part of this, the narrative around this is that the 20th century was the century of physics, and the 21st century is a century of biology. And biology is not only, you know,
Starting point is 01:19:17 visceral, and we all have it. Not all of us think about physics, but we all think about biology every year a little bit more, right? But also the individual biology projects are generally much cheaper than the individual big physics projects. Right. Even the biggest big biology project, some of which you get big, the human genome project was hardly an inexpensive project. But when you look at just sort of baseline appropriations, they were not the same. Is that one of the things that the physicists began to learn a little bit late, it's going to to their or our chagrin, is that by the time we got to the projects like the Superconducting Super Collider with an $8 billion price tag, then whereas maybe it would rise even to $15 billion, it wasn't so clear, that's now competing
Starting point is 01:19:59 with, you know, the kinds of budget items that make members of Congress really notice. It's not rounding error. It's not hidden in some boring document from some unimportant agency, right? That's, you know, if you adjust for inflation, if you adjust for the buying power of a U.S. dollar, it's like 10 times more expensive than the Hoover Dam, right? It's not. now approaching the cost of things like designing and building the B-29 aircraft in the Second World War. It's now, it's at a level of major military projects, of major sort of civil society projects, of infrastructure projects, that then, you know, becomes a big target for people to look at more skeptically. Maybe appropriately so, but that's what, it's scaled up. And I think
Starting point is 01:20:43 a lot of people in the physics profession didn't quite realize the shift of what it would mean to be arguing in what was no longer a blank check era for that kind of price tag projects. Well, everyone in Congress loved the SSC until they decided where they were going to put it. That's right. There was definitely, it was not going to pay off in 50, you know, states or many districts, once site selection was completed. That's right. But even beyond that, the argument that we're locked in a existential battle with the Soviets, well, there's no Soviet Union. We need, you know, at all costs we need super smart, trained, you know, physical scientists because, well, because why, right? And so the kinds of arguments that had worked really over and over again for generations. The arguments didn't make sense and the price tag was so much larger than before that just wasn't going to, it just crashed. And something just a science point worth making here is it's not just that we like building bigger and bigger accelerators. There's certain kinds of science that can only be done that way. So it's not a matter of if you pay half the money for the accelerator, you get half the science.
Starting point is 01:21:49 If you pay half the money for the accelerator, you get nothing. Right. And so the question is, and it's a perfectly good question, is it worth doing this kind of science at all if that's the entry fee? Yeah. It is a good question. It's a question that physicists need to grapple with. And, of course, many, many people beyond physics. No longer only up to us.
Starting point is 01:22:06 And that was, again, made quite dramatically clear. So one thing that happens is there are these massive disruptions, like the cancellation of the SSC, they can have unintended intellectual consequences, as well as some demographic ones, who goes on, who gets a grant, who can get a job. Those are easier to relate to these big budget shifts. There are shifts in the kind of world of ideas as well, and that really fascinates me, both, you know, as a physicist and as an historian. And one of things that begins to happen both in the crash of the 70s and again in the crash of the 90s, crash in funding and so on, is that some very, very, very smart particle physicists, high energy physicists begin
Starting point is 01:22:48 kind of shifting their question base, asking questions in, for example, astrophysics in a way that simply wasn't common for them to do before the 1970s, not common in the United States, or to biophysics or to other kind of hybrid areas or condensed matter theory. One of the very first mindscape guess was Jeffrey West, who very famously, like literally because the SSC was canceled, said, I'm not doing this. anymore. He had been a particle physicist. He became a complexity theorist and actually is way more influential and
Starting point is 01:23:17 successful as a complexity theorist than he was as a particle theorist. That's right. And again, sometimes sometimes they'll have these kind of happy endings with hindsight. So it didn't feel like an easy transition at the time, I'm sure. An example that I find really fascinating, it's close to my own heart and hopefully to yours, is the emergence of this field
Starting point is 01:23:33 called particle cosmology, which is an amazing, wonderful, exciting, super terrific field. I say that because I love I work in it, so it must be true. But that really was a kind of unintended byproduct, again, mostly in the United States at the time, of this kind of just huge reversal of fortunes in the physics field. Particle physics was hit harder than any other subfield in the early 70s. Again, funding was cut by 50% in a short window, much like what happened again in the 90s.
Starting point is 01:24:01 And so you see this kind of intellectual migration. First thing that happens is many people leave grad school or can't get a job. That's one kind of effect. It's just grinding, double-digit unemployment rates for PhD scientists. in the 70s and again in the 90s. That's not a good policy. That's not effective policy. We had a physics colloquium at Harvard when I was a grad student there, how to get a job on Wall Street. Yep, yeah, yeah, that's right. That's right. And so when I was in grad school, two years after the vote to kill the SSC, I think it's the case that every PhD in high energy physics went into Wall Street or kind of financial consulting,
Starting point is 01:24:33 every single one of them. That's another story. That leads to a different kind of bubble that burst, as we now again know in hindsight. That leads to, helps to fuel the dot-com bubble and collateralized debt obligations and all this fancy derivative stuff on Wall Street. But in the 70s, the first effect is an outwave of people just leaving the field. A secondary effect is that twice as many people leave particle physics as enter it in a narrow window. Even the ones who stay in science, who stay in physics in particular, they go to these kind of neighboring or hybrid areas. And it's not just by chance. There's a blue ribbon panel that's brought together by the... the National Academy of Sciences, saying what happened in this crisis and how do we prepare for the
Starting point is 01:25:14 next time? In this 2,500-page expert report on what happened to physics, I think it was actually called physics in crisis. Maybe it was physics in transition, but I think it was crisis. The committee says the particle theorists, like you and me, particle theories were hit hardest when the bad times came because we were most narrowly trained. They're saying this about the early 70s, that they had become so hyper attuned to asking a certain kind of question, not being broadly trained in the committee's view, at least. And that's why that group suffered even worse than in the other field that also was undergoing real strain. So they say we have to change how we train high energy theorists, most of all. They have to be exposed
Starting point is 01:25:56 to the broad areas of physics, different kinds of requirements on coursework and general exams. This is when you start seeing a new wave of attention, curricular, pedagogical, eventually in funding, to areas like gravitation and cosmology and astrophysics. So it's not so surprisingly by the middle to late 1970s, after a new wave of students have come in, dreaming of particle physics, studying particle theory, but now also formally studying general relativity and cosmology and astrophysics, new textbooks being written every year to supply the need, that they start asking questions at this interface between high-energy theory and cosmology. A field called particle cosmology is really kind of amplified. It's not
Starting point is 01:26:37 created from scratch, but it really gets an institutional foothold as a kind of unintended consequence of this really kind of macro scale shift in funding priorities and geopolitics. A little bit of making lemonade out of the lemons that we were giving. That's right. And from that we get, you know, now you and I can tick off our favorite successes, but we get a whole kind of amazing set of ideas about where our universe came from, where it might be going, what are the constituents of matter and how can we test them? There's a whole set of questions that people weren't even posing. Right.
Starting point is 01:27:07 And so just the legitimacy of asking these questions appears. That's right. Even if we don't yet know the final answers to any of them. That's right. You and I know, but I'm keeping that for a future podcast. Stay tuned. And a lot of what is, now that we're in the present era in the discussion, you know, there's this whole new thing of asking for money from entities other than the government.
Starting point is 01:27:29 That's right. Asking for private money. and if rubbing shoulders with the government and their secrecy and warlike predilections was problematic, asking for money from private individuals is problematic for a whole new sets of reasons. It certainly is. And so there's a middle buffer. As we know here at MIT, for example. As we know at MIT with greater seriousness than we should have known earlier now, it's inescapable. That's certainly right. And it's leading to, I mean, overdue a real moment of real soul-searching. And I use that. I mean, I really think it's soul-searching here on campus. not going to go away soon. It's a real serious concern, a legitimate concern. But there's a middle path as well where it's not just individuals who, as we know, can be sort of remarkably problematic. And also, to be fair, remarkably generous and helpful. Absolutely. No, that's
Starting point is 01:28:16 certainly true. It's the spectrum. It's the full range, or it's not the full range, it's the range of human foibles among very rich individuals. So it's not the full range of humanity because most of us aren't that wealthy. But it's the range of the kind of human, you know, complexities. That's right. And in between there's a kind of buffer zone now, which I think is more substantial in terms of both supporting numbers of researchers and just the flow of dollars, which are private foundations or philanthropies. And again, there's a kind of irony or surprise here. So a growing proportion of research in our own field and many neighboring fields is supported by private dollars, and that often means now foundation money in addition to federal sources,
Starting point is 01:28:57 National Science Foundation or other agencies. irony is that's in some sense a return to what had been a model in the United States in the 30s, 1920s and 30s. Or in Italy in the 17th century. Or indeed, that's why we're all Galileo's now. We're all seeking our Domenici. But unlike seeking an individual, you know, Cosimo Domenici the second, who might have been, you know, quirky, we're now seeking in some sense, you know, the foundation based on Domenici's, you know, tax haven for his family, whatever it might be. We're seeking it from a slightly more institutionalized, slightly more stable structure.
Starting point is 01:29:29 of private money than the foibles of an individual. And again, something I've looked at historically in the 70s. It was again a turn to private donors in the face of this interruption of federal cash. And there it was often, in the instances I looked at, it was often quirky individuals who were often extremely generous and well-intentioned by many measures. But it was also not sturdy. Their personal situations could change.
Starting point is 01:29:59 their money, they could die, and the family could disagree in how to spend it more. If it wasn't a sort of endowed gift, it was a recurring gift, but not permanent. And the amount of money was often just frankly not nearly the same. The actual dollar flow was not the same. And so we have that now, of course, sometimes with just horrible effects, not always, sometimes with wonderful effects. But there's a sort of slightly more institutionalized range of the foundation, which has often uses something like peer review, often has a kind of buffer between the wishes or aspirations of the donor and the researchers. So it's not that people who get money from the Ford Foundation have to improve Pinto's, right?
Starting point is 01:30:40 There's a way of working out something like an intellectual autonomy, or at least something approaching that, which is much harder to work out with an individual writing you a check. Yeah. And it can be more money and it can be a little more stable. I mean, I have very mixed feelings about the whole thing. I mean, someone like Jim Simons, the founder of Renaissance Technologies, one of the world's most successful electronic trading firms, has done an enormous amount for science and enormous credit to him,
Starting point is 01:31:09 not only funding scientists, but also publications like Quanta, the magazine, which is probably the best science magazine, existent right now. But they're individuals, and their primary allegiance is not to the greater good, they have their quirky individual things. You know, there's the Templeton Foundation. John Templeton was sort of the British Warren Buffett, but he also really wanted to reconcile science and religion, and that rubbed some people the wrong way.
Starting point is 01:31:40 And so there's choices that people make, and there's a lot, this whole searching is going to have to keep going on for a long time when big institutions like our universities decide, you know, when is it worth the money, where should we hand things over? And it's not just science, right? the Koch brothers give money to economics and law schools, et cetera. Absolutely. No, that's right.
Starting point is 01:32:01 And so in some sense, our generation has to face this. It's not actually a brand new challenge. It is a kind of, in some ways, return to what had been taken for granted, you know, less than 100 years ago just in the United States, let alone in other times and places. You know, MIT itself has gone through these waves, just looking, you know, kind of parochially in my own backyard. We're now basically 100 years past what was called. called the technology plan here at MIT, the tech plan, which was first introduced in 1919.
Starting point is 01:32:32 We had MIT had a president, Richard McLaurin. He was a Cambridge trained mathematical physicist, there he had no practical knowledge. But anyway, he was university president for us here at MIT. And coming out of the First World War, MIT's, you know, finances were a mess. And he said, we need cash, right? Research and teaching is expensive. So he says, we will actively cultivate relationships with local industries, a school of technology after all. and there were lots of Boston area manufacturing firms. And so the idea, that kind of makes sense. Sure, public-private partnerships or higher education with local industries, sure.
Starting point is 01:33:08 But, you know, a generation in 15 years later, many, many faculty on campus, including many engineers who'd been very involved with that project, had a kind of reassessment, maybe more 10 to 12 years later. And they said, you know, we'd gone too far, that the faculty was later determined, had given away too much kind of direction of research, too many restrictions on who could publish what, who was calling the shots of what would be studied and who could know. And we have to change, we have to insert more buffers
Starting point is 01:33:38 for a kind of space for academic exploration that's not so closely tied to the whims of generous nearby partners, like in this case private industry. So that's roughly 100 years ago, roughly 50 years ago. We had another moment of real reckoning here at MIT. It's amazing just for you to say it's 100 years ago because it could have been yesterday. It could, if some of it feels very, very current, that's right.
Starting point is 01:34:00 So roughly 50 years ago in 1968, 69 at MIT, and indeed at many other campuses across the U.S., we had a different sort of reckoning, faculty and students and staff and community members more broadly. What's the role? Why is the Pentagon paying for such a high proportion of the research on campus with, again, what seemed like inappropriate conditions or restrictions? And I mean like marches in the street,
Starting point is 01:34:23 there are photographs in the archives. of, you know, local Cambridge police with their billy clubs and their riot gear clubbing, you know, protesters. And some protesters taking swings. It was a real fight. Marching down to demand the divestiture of MIT from certain kind of defense-oriented laboratories
Starting point is 01:34:41 and demand other kinds of changes in academic governance and who gets to say who's going to do what project and who can share it. So we have these sort of moments, you know, 100 years, roughly 100 years ago, it looked like private money is the way to go, including in particular kind of industrial money. 50 years ago, up until 50 years ago, it was simply beyond question, of course it's federal money.
Starting point is 01:35:05 That's now the clean money, so it seemed, until that seemed really, really not so clean in the midst of Vietnam War and these other very serious concerns. And so we have these kind of pendulum swings between whose money is seemed sort of obviously the way to go, what kind of money. and we haven't found, you know, we haven't threaded that needle yet, not successfully. And one of the extra issues with private money
Starting point is 01:35:28 is sometimes that it's the rich get richer kind of effect, like they want to give money to the sexiest, most glamorous subfields or whatever, or researchers or universities. Yep. You know, a version of that, too, where even if we don't think about, you know, very, very wealthy individuals,
Starting point is 01:35:42 it comes up now in sort of crowdfunding for science too. I get asked about this a fair amount by journalists who are writing about kind of Kickstarter-like campaigns for or Patreon-type campaigns for science. And the one hand, it's like, wow, what a lovely idea. I mean, it appeals to me, it means that some large number of, you know, ordinary people are excited about science, so excited they'll actually put some of their own cash behind it. That, who could not love that?
Starting point is 01:36:08 By the way, we have very generous Patreon supporters for the Mindscape Podcast. I love them. I'm a giver through Patreon to individual, you know, artists and creators. No, it's not to knock the platform. but as applied to kind of university-based scientific research. It's hard to see how it could possibly fill that role in any substantial way. On the one hand, the volume, I think we're not going to build an SSC with that for bearers or other large things. But also how much of that's going to be driven by kind of, you know, the quirks of social media fandom.
Starting point is 01:36:39 You know, the best, slickest, you know, YouTube promotional video might attract more clicks, more likes. We don't have peer review with all the frustration. and flaws of peer review, there's at least a process. There's at least something like a procedure to try to rationally allocate funds. Not perfect, right? But it's at least a structure. Crowdfunding is like, hey, that looks cool. Click. And so I have other concerns about other ways to engage, you know, let's say private sources of funding, even with, again, what I would think would be, you know, wonderful intentions. That's not going to get us, you know, that's not going to bring us to the promised land either. No. Well, okay, good. So just to wind up then, what will bring us
Starting point is 01:37:16 to the promise land? How at least how should we be thinking if you're sort of medium-term thinkers here? Maybe it's just a mushy kind of milk-toast answer, but I think we have to have some combination, like how could we not? And I think that not only for, let's say, political reasons, drawing from many kinds of sources and therefore many kinds of motivations, but I think, you know, physics has suffered more than once in recent years, in sort of in living memory, from being hooked on a kind of monoculture, on a single kind of source. Because that source won't last, you know, to infinity. It might
Starting point is 01:37:49 last over decades, sometimes it'll last much shorter, but it certainly doesn't, you know, a single, single, you know, element in the portfolio is not the way to go. So with something like with our eyes open to buffers, peer review, academic freedom, freedom to publish, with those kinds of controls or conditions really laid out in advance, then I think we can hopefully nudge toward a model that has federal input, maybe state and local, you know, governmental inputs, some kind of of foundation support, some kinds of private industrial support, maybe some, you know, carefully vetted individual generous donors as well, and maybe that's the way to fill out a, set of a sustainable program. And we might not get to build the next SSC that way, but we hopefully could train a lot
Starting point is 01:38:37 of really, really smart students in the meantime. Well, and the other thing, I think you are going to agree with me on this one, so we're all preaching to the converted here. But physics, the rest of science, the rest of academia could do a little better job of making their case broadly for the importance of what they do. I think that's exactly right. And the importance can include things like really important contributions to the economy. Think about the consumer electronics market. Where would that be without basic research in a host of fields?
Starting point is 01:39:09 Physics, chemistry, many fields of engineering. So curiosity-driven research that has led to what we now take for granted. every day. So clearly some of it will be spin-offs applications, will, you know, a kind of better living through chemistry if that phrase weren't so difficult to say with a straight face. But it also should be something about what makes us
Starting point is 01:39:29 you know curious people. What's part of our human, you know, kind of quest to know who we are, where we are, and what's coming? And I think that needn't be tied to a short-term goal. And there has to be space.
Starting point is 01:39:45 There has to be some balance to them, space to say we need really open-ended curiosity. We need to be able to support that, even if it won't make us better widgets in the next quarter. You're singing my song. That's the perfect place to end. David Kaiser, thanks so much for being on the podcast. John, it was a real pleasure. Thanks. What if you could have even more and more and more help to pursue your goals? At LPL Financial, we offer more ways for advisors and their clients to thrive. So what if you could? Paid advertisement. Investing involves risk, including potential loss of principal, LPL Financial, LSC member FINRA SIPC.

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